person · Reporting owner

MATTHEWS GARY S

Disclosed activity across 2 companies

Tapewire entity: 120912
SEC CIK: 0001228770

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Boxed, Inc.BOXD · Entity 114649	Director	December 31, 2022	January 05, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Boxed, Inc.

Report date December 31, 2022 · Filed January 05, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,560,977	Reported balance After 2022-12-31 transaction · row 1 1 source row Row 1 · 2022-12-31 · Grant · Acquired 124,999 · Balance 1,560,977 F1: On December 31, 2022, the reporting person was granted restricted stock units ("RSUs") which also fully vested on the date of grant. As such, on December 31, 2022, these RSUs converted into common stock on a one-for-one basis. The RSUs were granted to the reporting person in lieu of quarterly cash retainers, at the election of the reporting person, under the Issuer's Non-Employee Director Compensation Policy.
Common StockSEC Table I · non-derivative	IndirectBy Seven Oaks Sponsor LLC	82,000	Reported balance Holding disclosure · report date 2022-12-31 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 82,000 F2: Gary S. Matthews is a manager of Seven Oaks Sponsor LLC and shares voting and investment discretion with respect to the securities held of record by Seven Oaks Sponsor LLC. Mr. Matthews disclaims any beneficial ownership of the securities held by Seven Oaks Sponsor LLC, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On December 31, 2022, the reporting person was granted restricted stock units ("RSUs") which also fully vested on the date of grant. As such, on December 31, 2022, these RSUs converted into common stock on a one-for-one basis. The RSUs were granted to the reporting person in lieu of quarterly cash retainers, at the election of the reporting person, under the Issuer's Non-Employee Director Compensation Policy.

F2: Gary S. Matthews is a manager of Seven Oaks Sponsor LLC and shares voting and investment discretion with respect to the securities held of record by Seven Oaks Sponsor LLC. Mr. Matthews disclaims any beneficial ownership of the securities held by Seven Oaks Sponsor LLC, except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IES Holdings, Inc.

Report date September 11, 2020 · Filed September 15, 2020

Section 16 reporting ended · disclosed 2020-09-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectHeld in IRA	Reported balance After 2020-09-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-09-11 · Sale · Disposed 1,000 · Balance 0 F1: This total reflects the effect of transactions that have occurred since the date of the Reporting Person's departure as an executive officer of IES Holdings, Inc.
Common StockSEC Table I · non-derivative	IndirectHeld by LM 2020 Trust	Reported balance Holding disclosure · report date 2020-09-11 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 0 F1: This total reflects the effect of transactions that have occurred since the date of the Reporting Person's departure as an executive officer of IES Holdings, Inc.
Common StockSEC Table I · non-derivative	IndirectHeld in IRA in wife's name	Reported balance Holding disclosure · report date 2020-09-11 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 0 F1: This total reflects the effect of transactions that have occurred since the date of the Reporting Person's departure as an executive officer of IES Holdings, Inc.
