Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Director | April 02, 2018 | April 02, 2018 |
| PFIZER INCPFE · Entity 2863 | Director | April 24, 2025 | April 28, 2025 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Director | March 26, 2015 | March 30, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date April 02, 2018 · Filed April 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 96,261 |
Reported balance
After 2018-04-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-02 · Grant · Acquired 3,147 · Balance 96,261 F1: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
F2: Each unit of phantom stock is the economic equivalent of one share of common stock.
F3: Payable beginning one year after termination of service as a director.
PFIZER INC
Report date April 24, 2025 · Filed April 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 42,180.556 |
Reported balance
After 2025-04-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-04-24 · Grant · Acquired 8,999 · Balance 42,180.556 F1: Each unit represents one phantom share of common stock. F2: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents one phantom share of common stock.
F2: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.
F3: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.
QUALCOMM INC/DE
Report date March 26, 2015 · Filed March 30, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 2,227 |
Reported balance
After 2015-03-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2015-03-26 · Exercise / conversion · Acquired 2,227 · Balance 2,227 F1: Securities held by Stephen W. Kidder, Trustee of The Susan Hockfield Byrne Living Trust Indenture. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 8,535.458 |
Reported balance
After 2015-03-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2015-03-26 · Exercise / conversion · Disposed 2,227 · Balance 8,535.458 F2: Each deferred stock unit represents a right to receive one share of the Company's common stock. F3: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Stephen W. Kidder, Trustee of The Susan Hockfield Byrne Living Trust Indenture.
F2: Each deferred stock unit represents a right to receive one share of the Company's common stock.
F3: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2025 Filed Apr 28, 2025 15:53 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 8,999 | $22.78 | $204,997.22 |
DisclosureSEC source: 0001225208-25-004458 · doc4.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,180.556 Underlying: Common Stock · 8,999 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 17:23 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 8,115.598 | $25.26 | $205,000.01 |
DisclosureSEC source: 0001225208-24-005272 · doc4.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,187.802 Underlying: Common Stock · 8,115.598 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:33 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,291.688 | $38.74 | $204,999.99 |
DisclosureSEC source: 0001225208-23-005151 · doc4.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,912.631 Underlying: Common Stock · 5,291.688 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 20:18 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 4,058.602 | $50.51 | $204,999.99 |
DisclosureSEC source: 0001225208-22-006290 · doc4.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,058.191 Underlying: Common Stock · 4,058.602 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 18:02 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 4,981.884 | $38.64 | $192,500.00 |
DisclosureSEC source: 0001225208-21-006945 · doc4.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,598.976 Underlying: Common Stock · 4,981.884 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 19:38 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,246.661 | $36.69 | $192,499.99 |
DisclosureSEC source: 0001225208-20-006708 · doc4.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,032.992 Underlying: Common Stock · 5,246.661 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 19:56 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 786.33 | $34.30 | $26,971.12 |
DisclosureSEC source: 0001225208-20-004310 · doc4.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786.33 Underlying: Common Stock · 786.33 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 02, 2018 Filed Apr 2, 2018 20:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,147 | $14.06 | $44,246.82 |
DisclosureSEC source: 0001231205-18-000054 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,261 Underlying: Common Stock · 3,147 shares Expires not disclosed F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,508 | $17.64 | $44,241.12 |
DisclosureSEC source: 0001231205-18-000016 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,446 Underlying: Common Stock · 2,508 shares Expires not disclosed F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,813 | $24.40 | $44,237.20 |
DisclosureSEC source: 0001231205-17-000117 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,965 Underlying: Common Stock · 1,813 shares Expires not disclosed F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,583 | $27.95 | $44,244.85 |
DisclosureSEC source: 0001231205-17-000066 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,352 Underlying: Common Stock · 1,583 shares Expires not disclosed F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 03, 2017 Filed Apr 3, 2017 20:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,488 | $29.74 | $44,253.12 |
DisclosureSEC source: 0001231205-17-000035 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,096 Underlying: Common Stock · 1,488 shares Expires not disclosed F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:21 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,397 | $31.68 | $44,256.96 |
DisclosureSEC source: 0001231205-17-000006 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,971 Underlying: Common Stock · 1,397 shares Expires not disclosed F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,472 | $30.07 | $44,263.04 |
DisclosureSEC source: 0001231205-16-000189 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,944 Underlying: Common Stock · 1,472 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2016 Filed Jul 5, 2016 20:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,234 | $30.39 | $37,501.26 |
