Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Esquire Financial Holdings, Inc.ESQ · Entity 4764 | Director | December 19, 2022 | December 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Esquire Financial Holdings, Inc.
Report date December 19, 2022 · Filed December 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $42.30 · Expires 2032-12-19 | Direct | 1,500 |
Reported balance
After 2022-12-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-12-19 · Grant · Acquired 1,500 · Balance 1,500 F3: Stock options vest in three equal annual installments commencing on December 19, 2023. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2026-09-01 | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2022-12-19 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,000 F4: Stock options are fully vested. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $24.90 · Expires 2028-12-10 | Direct | 1,500 |
Reported balance
Holding disclosure · report date 2022-12-19 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,500 F4: Stock options are fully vested. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.85 · Expires 2030-12-16 | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2022-12-19 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,000 F5: Stock options vest in three equal annual installments commencing on December 16, 2021. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $31.04 · Expires 2031-12-09 | Direct | 1,750 |
Reported balance
Holding disclosure · report date 2022-12-19 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,750 F6: Stock options vest in three equal annual installments commencing on December 9, 2022. |
| Common StockSEC Table I · non-derivative | Direct | 69,396 |
Reported balance
Holding disclosure · report date 2022-12-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 69,396 F1: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022. F2: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
F2: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F3: Stock options vest in three equal annual installments commencing on December 19, 2023.
F4: Stock options are fully vested.
F5: Stock options vest in three equal annual installments commencing on December 16, 2021.
F6: Stock options vest in three equal annual installments commencing on December 9, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2022 Filed Dec 21, 2022 15:38 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | GrantStock Options · Derivative | 1,500 | $0.00 Strike: $42.30 | $0.00 |
DisclosureSEC source: 0001567619-22-021920 · doc1.xml · derivative · entry 2 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2032-12-19 F3 · shares: Stock options vest in three equal annual installments commencing on December 19, 2023. F3 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 19, 2023. F3 · balance_after: Stock options vest in three equal annual installments commencing on December 19, 2023. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 17:40 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | GrantStock Options · Derivative | 1,750 | $0.00 Strike: $31.04 | $0.00 |
DisclosureSEC source: 0001567619-21-021960 · doc1.xml · derivative · entry 2 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Underlying: Common Stock · 1,750 shares Expires 2031-12-09 F3 · shares: Stock options vest in three equal annual installments commencing on December 9, 2022. F3 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 9, 2022. F3 · balance_after: Stock options vest in three equal annual installments commencing on December 9, 2022. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:45 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Exercise / conversionStock Options · Derivative | 16,000 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001567619-21-006381 · doc1.xml · derivative · entry 6 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 16,000 shares Expires 2026-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.underlying_shares: Stock options vest at a rate of 20% per year commencing on September 1, 2017. F4 · balance_after: Stock options vest at a rate of 20% per year commencing on September 1, 2017. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:45 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Exercise / conversionStock Options · Derivative | 22,231 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001567619-21-006381 · doc1.xml · derivative · entry 5 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,231 shares Expires 2025-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.underlying_shares: Stock options are fully vested. F3 · balance_after: Stock options are fully vested. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:45 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Tax withholdingCommon Stock | 8,100 | $24.69 | $199,989.00 |
DisclosureSEC source: 0001567619-21-006381 · doc1.xml · nonDerivative · entry 4 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,396 F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022. F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:45 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Exercise / conversionCommon Stock | 16,000 | $12.50 | $200,000.00 |
DisclosureSEC source: 0001567619-21-006381 · doc1.xml · nonDerivative · entry 3 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022. F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:45 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Tax withholdingCommon Stock | 11,255 | $24.69 | $277,885.95 |
DisclosureSEC source: 0001567619-21-006381 · doc1.xml · nonDerivative · entry 2 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,496 F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022. F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:45 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Exercise / conversionCommon Stock | 22,231 | $12.50 | $277,887.50 |
DisclosureSEC source: 0001567619-21-006381 · doc1.xml · nonDerivative · entry 1 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022. F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 15:05 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | GrantStock Options · Derivative | 2,000 | $0.00 Strike: $20.85 | $0.00 |
DisclosureSEC source: 0001567619-20-021345 · doc1.xml · derivative · entry 2 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2030-12-16 F3 · shares: Stock options vest in three equal annual installments commencing on December 16, 2021. F3 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 16, 2021. F3 · balance_after: Stock options vest in three equal annual installments commencing on December 16, 2021. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 14:20 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Exercise / conversionStock Options · Derivative | 2,000 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001567619-20-000498 · doc1.xml · derivative · entry 2 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.underlying_shares: Stock options are fully vested. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 14:20 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Exercise / conversionCommon Stock | 2,000 | $12.50 | $25,000.00 |
DisclosureSEC source: 0001567619-20-000498 · doc1.xml · nonDerivative · entry 1 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022. F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 10:34 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023501 · doc1.xml · nonDerivative · entry 1 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,520 F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on December 19, 2023. F2 · balance_after: Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022. Read SEC document |
| December 10, 2018 Filed Dec 21, 2018 16:30 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | GrantStock Options · Derivative | 1,500 | $0.00 Strike: $24.90 | $0.00 |
DisclosureSEC source: 0001567619-18-008511 · doc1.xml · derivative · entry 2 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2028-12-10 F2 · shares: Stock options vest in three equal annual installments commencing on December 10, 2019. F2 · derivative.underlying_shares: Stock options vest in three equal annual installments commencing on December 10, 2019. F2 · balance_after: Stock options vest in three equal annual installments commencing on December 10, 2019. Read SEC document |
| January 23, 2018 Filed Feb 7, 2018 14:59 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-005544 · doc1.xml · nonDerivative · entry 1 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,520 F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on January 23, 2022. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 15:50 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001140361-18-001740 · doc1.xml · derivative · entry 2 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.underlying_shares: Stock options are fully vested. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 15:50 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Exercise / conversionCommon Stock | 5,000 | $10.00 | $50,000.00 |
DisclosureSEC source: 0001140361-18-001740 · doc1.xml · nonDerivative · entry 1 Herman Russ M · CIK 0001709858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.