Common StockSEC Table I · non-derivative	Direct	Reported balance Holding disclosure · report date 2020-09-11 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 0 F1: This total reflects the effect of transactions that have occurred since the date of the Reporting Person's departure as an executive officer of IES Holdings, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: This total reflects the effect of transactions that have occurred since the date of the Reporting Person's departure as an executive officer of IES Holdings, Inc.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 31, 2022 Filed Jan 5, 2023 21:33 UTC	Boxed, Inc. BOXD · Entity 114649	GrantCommon Stock	124,999	$0.00	$0.00	Disclosure SEC source: 0001104659-23-001621 · tm232396-2_4seq1.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560,977 F1 · price: On December 31, 2022, the reporting person was granted restricted stock units ("RSUs") which also fully vested on the date of grant. As such, on December 31, 2022, these RSUs converted into common stock on a one-for-one basis. The RSUs were granted to the reporting person in lieu of quarterly cash retainers, at the election of the reporting person, under the Issuer's Non-Employee Director Compensation Policy. Read SEC document
September 30, 2022 Filed Oct 4, 2022 16:25 UTC	Boxed, Inc. BOXD · Entity 114649	GrantCommon Stock	19,657	$0.00	$0.00	Disclosure SEC source: 0001628280-22-025959 · wf-form4_166491511278376.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435,978 F1 · price: On September 30, 2022, the reporting person was granted restricted stock units ("RSUs") which also fully vested on the date of grant. As such, on September 30, 2022, these RSUs converted into common stock on a one-for-one basis. Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:09 UTC	Boxed, Inc. BOXD · Entity 114649	GrantRestricted stock units · Derivative	66,489	$0.00	$0.00	Disclosure SEC source: 0001628280-22-025136 · wf-form4_166361817362679.xml · derivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,489 Underlying: Common Stock · 66,489 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the grant date and (ii) the anniversary of the grant date (September 15, 2023), subject to continuing service on the Issuer's board of directors through the applicable vesting date. F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the grant date and (ii) the anniversary of the grant date (September 15, 2023), subject to continuing service on the Issuer's board of directors through the applicable vesting date. Read SEC document
January 21, 2022 Filed Jan 25, 2022 17:17 UTC	Boxed, Inc. BOXD · Entity 114649	OtherPrivate Placement Warrants · Derivative	330,000	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-22-007453 · tm224435-1_4.xml · derivative · entry 4 MATTHEWS GARY S · CIK 0001228770 · Director · 10% owner Seven Oaks Sponsor LLC · CIK 0001836655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,000 Underlying: Common stock · 330,000 shares Expires not disclosed F2 · price: Pro rata distribution from Seven Oaks Sponsor LLC, of which the Reporting Person has voting and investment control. F4 · derivative.exercise_date: The Private Placement Warrants were purchased by Seven Oaks Sponsor LLC concurrently with the closing of the initial public offering of Seven Oaks Acquisition Corp., predecessor to the Registrant. Each Private Placement Warrant is exercisable for one share of common stock of the Registrant at an exercise price of $11.50 per share of common stock, subject to certain adjustments. The Private Placement Warrants expire on December 8, 2026 or earlier upon redemption or liquidation. F4 · derivative.expiration_date: The Private Placement Warrants were purchased by Seven Oaks Sponsor LLC concurrently with the closing of the initial public offering of Seven Oaks Acquisition Corp., predecessor to the Registrant. Each Private Placement Warrant is exercisable for one share of common stock of the Registrant at an exercise price of $11.50 per share of common stock, subject to certain adjustments. The Private Placement Warrants expire on December 8, 2026 or earlier upon redemption or liquidation. Read SEC document
January 21, 2022 Filed Jan 25, 2022 17:17 UTC	Boxed, Inc. BOXD · Entity 114649	OtherPrivate Placement Warrants · Derivative	5,587,500	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-22-007453 · tm224435-1_4.xml · derivative · entry 3 MATTHEWS GARY S · CIK 0001228770 · Director · 10% owner Seven Oaks Sponsor LLC · CIK 0001836655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Seven Oaks Sponsor LLC Disclosed balance after: 0 Underlying: Common stock · 5,587,500 shares Expires not disclosed F1 · price: Seven Oaks Sponsor LLC distributed these securities to its members on a pro rata basis, for no consideration. F4 · derivative.exercise_date: The Private Placement Warrants were purchased by Seven Oaks Sponsor LLC concurrently with the closing of the initial public offering of Seven Oaks Acquisition Corp., predecessor to the Registrant. Each Private Placement Warrant is exercisable for one share of common stock of the Registrant at an exercise price of $11.50 per share of common stock, subject to certain adjustments. The Private Placement Warrants expire on December 8, 2026 or earlier upon redemption or liquidation. F4 · derivative.expiration_date: The Private Placement Warrants were purchased by Seven Oaks Sponsor LLC concurrently with the closing of the initial public offering of Seven Oaks Acquisition Corp., predecessor to the Registrant. Each Private Placement Warrant is exercisable for one share of common stock of the Registrant at an exercise price of $11.50 per share of common stock, subject to certain adjustments. The Private Placement Warrants expire on December 8, 2026 or earlier upon redemption or liquidation. F3 · ownership.nature: Gary S. Matthews is a manager of Seven Oaks Sponsor LLC and shares voting and investment discretion with respect to the securities held of record by Seven Oaks Sponsor LLC. Mr. Matthews disclaims any beneficial ownership of the securities held by Seven Oaks Sponsor LLC, except to the extent of his pecuniary interest therein. Read SEC document
