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Sauer Paul

Disclosed activity across 1 company

Tapewire entity
121083
SEC CIK
0001813796

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Vaxcyte, Inc.

Report date December 30, 2022 · Filed January 04, 2023

Section 16 reporting ended · disclosed 2023-01-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.95 · Expires 2032-12-30Direct15,000 Reported balance After 2022-12-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-12-30 · Grant · Acquired 15,000 · Balance 15,000

F1: 1/48 of shares subject to the option vest on January 30, 2023, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Filing footnotes · ownership attribution and instrument terms

F1: 1/48 of shares subject to the option vest on January 30, 2023, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2022 Filed Jan 4, 2023 16:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0001209191-23-000964 · doc4.xml · derivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-12-30

F1 · derivative.exercise_date: 1/48 of shares subject to the option vest on January 30, 2023, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:35 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 865 $26.38 $22,818.70
Disclosure

SEC source: 0001209191-22-049023 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,822

F1 · kind: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 16:47 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,000 $25.93 $77,784.90
Disclosure

SEC source: 0001209191-22-047354 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,687

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.685 to $26.09. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 17:03 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001209191-22-043547 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,687

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 20, 2022 Filed Jul 22, 2022 17:11 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001209191-22-043024 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,687

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 23, 2022 Filed May 25, 2022 16:24 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,000 $26.22 $78,670.50
Disclosure

SEC source: 0001209191-22-031865 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,687

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.72 to $26.61. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 1,562 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on May 17, 2022.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 17:18 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001209191-22-025654 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,125

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 18:05 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001209191-22-020962 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:03 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 6,000 $25.00 $150,000.00
Disclosure

SEC source: 0001209191-22-018522 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 20:53 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $24.79 $0.00
Disclosure

SEC source: 0001209191-22-016522 · doc4.xml · derivative · entry 2

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2032-03-01

F2 · derivative.exercise_date: 1/48 of shares subject to the option vest on April 2, 2022, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 20:53 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016522 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,125

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on September 2, 2022 and 12.5% of the shares every six months thereafter.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 16:36 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 6,000 $25.00 $150,000.00
Disclosure

SEC source: 0001209191-21-071604 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,125

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 17:55 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,000 $25.00 $75,000.00
Disclosure

SEC source: 0001209191-21-062762 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,125

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 17:04 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 5,307 $25.20 $133,724.19
Disclosure

SEC source: 0001209191-21-057651 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,125

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.00 to $25.45. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 1,841 shares acquired under the Employee Stock Purchase Plan on May 17, 2021.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 OtherStock Option (right to buy) · Derivative 7,611 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001209191-21-025999 · doc4.xml · derivative · entry 5

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,027

Underlying: Common Stock · 7,611 shares

Expires 2029-03-20

F1 · kind: Transfer of shares and the reporting person's economic interest in stock options (right to buy) to reporting person's spouse pursuant to a property settlement agreement in connection with separation proceedings. While the reporting person will retain the options, the reporting person's spouse will receive the economic benefit from, and has sole discretion with respect to, the portion of the options representing the spouse's transferred economic interest, including exercises thereof and sales of shares underlying such portion. Accordingly, the reporting person will not report beneficial ownership of or dispositions of the portion of such options representing the spouse's transferred economic interest, nor will the reporting person report beneficial ownership of or acquisitions or dispositions of the underlying shares, in future Section 16(a) filings.

F4 · derivative.exercise_date: As of the date of transfer, the shares subject to the option representing the reporting person's remaining economic interest will vest in monthly installments with respect to 617 shares from May 1, 2021 to January 1, 2023.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 OtherStock Option (right to buy) · Derivative 21,871 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001209191-21-025999 · doc4.xml · derivative · entry 4

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,197

Underlying: Common Stock · 21,871 shares

Expires 2028-07-23

F1 · kind: Transfer of shares and the reporting person's economic interest in stock options (right to buy) to reporting person's spouse pursuant to a property settlement agreement in connection with separation proceedings. While the reporting person will retain the options, the reporting person's spouse will receive the economic benefit from, and has sole discretion with respect to, the portion of the options representing the spouse's transferred economic interest, including exercises thereof and sales of shares underlying such portion. Accordingly, the reporting person will not report beneficial ownership of or dispositions of the portion of such options representing the spouse's transferred economic interest, nor will the reporting person report beneficial ownership of or acquisitions or dispositions of the underlying shares, in future Section 16(a) filings.

