Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass Diversified HoldingsCODI · Entity 5056 | See Remark (a) | January 03, 2023 | January 05, 2023 |
| Zumiez IncZUMZ · Entity 5948 | Director | April 05, 2021 | April 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass Diversified Holdings
Report date January 03, 2023 · Filed January 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 33,297 |
Reported balance
After 2023-01-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-01-03 · Purchase · Acquired 5,727 · Balance 33,297 F1: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust. F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.66 to $19.46, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.66 to $19.46, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
Zumiez Inc
Report date April 05, 2021 · Filed April 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,331 |
Ending reported balance
After 2021-04-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-05 · Sale · Disposed 1,400 · Balance 28,966 F1: Shares sold at a weighted average price. Row 2 · 2021-04-06 · Sale · Disposed 21,635 · Balance 7,331 F1: Shares sold at a weighted average price. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold at a weighted average price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2023 Filed Jan 5, 2023 21:33 UTC | Compass Diversified Holdings CODI · Entity 5056 | PurchaseCommon Shares | 5,727 | $19.13 | $109,575.84 |
DisclosureSEC source: 0001209191-23-001877 · doc4.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · See Remark (a) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,297 F1 · security: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.66 to $19.46, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:05 UTC | Compass Diversified Holdings CODI · Entity 5056 | PurchaseCommon Shares | 3,224 | $30.94 | $99,746.69 |
DisclosureSEC source: 0000899243-22-000875 · doc4.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · See Remark (a) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,570 F1 · security: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.78 to $31.17, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:00 UTC | Compass Diversified Holdings CODI · Entity 5056 | PurchaseCommon Shares | 3,164 | $28.18 | $89,171.96 |
DisclosureSEC source: 0001209191-21-058404 · doc4.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · See Remark (a) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,346 F1 · security: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.17 to $28.3601, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| April 06, 2021 Filed Apr 7, 2021 00:56 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 21,635 | $43.84 | $948,478.40 |
DisclosureSEC source: 0001562180-21-002717 · primarydocument.xml · nonDerivative · entry 2 McCoy Sarah Gaines · CIK 0001504675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,331 F1 · price: Shares sold at a weighted average price. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 00:56 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 1,400 | $43.80 | $61,320.00 |
DisclosureSEC source: 0001562180-21-002717 · primarydocument.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,966 F1 · price: Shares sold at a weighted average price. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:25 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 2,525 | $43.59 | $110,064.75 |
DisclosureSEC source: 0001562180-21-002595 · primarydocument.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,366 F1 · price: Shares sold at a weighted average price. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:46 UTC | Compass Diversified Holdings CODI · Entity 5056 | PurchaseCommon Shares | 5,079 | $19.62 | $99,628.14 |
DisclosureSEC source: 0001209191-21-001197 · doc4.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · See Remark (a) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,182 F1 · security: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.40 to $19.90, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 18:45 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 3,069 | $27.69 | $84,980.61 |
DisclosureSEC source: 0001562180-20-004278 · primarydocument.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,891 F1 · shares: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:00 UTC | Compass Diversified Holdings CODI · Entity 5056 | PurchaseCommon Shares | 3,897 | $25.58 | $99,686.43 |
DisclosureSEC source: 0001209191-20-001714 · doc4.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · See Remark (a) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,103 F1 · security: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.26 to $25.79, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| December 09, 2019 Filed Dec 9, 2019 22:07 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 4,037 | $34.89 | $140,850.93 |
DisclosureSEC source: 0001562180-19-005951 · primarydocument.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,822 Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 19:09 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 4,262 | $19.94 | $84,984.28 |
DisclosureSEC source: 0001179110-19-007268 · edgar.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,859 F1 · shares: The shares acquired represent a grant of restricted stock that will vest on June 5, 2020. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 21:17 UTC | Compass Diversified Holdings CODI · Entity 5056 | PurchaseCommon Shares | 7,473 | $13.30 | $99,417.80 |
DisclosureSEC source: 0001209191-19-002516 · doc4.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · See Remark (a) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,206 F1 · security: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.99 to $13.48, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 20:46 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 3,189 | $26.65 | $84,986.85 |
DisclosureSEC source: 0001179110-18-008219 · edgar.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,597 F1 · shares: The shares acquired represent a grant of restricted stock that will vest on June 6, 2019. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:15 UTC | Compass Diversified Holdings CODI · Entity 5056 | PurchaseCommon Shares | 4,733 | $17.24 | $81,620.11 |
DisclosureSEC source: 0001209191-18-002453 · doc4.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · See Remark (a) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,733 F1 · security: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust common interest of Compass Group Diversified Holdings LLC held by the Trust. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.10 to $17.35, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 19:32 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 5,986 | $14.25 | $85,300.50 |
DisclosureSEC source: 0001179110-17-008319 · edgar.xml · nonDerivative · entry 1 McCoy Sarah Gaines · CIK 0001504675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,408 F1 · shares: The shares acquired represent a grant of restricted stock that will vest on May 31, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.