January 21, 2022 Filed Jan 25, 2022 17:17 UTC	Boxed, Inc. BOXD · Entity 114649	OtherCommon stock	5,120,300	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-007453 · tm224435-1_4.xml · nonDerivative · entry 2 MATTHEWS GARY S · CIK 0001228770 · Director · 10% owner Seven Oaks Sponsor LLC · CIK 0001836655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Seven Oaks Sponsor LLC Disclosed balance after: 82,000 F2 · price: Pro rata distribution from Seven Oaks Sponsor LLC, of which the Reporting Person has voting and investment control. F3 · ownership.nature: Gary S. Matthews is a manager of Seven Oaks Sponsor LLC and shares voting and investment discretion with respect to the securities held of record by Seven Oaks Sponsor LLC. Mr. Matthews disclaims any beneficial ownership of the securities held by Seven Oaks Sponsor LLC, except to the extent of his pecuniary interest therein. Read SEC document
January 21, 2022 Filed Jan 25, 2022 17:17 UTC	Boxed, Inc. BOXD · Entity 114649	OtherCommon stock	1,396,321	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-22-007453 · tm224435-1_4.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director · 10% owner Seven Oaks Sponsor LLC · CIK 0001836655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416,321 F1 · price: Seven Oaks Sponsor LLC distributed these securities to its members on a pro rata basis, for no consideration. Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:28 UTC	Boxed, Inc. BOXD · Entity 114649	SaleCommon Stock	102,075	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-148599 · tm2135056-7_4seq1.xml · nonDerivative · entry 2 MATTHEWS GARY S · CIK 0001228770 · Chairman of the Board Seven Oaks Sponsor LLC · CIK 0001836655 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,202,300 F1 · price: Pursuant to the convertible note subscription agreement, dated December 8, 2021, by and between the Issuer and XYQ US, LLC, Seven Oaks Sponsor LLC transferred 102,075 shares of Class B common stock of the Issuer to XYQ US, LLC, which automatically converted into 102,075 shares of common stock of the Issuer. F2 · ownership.nature: By Seven Oaks Sponsor LLC. Gary S. Matthews is a manager of Seven Oaks Sponsor LLC and shares voting and investment discretion with respect to the securities held of record by Seven Oaks Sponsor LLC. Mr. Matthews disclaims any beneficial ownership of the securities held by Seven Oaks Sponsor LLC, except to the extent of his pecuniary interest therein. Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:28 UTC	Boxed, Inc. BOXD · Entity 114649	PurchaseCommon stock	20,000	$10.00	$200,000.00	Disclosure SEC source: 0001104659-21-148599 · tm2135056-7_4seq1.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Chairman of the Board Seven Oaks Sponsor LLC · CIK 0001836655 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document
September 11, 2020 Filed Sep 15, 2020 22:00 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	1,000	$32.00	$32,000.00	Disclosure SEC source: 0001228770-20-000009 · wf-form4_160020723308417.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 0 F1 · balance_after: This total reflects the effect of transactions that have occurred since the date of the Reporting Person's departure as an executive officer of IES Holdings, Inc. Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:01 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	2,000	$32.50	$65,000.00	Disclosure SEC source: 0001228770-20-000007 · wf-form4_159977529827572.xml · nonDerivative · entry 2 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 3,106 Read SEC document
September 08, 2020 Filed Sep 10, 2020 22:01 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	3,824	$31.32	$119,777.62	Disclosure SEC source: 0001228770-20-000007 · wf-form4_159977529827572.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,366 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.24 to $31.45, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote F2 · balance_after: This total reflects the effect of transactions that have occurred since the date of the Reporting Person's last Form 4. Read SEC document
September 03, 2020 Filed Sep 3, 2020 22:08 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	375	$29.70	$11,137.50	Disclosure SEC source: 0001228770-20-000005 · wf-form4_159917087707907.xml · nonDerivative · entry 11 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,992 Read SEC document
September 03, 2020 Filed Sep 3, 2020 22:08 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	5,000	$29.14	$145,722.50	Disclosure SEC source: 0001228770-20-000005 · wf-form4_159917087707907.xml · nonDerivative · entry 10 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,367 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.10 to $29.20, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
