Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rubicon Technologies, Inc.RBT · Entity 11368 | Director | January 06, 2023 | January 10, 2023 |
| WASTE MANAGEMENT INCWM · Entity 2932 | Sr VP Corp Affairs/Chief Peopl | May 04, 2018 | May 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rubicon Technologies, Inc.
Report date January 06, 2023 · Filed January 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 125,628 |
Reported balance
After 2023-01-06 transaction · row 1
1 source rowRow 1 · 2023-01-06 · Grant · Acquired 125,628 · Balance 125,628 F1: Represents 125,628 restricted stock units ("RSUs") granted under the Rubicon Technologies, Inc. 2022 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer. The RSUs will vest 50% on each of the first and second anniversaries of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 125,628 restricted stock units ("RSUs") granted under the Rubicon Technologies, Inc. 2022 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer. The RSUs will vest 50% on each of the first and second anniversaries of the date of grant.
WASTE MANAGEMENT INC
Report date May 04, 2018 · Filed May 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,602.7859 |
Ending reported balance
After 2018-05-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-05-04 · Gift · Disposed 1,190 · Balance 31,446.7859 Row 2 · 2018-05-04 · Sale · Disposed 10,844 · Balance 20,602.7859 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 06, 2023 Filed Jan 10, 2023 19:08 UTC | Rubicon Technologies, Inc. RBT · Entity 11368 | GrantClass A Common Stock | 125,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001829126-23-000708 · ownership.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,628 F1 · shares: Represents 125,628 restricted stock units ("RSUs") granted under the Rubicon Technologies, Inc. 2022 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer. The RSUs will vest 50% on each of the first and second anniversaries of the date of grant. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:01 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 10,844 | $84.00 | $910,896.00 |
DisclosureSEC source: 0001225208-18-008875 · doc4.xml · nonDerivative · entry 2 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,602.7859 Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:01 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 1,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008875 · doc4.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,446.7859 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 23:09 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | ConversionPhantom Stock Units · Derivative | 7,147.71 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005003 · doc4.xml · derivative · entry 2 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,147.71 shares Expires 1988-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Reallocation of funds out of Common Stock fund of Waste Management, Inc. 409A Deferral Savings Plan. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 23:09 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005003 · doc4.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,636.7859 Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:22 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 13,614 | $85.08 | $1,158,298.18 |
DisclosureSEC source: 0001225208-18-004378 · doc4.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,836.7859 F1 · price: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 20:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 1,840 | $84.10 | $154,737.38 |
DisclosureSEC source: 0001225208-18-003278 · doc4.xml · nonDerivative · entry 3 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,450.7859 F2 · shares: Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $83.90 to $84.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 7,186 | $85.40 | $613,648.47 |
DisclosureSEC source: 0001225208-18-003278 · doc4.xml · nonDerivative · entry 2 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,290.7859 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:14 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 22,640 | $85.40 | $1,933,342.80 |
DisclosureSEC source: 0001225208-18-003278 · doc4.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,476.7859 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:34 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017774 · doc4.xml · nonDerivative · entry 2 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,836.7859 Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:34 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 1,650 | $81.10 | $133,815.00 |
DisclosureSEC source: 0001225208-17-017774 · doc4.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,336.7859 Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 20:21 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,134 | $54.64 Strike: $54.64 | $717,576.09 |
DisclosureSEC source: 0001225208-17-012775 · doc4.xml · derivative · entry 3 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,136 Underlying: Common Stock · 13,134 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 20:21 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 11,063 | $75.00 | $829,725.00 |
DisclosureSEC source: 0001225208-17-012775 · doc4.xml · nonDerivative · entry 2 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,986.7859 F1 · security: Stock option exercise and shares withheld to pay option costs and taxes pursuant to a stock trading plan. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 20:21 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 13,134 | $54.64 | $717,576.09 |
DisclosureSEC source: 0001225208-17-012775 · doc4.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,049.7859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 18:00 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 8,142 | $73.52 | $598,568.09 |
DisclosureSEC source: 0001225208-17-008318 · doc4.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,915.7859 F1 · kind: Sale of shares in accordance with Rule 10b5-1. F2 · price: This transaction was executed in multiple trades at prices ranging from $73.50 to $73.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 20:22 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 2,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008112 · doc4.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,057.7859 Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 21:08 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 2,700 | $73.50 | $198,450.00 |
DisclosureSEC source: 0001225208-17-007968 · doc4.xml · nonDerivative · entry 2 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,112.7859 F1 · security: Sale of shares in accordance with Rule 10b5-1. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 21:08 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 400 | $73.51 | $29,404.00 |
DisclosureSEC source: 0001225208-17-007968 · doc4.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,812.7859 F1 · security: Sale of shares in accordance with Rule 10b5-1. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 17:21 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,462 | $41.37 Strike: $41.37 | $391,442.94 |
DisclosureSEC source: 0001225208-17-005950 · doc4.xml · derivative · entry 4 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,462 shares Expires 2024-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 17:21 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 4,114 | $72.89 | $299,869.46 |
DisclosureSEC source: 0001225208-17-005950 · doc4.xml · nonDerivative · entry 3 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,212.7859 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 17:21 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 2,980 | $72.82 | $216,993.77 |
DisclosureSEC source: 0001225208-17-005950 · doc4.xml · nonDerivative · entry 2 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,326.7859 F1 · price: This transaction was executed in multiple trades at prices ranging from $72.81 to $72.831. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 17:21 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 9,462 | $41.37 | $391,442.94 |
DisclosureSEC source: 0001225208-17-005950 · doc4.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,306.7859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:27 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 22,021 | $0.00 Strike: $73.34 | $0.00 |
DisclosureSEC source: 0001225208-17-005325 · doc4.xml · derivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,021 Underlying: Common Stock · 22,021 shares Expires 2027-02-28 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 21:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 2,332 | $72.15 | $168,253.80 |
DisclosureSEC source: 0001225208-17-003945 · doc4.xml · nonDerivative · entry 3 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,844.7859 F2 · shares: Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 4,541 | $70.39 | $319,640.99 |
DisclosureSEC source: 0001225208-17-003945 · doc4.xml · nonDerivative · entry 2 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,176.7859 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 15,668 | $70.39 | $1,102,870.52 |
DisclosureSEC source: 0001225208-17-003945 · doc4.xml · nonDerivative · entry 1 CALDWELL BARRY H · CIK 0001197028 · Sr VP Corp Affairs/Chief Peopl 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,717.7859 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2009 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.