Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | Director | April 26, 2018 | April 30, 2018 |
| Bank of New York Mellon CorpBK · Entity 2899 | Director | August 15, 2017 | August 15, 2017 |
| Corvex, Inc.MOVE · Entity 5811 | Director | July 01, 2026 | July 03, 2026 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Executive Vice President | August 06, 2008 | August 07, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date April 26, 2018 · Filed April 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 363,721 |
Reported balance
After 2018-04-26 transaction · row 1
1 source rowRow 1 · 2018-04-26 · Exercise / conversion · Acquired 13,653 · Balance 363,721 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-26 · Exercise / conversion · Disposed 13,653 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock. F2: The RSUs vest 100% on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.
F2: The RSUs vest 100% on the first anniversary of the date of grant.
Bank of New York Mellon Corp
Report date August 15, 2017 · Filed August 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,873.394 |
Reported balance
After 2017-08-15 transaction · row 1
1 source rowRow 1 · 2017-08-15 · Grant · Acquired 138.642 · Balance 28,873.394 F1: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.
Corvex, Inc.
Report date July 01, 2026 · Filed July 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2026-07-01 transaction · row 1
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 50,000 · Balance 50,000 F1: Represents a grant of time-based restricted stock units that vest in three equal annual installments from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of time-based restricted stock units that vest in three equal annual installments from the grant date.
INTERNATIONAL BUSINESS MACHINES CORP
Report date August 06, 2008 · Filed August 07, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,974 |
Reported balance
After 2008-08-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2008-08-06 · Grant · Acquired 50 · Balance 12,974 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Aptiv PLC
Report date April 26, 2022 · Filed April 28, 2022
Section 16 reporting ended · disclosed 2022-04-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 1,759 |
Reported balance
After 2022-04-26 transaction · row 1
1 source rowRow 1 · 2022-04-26 · Tax withholding · Disposed 187 · Balance 1,759 F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy GRAT | 126,659 |
Reported balance
Holding disclosure · report date 2022-04-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 126,659 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2015 Filed May 12, 2015 18:19 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 46,343 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-15-000026 · edgar.xml · nonDerivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2015 Filed May 1, 2015 21:38 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 72,044 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-15-000014 · edgar.xml · derivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,044 Underlying: Common Stock · 72,044 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Grant of restricted stock units vests 100% on the first anniversary of the date of grant. F2 · derivative.expiration_date: Grant of restricted stock units vests 100% on the first anniversary of the date of grant. Read SEC document |
| May 16, 2014 Filed May 20, 2014 23:00 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 69,269 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-14-000014 · edgar.xml · derivative · entry 2 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: This award vests 100% on the first anniversary of date of grant. F2 · derivative.expiration_date: This award vests 100% on the first anniversary of date of grant. Read SEC document |
| May 16, 2014 Filed May 20, 2014 23:00 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 69,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-14-000014 · edgar.xml · nonDerivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2014 Filed May 12, 2014 21:58 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 46,343 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-14-000009 · edgar.xml · derivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,343 Underlying: Common Stock · 46,343 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Grant of restricted stock units vests 100% on the first anniversary of the date of grant. F2 · derivative.expiration_date: Grant of restricted stock units vests 100% on the first anniversary of the date of grant. Read SEC document |
| May 03, 2014 Filed May 6, 2014 23:59 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 9,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-14-000007 · edgar.xml · derivative · entry 2 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,042 shares Expires 2018-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2014 Filed May 6, 2014 23:59 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 9,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-14-000007 · edgar.xml · nonDerivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2013 Filed May 20, 2013 22:01 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 69,269 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000015 · edgar.xml · derivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,269 Underlying: Common Stock · 69,269 shares Expires 2020-05-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Grant of restricted stock units vests 100% on the first anniversary of the date of grant. Read SEC document |
| May 10, 2013 Filed May 14, 2013 21:42 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 30,080 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000013 · edgar.xml · derivative · entry 2 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,080 shares Expires 2019-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2013 Filed May 14, 2013 21:42 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 30,080 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000013 · edgar.xml · nonDerivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2013 Filed May 7, 2013 22:27 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 9,041 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000010 · edgar.xml · derivative · entry 2 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,042 Underlying: Common Stock · 9,041 shares Expires 2018-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2013 Filed May 7, 2013 22:27 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 9,041 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-13-000010 · edgar.xml · nonDerivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2012 Filed Nov 16, 2012 23:58 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 16,670 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-12-000018 · edgar.xml · derivative · entry 2 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,670 shares Expires 2016-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2012 Filed Nov 16, 2012 23:58 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 16,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-12-000018 · edgar.xml · nonDerivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2012 Filed May 14, 2012 22:02 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 30,080 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-12-000008 · edgar.xml · derivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,080 Underlying: Common Stock · 30,080 shares Expires 2019-05-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Grant of restricted stock units vests 100% on the first anniversary of the date of grant. Read SEC document |
