Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DWS MUNICIPAL INCOME TRUSTKTF · Entity 5805 | Director | December 21, 2022 | December 21, 2022 |
| DWS STRATEGIC MUNICIPAL INCOME TRUSTKSM · Entity 15747 | Director | December 21, 2022 | December 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DWS MUNICIPAL INCOME TRUST
Report date December 21, 2022 · Filed December 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-21 · Sale · Disposed 600 · Balance 0 F1: Director disposed of his entire position of KTF |
Filing footnotes · ownership attribution and instrument terms
F1: Director disposed of his entire position of KTF
DWS STRATEGIC MUNICIPAL INCOME TRUST
Report date December 21, 2022 · Filed December 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-21 · Sale · Disposed 600 · Balance 0 F1: Director sold entire position of KSM fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Director sold entire position of KSM fund.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ABERDEEN SINGAPORE FUND INC
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 1,100 · Balance 0 F1: Effective as of April 27, 2018, the Aberdeen Singapore Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $14.4589 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.4958. In the Reorganization, the Reporting Person received 1,645.00 common shares of the Acquiring Fund in exchange for his 1,100.00 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, the Aberdeen Singapore Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $14.4589 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.4958. In the Reorganization, the Reporting Person received 1,645.00 common shares of the Acquiring Fund in exchange for his 1,100.00 common shares of the Target Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2022 Filed Dec 21, 2022 22:23 UTC | DWS MUNICIPAL INCOME TRUST KTF · Entity 5805 | SaleCommon Stock | 600 | $8.75 | $5,250.00 |
DisclosureSEC source: 0001179124-22-000035 · primary_doc.xml · nonDerivative · entry 1 HERRING RICHARD J · CIK 0001250383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Director disposed of his entire position of KTF Read SEC document |
| December 21, 2022 Filed Dec 21, 2022 17:25 UTC | DWS STRATEGIC MUNICIPAL INCOME TRUST KSM · Entity 15747 | SaleCommon Stock | 600 | $8.19 | $4,914.00 |
DisclosureSEC source: 0001179124-22-000036 · primary_doc.xml · nonDerivative · entry 1 HERRING RICHARD J · CIK 0001250383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Director sold entire position of KSM fund. Read SEC document |
| April 27, 2018 Filed May 1, 2018 16:36 UTC | ABERDEEN SINGAPORE FUND INC SGF · Entity 167151 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029399 · a4.xml · nonDerivative · entry 1 HERRING RICHARD J · CIK 0001250383 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, the Aberdeen Singapore Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $14.4589 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.4958. In the Reorganization, the Reporting Person received 1,645.00 common shares of the Acquiring Fund in exchange for his 1,100.00 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, the Aberdeen Singapore Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $14.4589 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.4958. In the Reorganization, the Reporting Person received 1,645.00 common shares of the Acquiring Fund in exchange for his 1,100.00 common shares of the Target Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.