September 02, 2020 Filed Sep 3, 2020 22:08 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	1,452	$30.00	$43,561.02	Disclosure SEC source: 0001228770-20-000005 · wf-form4_159917087707907.xml · nonDerivative · entry 9 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,367 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.01, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
September 02, 2020 Filed Sep 3, 2020 22:08 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	5,000	$29.35	$146,750.00	Disclosure SEC source: 0001228770-20-000005 · wf-form4_159917087707907.xml · nonDerivative · entry 8 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,819 Read SEC document
September 02, 2020 Filed Sep 3, 2020 22:08 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	5,000	$29.50	$147,500.00	Disclosure SEC source: 0001228770-20-000005 · wf-form4_159917087707907.xml · nonDerivative · entry 7 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,819 Read SEC document
September 02, 2020 Filed Sep 3, 2020 22:08 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	5,000	$29.70	$148,500.00	Disclosure SEC source: 0001228770-20-000005 · wf-form4_159917087707907.xml · nonDerivative · entry 6 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,819 Read SEC document
September 02, 2020 Filed Sep 3, 2020 22:08 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	5,000	$29.90	$149,500.00	Disclosure SEC source: 0001228770-20-000005 · wf-form4_159917087707907.xml · nonDerivative · entry 5 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,819 Read SEC document
September 02, 2020 Filed Sep 3, 2020 22:08 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	2,350	$29.30	$68,855.00	Disclosure SEC source: 0001228770-20-000005 · wf-form4_159917087707907.xml · nonDerivative · entry 4 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by wife Disclosed balance after: 0 Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:08 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	5,000	$29.24	$146,218.00	Disclosure SEC source: 0001228770-20-000005 · wf-form4_159917087707907.xml · nonDerivative · entry 3 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,819 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.50, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:08 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	1,786	$29.43	$52,559.84	Disclosure SEC source: 0001228770-20-000005 · wf-form4_159917087707907.xml · nonDerivative · entry 2 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,819 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.40 to $29.51, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:08 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	5,000	$29.33	$146,635.00	Disclosure SEC source: 0001228770-20-000005 · wf-form4_159917087707907.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,605 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.52, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document
August 31, 2020 Filed Aug 31, 2020 22:07 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	83	$29.10	$2,415.30	Disclosure SEC source: 0001228770-20-000003 · wf-form4_159891163563110.xml · nonDerivative · entry 6 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,605 Read SEC document
August 27, 2020 Filed Aug 31, 2020 22:07 UTC	IES Holdings, Inc. IESC · Entity 3458	SaleCommon Stock	3,409	$29.29	$99,856.43	Disclosure SEC source: 0001228770-20-000003 · wf-form4_159891163563110.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Former CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,688 F1 · balance_after: This total reflects the effect of exempt transactions that have occurred since the date of the Reporting Person's last Form 4. Read SEC document
May 13, 2020 Filed May 14, 2020 20:15 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	1,000	$20.25	$20,250.00	Disclosure SEC source: 0000899243-20-013077 · doc4.xml · nonDerivative · entry 2 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,878 Read SEC document
May 13, 2020 Filed May 14, 2020 20:20 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	1,000	$20.25	$20,250.00	Disclosure SEC source: 0000899243-20-013080 · doc4.xml · nonDerivative · entry 2 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,878 Read SEC document
May 12, 2020 Filed May 14, 2020 20:15 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	1,000	$21.00	$21,000.00	Disclosure SEC source: 0000899243-20-013077 · doc4.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 5,106 Read SEC document