F3 · derivative.exercise_date: As of the date of transfer, the shares subject to the option representing the reporting person's remaining economic interest will vest in monthly installments with respect to 1,459 shares from April 24, 2021 to July 24, 2022.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 OtherStock Option (right to buy) · Derivative 14,253 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001209191-21-025999 · doc4.xml · derivative · entry 3

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,173

Underlying: Common Stock · 14,253 shares

Expires 2027-05-17

F1 · kind: Transfer of shares and the reporting person's economic interest in stock options (right to buy) to reporting person's spouse pursuant to a property settlement agreement in connection with separation proceedings. While the reporting person will retain the options, the reporting person's spouse will receive the economic benefit from, and has sole discretion with respect to, the portion of the options representing the spouse's transferred economic interest, including exercises thereof and sales of shares underlying such portion. Accordingly, the reporting person will not report beneficial ownership of or dispositions of the portion of such options representing the spouse's transferred economic interest, nor will the reporting person report beneficial ownership of or acquisitions or dispositions of the underlying shares, in future Section 16(a) filings.

F2 · derivative.exercise_date: The shares subject to the option representing the reporting person's remaining economic interest are fully vested and exercisable.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 OtherStock Option (right to buy) · Derivative 4,168 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-21-025999 · doc4.xml · derivative · entry 2

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,168

Underlying: Common Stock · 4,168 shares

Expires 2026-04-19

F1 · kind: Transfer of shares and the reporting person's economic interest in stock options (right to buy) to reporting person's spouse pursuant to a property settlement agreement in connection with separation proceedings. While the reporting person will retain the options, the reporting person's spouse will receive the economic benefit from, and has sole discretion with respect to, the portion of the options representing the spouse's transferred economic interest, including exercises thereof and sales of shares underlying such portion. Accordingly, the reporting person will not report beneficial ownership of or dispositions of the portion of such options representing the spouse's transferred economic interest, nor will the reporting person report beneficial ownership of or acquisitions or dispositions of the underlying shares, in future Section 16(a) filings.

F2 · derivative.exercise_date: The shares subject to the option representing the reporting person's remaining economic interest are fully vested and exercisable.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 21:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 OtherCommon Stock 38,308 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025999 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,591

F1 · kind: Transfer of shares and the reporting person's economic interest in stock options (right to buy) to reporting person's spouse pursuant to a property settlement agreement in connection with separation proceedings. While the reporting person will retain the options, the reporting person's spouse will receive the economic benefit from, and has sole discretion with respect to, the portion of the options representing the spouse's transferred economic interest, including exercises thereof and sales of shares underlying such portion. Accordingly, the reporting person will not report beneficial ownership of or dispositions of the portion of such options representing the spouse's transferred economic interest, nor will the reporting person report beneficial ownership of or acquisitions or dispositions of the underlying shares, in future Section 16(a) filings.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 20:06 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001209191-21-025761 · doc4.xml · derivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-03-31

F1 · derivative.exercise_date: 1/48 of shares subject to the option vest on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 16:29 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001209191-21-020468 · doc4.xml · derivative · entry 3

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,426

Underlying: Common Stock · 2,500 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on March 4, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 16:29 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 2,500 $25.00 $62,500.00
Disclosure

SEC source: 0001209191-21-020468 · doc4.xml · nonDerivative · entry 2

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,899

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 16:29 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 2,500 $1.79 $4,475.00
Disclosure

SEC source: 0001209191-21-020468 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001209191-21-011013 · doc4.xml · derivative · entry 4

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,926

Underlying: Common Stock · 2,500 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on March 4, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 316 $27.27 $8,617.32
Disclosure

SEC source: 0001209191-21-011013 · doc4.xml · nonDerivative · entry 3

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,899

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $27.22 to $27.315. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 2,184 $26.56 $58,007.04
Disclosure

SEC source: 0001209191-21-011013 · doc4.xml · nonDerivative · entry 2

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,215

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.97 to $26.96. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 2,500 $1.79 $4,475.00
Disclosure

SEC source: 0001209191-21-011013 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 21:43 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001209191-21-003345 · doc4.xml · derivative · entry 4

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,426

Underlying: Common Stock · 2,500 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on March 4, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 21:43 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,527 $26.74 $40,831.98
Disclosure

SEC source: 0001209191-21-003345 · doc4.xml · nonDerivative · entry 3

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,899

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $26.35 to $27.06. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 21:43 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 973 $25.38 $24,694.74
Disclosure

SEC source: 0001209191-21-003345 · doc4.xml · nonDerivative · entry 2

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,426

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $25.08 to $25.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 21:43 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 2,500 $1.79 $4,475.00
Disclosure

SEC source: 0001209191-21-003345 · doc4.xml · nonDerivative · entry 1

Sauer Paul · CIK 0001813796 · SVP Process Dev, Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,284 shares acquired under the Employee Stock Purchase Plan on November 17, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.