| May 03, 2012 Filed May 7, 2012 20:28 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 9,041 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-12-000005 · edgar.xml · derivative · entry 2 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,083 Underlying: Common Stock · 9,041 shares Expires 2018-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2012 Filed May 7, 2012 20:28 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 9,041 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-12-000005 · edgar.xml · nonDerivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2011 Filed Nov 18, 2011 17:16 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 16,665 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-11-000021 · edgar.xml · derivative · entry 2 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,670 Underlying: Common Stock · 16,665 shares Expires 2016-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2011 Filed Nov 18, 2011 17:16 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 16,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-11-000021 · edgar.xml · nonDerivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2011 Filed May 5, 2011 23:06 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 27,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-11-000006 · edgar.xml · derivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,124 Underlying: Common Stock · 27,124 shares Expires 2018-05-03 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Grant of restricted stock units vest 33 1/3% on the first anniversary of the date of grant, 33 1/3% on the second anniversary of the date of grant, and 33 1/3% on the third anniversary of the date of grant. Read SEC document |
| November 16, 2010 Filed Nov 18, 2010 16:45 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 16,665 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-10-000019 · edgar.xml · derivative · entry 2 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,335 Underlying: Common Stock · 16,665 shares Expires 2016-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2010 Filed Nov 18, 2010 16:45 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 16,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-10-000019 · edgar.xml · nonDerivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2009 Filed Nov 18, 2009 23:29 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRestricted Stock Award · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-09-000023 · edgar.xml · derivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2016-11-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Grant of restricted stock units vest 33 1/3% on the first anniversary of the date of grant, 33 1/3% on the second anniversary of the date of grant, and 33 1/3% on the third anniversary of the date of grant. Read SEC document |
| August 06, 2008 Filed Aug 7, 2008 16:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 50 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046721 · rrd215274.xml · derivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,974 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,579 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030287 · rrd206150.xml · derivative · entry 6 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,158 Underlying: Common Stock · 1,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030287 · rrd206150.xml · derivative · entry 5 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,625 Underlying: Common Stock · 3,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,550 | $124.46 | $192,913.00 |
DisclosureSEC source: 0001181431-08-030287 · rrd206150.xml · nonDerivative · entry 4 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,173.5773 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 675 | $124.46 | $84,010.50 |
DisclosureSEC source: 0001181431-08-030287 · rrd206150.xml · nonDerivative · entry 3 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,723.5773 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030287 · rrd206150.xml · nonDerivative · entry 2 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,398.5773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030287 · rrd206150.xml · nonDerivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,773.5773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2008 Filed May 8, 2008 18:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-029756 · rrd205889.xml · derivative · entry 1 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,928 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,124 | $0.00 Strike: $88.96 | $0.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · derivative · entry 29 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,124 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 49,045 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · derivative · entry 28 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,045 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 49,032 | $0.00 Strike: $103.25 | $0.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · derivative · entry 27 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,032 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 58,876 | $0.00 Strike: $88.96 | $0.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · derivative · entry 26 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,876 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,600 | $122.82 | $442,152.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 25 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,894.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $122.82 | $12,281.75 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 24 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,494.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,600 | $122.82 | $196,504.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 23 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,594.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $122.81 | $147,372.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 22 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,194.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $122.80 | $73,680.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 21 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,394.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,200 | $122.79 | $270,138.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 20 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,994.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,800 | $122.78 | $466,564.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 19 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,194.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 21,900 | $122.77 | $2,688,663.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 18 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,994.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,800 | $122.77 | $220,977.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 17 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,894.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 350 | $122.76 | $42,966.42 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 16 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,694.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 27,032 | $122.76 | $3,318,448.32 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 15 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,044.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,553 | $122.76 | $190,642.40 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 14 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,076.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,125 | $122.76 | $260,854.38 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 13 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,629.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 30,140 | $122.75 | $3,699,685.00 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 12 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,754.5773 Read SEC document |
| April 30, 2008 Filed May 1, 2008 23:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $122.75 | $135,019.50 |
DisclosureSEC source: 0001181431-08-028140 · rrd204831.xml · nonDerivative · entry 11 DONOFRIO NICHOLAS M · CIK 0001180443 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,894.5773 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.