May 12, 2020 Filed May 14, 2020 20:20 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	1,000	$21.00	$21,000.00	Disclosure SEC source: 0000899243-20-013080 · doc4.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 5,106 Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:56 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	500	$16.69	$8,345.00	Disclosure SEC source: 0000899243-20-008869 · doc4.xml · nonDerivative · entry 5 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by wife Disclosed balance after: 2,350 Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:56 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	500	$18.02	$9,010.00	Disclosure SEC source: 0000899243-20-008869 · doc4.xml · nonDerivative · entry 4 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by wife Disclosed balance after: 1,850 Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:07 UTC	IES Holdings, Inc. IESC · Entity 3458	GiftCommon Stock	650	$0.00	$0.00	Disclosure SEC source: 0000899243-20-008058 · doc4.xml · nonDerivative · entry 6 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by LM 2020 Trust Disclosed balance after: 650 Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:07 UTC	IES Holdings, Inc. IESC · Entity 3458	GiftCommon Stock	650	$0.00	$0.00	Disclosure SEC source: 0000899243-20-008058 · doc4.xml · nonDerivative · entry 5 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by wife Disclosed balance after: 1,350 Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:07 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	500	$21.95	$10,975.00	Disclosure SEC source: 0000899243-20-008058 · doc4.xml · nonDerivative · entry 4 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by wife Disclosed balance after: 2,000 Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:15 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	500	$24.00	$12,000.00	Disclosure SEC source: 0000899243-20-007742 · doc4.xml · nonDerivative · entry 4 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by wife Disclosed balance after: 1,500 F1 · balance_after: 1,000 shares were previously inadvertently reported as being held in IRA in wife's name. Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:35 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	1,000	$24.55	$24,550.00	Disclosure SEC source: 0000899243-20-006041 · doc4.xml · nonDerivative · entry 3 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA in wife's name Disclosed balance after: 1,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.29 to $24.80, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
December 19, 2019 Filed Dec 19, 2019 21:07 UTC	IES Holdings, Inc. IESC · Entity 3458	GrantCommon Stock	30,402	$0.00	$0.00	Disclosure SEC source: 0000899243-19-029655 · doc4.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,878 F1 · security: Represents shares of restricted stock granted pursuant to the IES Holdings, Inc. Amended and Restated Long-Term Incentive Plan Annual Grant Program ("A&R LTIP"). The restricted stock will vest, if at all, in December 2022, subject to the achievement of specified levels of Cumulative Income (as defined in the A&R LTIP) for a three fiscal-year performance period commencing on October 1, 2019. The grant replaces a December 4, 2019 grant of an equal number of performance units. Read SEC document
August 26, 2019 Filed Aug 28, 2019 20:15 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	500	$18.30	$9,150.00	Disclosure SEC source: 0000899243-19-022555 · doc4.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,476 Read SEC document
August 14, 2019 Filed Aug 16, 2019 00:09 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	1,000	$18.98	$18,980.00	Disclosure SEC source: 0000899243-19-021852 · doc4.xml · nonDerivative · entry 2 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,976 Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:09 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	476	$19.00	$9,044.00	Disclosure SEC source: 0000899243-19-021852 · doc4.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,976 Read SEC document
May 30, 2019 Filed Jun 3, 2019 23:14 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	1,500	$16.90	$25,350.00	Disclosure SEC source: 0000899243-19-015415 · doc4.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.50 to $17.10, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
May 09, 2019 Filed May 13, 2019 22:40 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	1,200	$17.96	$21,552.00	Disclosure SEC source: 0000899243-19-013351 · doc4.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 4,106 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.91 to $18.00, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
March 13, 2019 Filed Mar 14, 2019 00:59 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	2,500	$18.32	$45,800.00	Disclosure SEC source: 0000899243-19-007618 · doc4.xml · nonDerivative · entry 2 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 2,906 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.28 to $18.35, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:59 UTC	IES Holdings, Inc. IESC · Entity 3458	PurchaseCommon Stock	206	$18.60	$3,831.60	Disclosure SEC source: 0000899243-19-007618 · doc4.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 406 Read SEC document
March 04, 2019 Filed Mar 7, 2019 00:10 UTC	IES Holdings, Inc. IESC · Entity 3458	GrantCommon Stock	260,000	$0.00	$0.00	Disclosure SEC source: 0000899243-19-006509 · doc4.xml · nonDerivative · entry 1 MATTHEWS GARY S · CIK 0001228770 · Director · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,000 F1 · security: Represents shares of restricted stock granted pursuant to the IES Holdings, Inc. Amended and Restated 2006 Equity Incentive Plan, including (i) 80,000 shares that will vest ratably over four years beginning on March 4, 2020, (ii) 20,000 shares that will vest, if at all, on or prior to March 4, 2024, and (iii) 160,000 shares that will vest, if at all, in 40,000 share increments on or prior to March 4, 2024. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.