DisclosureSEC source: 0001231205-16-000146 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,915 Underlying: Common Stock · 1,234 shares Expires not disclosed F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 01, 2016 Filed Apr 4, 2016 20:28 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,220 | $30.74 | $37,502.80 |
DisclosureSEC source: 0001231205-16-000120 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,120 Underlying: Common Stock · 1,220 shares Expires not disclosed F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 04, 2016 Filed Jan 4, 2016 22:46 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,225 | $30.60 | $37,485.00 |
DisclosureSEC source: 0001231205-16-000096 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,300 Underlying: Common Stock · 1,225 shares Expires not disclosed F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2015 Filed Oct 2, 2015 18:38 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,507 | $24.88 | $37,494.16 |
DisclosureSEC source: 0001231205-15-000068 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,522 Underlying: Common Stock · 1,507 shares Expires not disclosed F1 · security: Acquired at a price of $24.88 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2015 Filed Jul 1, 2015 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,376 | $27.25 | $37,496.00 |
DisclosureSEC source: 0001231205-15-000039 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,403 Underlying: Common Stock · 1,376 shares Expires not disclosed F1 · security: Acquired at a price of $27.25 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 01, 2015 Filed Apr 4, 2015 01:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,486 | $25.24 | $37,506.64 |
DisclosureSEC source: 0001206774-15-001163 · hockfield_form4.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,454 Underlying: Common Stock · 1,486 shares Expires not disclosed F1 · security: Acquired at a price of $25.24 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| March 26, 2015 Filed Mar 30, 2015 19:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionDeferred Stock Unit · Derivative | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000106 · edgardoc.xml · derivative · entry 2 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,535.458 Underlying: Common Stock · 2,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| March 26, 2015 Filed Mar 30, 2015 19:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000106 · edgardoc.xml · nonDerivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Stephen W. Kidder, Trustee of The Susan Hockfield Byrne Living Trust Indenture. Read SEC document |
| March 09, 2015 Filed Mar 11, 2015 16:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000074 · edgardoc.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,712.7047 Underlying: Common Stock · 2,751 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · balance_after: Amount includes dividend equivalents earned on vested deferred stock units. Read SEC document |
| January 02, 2015 Filed Jan 5, 2015 22:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,472 | $25.48 | $37,506.56 |
DisclosureSEC source: 0001231205-15-000008 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,361 Underlying: Common Stock · 1,472 shares Expires not disclosed F1 · security: Acquired at a price of $25.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2014 Filed Oct 1, 2014 20:02 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,445 | $25.95 | $37,497.75 |
DisclosureSEC source: 0001231205-14-000088 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,347 Underlying: Common Stock · 1,445 shares Expires not disclosed F1 · security: Acquired at a price of $25.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2014 Filed Jul 2, 2014 19:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,398 | $26.82 | $37,494.36 |
DisclosureSEC source: 0001231205-14-000060 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,382 Underlying: Common Stock · 1,398 shares Expires not disclosed F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 01, 2014 Filed Apr 3, 2014 20:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,461 | $25.67 | $37,503.87 |
DisclosureSEC source: 0001231205-14-000037 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,495 Underlying: Common Stock · 1,461 shares Expires not disclosed F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| March 04, 2014 Filed Mar 6, 2014 21:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000093 · edgardoc.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,796.0271 Underlying: Common Stock · 2,628 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F3 · balance_after: Amount includes dividend equivalents earned on vested deferred stock units. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 20:43 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,380 | $27.18 | $37,508.40 |
DisclosureSEC source: 0001231205-14-000007 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,533 Underlying: Common Stock · 1,380 shares Expires not disclosed F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2013 Filed Oct 3, 2013 19:48 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,568 | $23.92 | $37,506.56 |
DisclosureSEC source: 0001231205-13-000113 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,748 Underlying: Common Stock · 1,568 shares Expires not disclosed F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 22:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,594 | $23.52 | $37,490.88 |
DisclosureSEC source: 0001231205-13-000065 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,771 Underlying: Common Stock · 1,594 shares Expires not disclosed F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 02, 2013 Filed Apr 3, 2013 18:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,602 | $23.40 | $37,486.80 |
DisclosureSEC source: 0001231205-13-000031 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,734 Underlying: Common Stock · 1,602 shares Expires not disclosed F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 18:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000109 · edgardoc.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,960.0527 Underlying: Common Stock · 2,943 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,769 | $21.20 | $37,502.80 |
DisclosureSEC source: 0001231205-13-000006 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,715 Underlying: Common Stock · 1,769 shares Expires not disclosed F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2012 Filed Oct 1, 2012 21:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,713 | $21.89 | $37,497.57 |
DisclosureSEC source: 0001231205-12-000101 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,571 Underlying: Common Stock · 1,713 shares Expires not disclosed F1 · security: Acquired at a price of $21.89 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 08, 2012 Filed Jul 11, 2012 00:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantDeferred Stock Unit · Derivative | 2,109 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000262 · edgardoc.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 Underlying: Common Stock · 2,109 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 6, 2015, (2) separation from service, (3) death, (4) disability, or (5) a change in control. F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 6, 2015, (2) separation from service, (3) death, (4) disability, or (5) a change in control. Read SEC document |
| July 02, 2012 Filed Jul 3, 2012 19:39 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,919 | $19.54 | $37,497.26 |
DisclosureSEC source: 0001231205-12-000053 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,479 Underlying: Common Stock · 1,919 shares Expires not disclosed F1 · security: Acquired at a price of $19.54 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 01, 2012 Filed Apr 3, 2012 21:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,908 | $19.65 | $37,492.20 |
DisclosureSEC source: 0001231205-12-000025 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,190 Underlying: Common Stock · 1,908 shares Expires not disclosed F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 03, 2012 Filed Jan 4, 2012 22:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,191 | $17.11 | $37,488.01 |
DisclosureSEC source: 0001231205-12-000004 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,929 Underlying: Common Stock · 2,191 shares Expires not disclosed F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 03, 2011 Filed Oct 5, 2011 18:28 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,405 | $15.59 | $37,493.95 |
DisclosureSEC source: 0001231205-11-000109 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,396 Underlying: Common Stock · 2,405 shares Expires not disclosed F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2011 Filed Jul 1, 2011 19:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,028 | $18.49 | $37,497.72 |
DisclosureSEC source: 0001231205-11-000065 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,716 Underlying: Common Stock · 2,028 shares Expires not disclosed F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 01, 2011 Filed Apr 5, 2011 00:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,887 | $19.87 | $37,494.69 |
DisclosureSEC source: 0001231205-11-000028 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,459 Underlying: Common Stock · 1,887 shares Expires not disclosed F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 01, 2011 Filed Jan 4, 2011 23:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,121 | $17.68 | $37,499.28 |
DisclosureSEC source: 0001231205-11-000005 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,360 Underlying: Common Stock · 2,121 shares Expires not disclosed F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2010 Filed Oct 4, 2010 23:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,324 | $16.13 | $37,486.12 |
DisclosureSEC source: 0001231205-10-000121 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,032 Underlying: Common Stock · 2,324 shares Expires not disclosed F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2010 Filed Jul 2, 2010 17:56 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,422 | $15.48 | $37,492.56 |
DisclosureSEC source: 0001231205-10-000068 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,552 Underlying: Common Stock · 2,422 shares Expires not disclosed F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 01, 2010 Filed Apr 5, 2010 19:19 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,135 | $17.57 | $37,511.95 |
DisclosureSEC source: 0001231205-10-000025 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,012 Underlying: Common Stock · 2,135 shares Expires not disclosed F1 · security: Acquired at a price of $17.57 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 04, 2010 Filed Jan 7, 2010 00:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,395 | $15.66 | $37,505.70 |
DisclosureSEC source: 0001231205-10-000005 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,752 Underlying: Common Stock · 2,395 shares Expires not disclosed F1 · security: Acquired at a price of $15.66 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2009 Filed Oct 5, 2009 20:56 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,385 | $15.72 | $37,492.20 |
DisclosureSEC source: 0001231205-09-000143 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,238 Underlying: Common Stock · 2,385 shares Expires not disclosed F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 01, 2009 Filed Jul 2, 2009 20:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,971 | $12.62 | $37,494.02 |
DisclosureSEC source: 0001231205-09-000086 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,733 Underlying: Common Stock · 2,971 shares Expires not disclosed F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 01, 2009 Filed Apr 2, 2009 19:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 4,010 | $9.35 | $37,493.50 |
DisclosureSEC source: 0001231205-09-000052 · edgar.xml · derivative · entry 1 Hockfield Susan · CIK 0001383985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,494 Underlying: Common Stock · 4,010 shares Expires not disclosed F1 · security: Acquired at a price of $9.35 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.