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Baker David C

Disclosed activity across 1 company

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120733
SEC CIK
0001650582

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BASSETT FURNITURE INDUSTRIES INCBSET · Entity 6461SVP, Chief Retail OfficerJanuary 11, 2023January 13, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BASSETT FURNITURE INDUSTRIES INC

Report date January 11, 2023 · Filed January 13, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,498.16 Reported balance After 2023-01-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-01-11 · Grant · Acquired 2,400 · Balance 39,498.16

F1: Restricted stock granted under the 2021 Stock Incentive Plan which is a Rule 16b-3 plan; vests ratably over three years.

F2: Risk of forfeiture until vesting and subject to stock ownership guidelines.

F3: Price of Bassett Furniture Industries Stock at the close of business 01/11/2023.

F4: Includes shares acquired under the 2000 and/or 2017 Employee Stock Purchase Plans in transactions exempt under Rule 16-3(A).

Common StockSEC Table I · non-derivativeDirect39,218.16 Reported balance After 2023-01-12 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-01-12 · Tax withholding · Disposed 280 · Balance 39,218.16

F6: Price of Bassett Furniture Industries Stock at the close of business 01/12/2023.

F5: Includes shares acquired under the 2000 and/or 2017 Employee Stock Purchase Plans in transactions exempt under Rule 16-3(A).

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock granted under the 2021 Stock Incentive Plan which is a Rule 16b-3 plan; vests ratably over three years.

F2: Risk of forfeiture until vesting and subject to stock ownership guidelines.

F3: Price of Bassett Furniture Industries Stock at the close of business 01/11/2023.

F4: Includes shares acquired under the 2000 and/or 2017 Employee Stock Purchase Plans in transactions exempt under Rule 16-3(A).

F5: Includes shares acquired under the 2000 and/or 2017 Employee Stock Purchase Plans in transactions exempt under Rule 16-3(A).

F6: Price of Bassett Furniture Industries Stock at the close of business 01/12/2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2023 Filed Jan 13, 2023 20:35 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Tax withholdingCommon Stock 280 $18.15 $5,082.00
Disclosure

SEC source: 0001437749-23-001027 · rdgdoc.xml · nonDerivative · entry 2

Baker David C · CIK 0001650582 · SVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,218.16

F6 · price: Price of Bassett Furniture Industries Stock at the close of business 01/12/2023.

F5 · balance_after: Includes shares acquired under the 2000 and/or 2017 Employee Stock Purchase Plans in transactions exempt under Rule 16-3(A).

Read SEC document
January 11, 2023 Filed Jan 13, 2023 20:35 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 GrantCommon Stock 2,400 $17.55 $42,120.00
Disclosure

SEC source: 0001437749-23-001027 · rdgdoc.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,498.16

F1 · shares: Restricted stock granted under the 2021 Stock Incentive Plan which is a Rule 16b-3 plan; vests ratably over three years.

F2 · shares: Risk of forfeiture until vesting and subject to stock ownership guidelines.

F3 · price: Price of Bassett Furniture Industries Stock at the close of business 01/11/2023.

F4 · balance_after: Includes shares acquired under the 2000 and/or 2017 Employee Stock Purchase Plans in transactions exempt under Rule 16-3(A).

Read SEC document
January 12, 2022 Filed Jan 14, 2022 21:50 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 GrantCommon Stock 2,400 $15.82 $37,968.00
Disclosure

SEC source: 0001437749-22-000961 · rdgdoc.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,743.99

F1 · shares: Restricted stock granted under the 2021 Stock Incentive Plan which is a Rule 16b-3 plan; vests ratably over three years.

F2 · shares: Risk of forfeiture until vesting and subject to stock ownership guidelines.

F3 · price: Price of Bassett Furniture Industries Stock at the close of business 01/12/2022.

F4 · balance_after: Includes shares acquired under the 2000 and 2017 Employee Stock Purchase Plans in transactions exempt under Rule 16-3(A).

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:58 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Exercise / conversionOption · Derivative 5,250 $8.02 Strike: $8.02 $42,105.00
Disclosure

SEC source: 0001437749-21-009490 · rdgdoc.xml · derivative · entry 3

Baker David C · CIK 0001650582 · SVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2021-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted under the 2010 Employee Stock Plan.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:58 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 SaleCommon Stock 2,750 $25.72 $70,726.43
Disclosure

SEC source: 0001437749-21-009490 · rdgdoc.xml · nonDerivative · entry 2

Baker David C · CIK 0001650582 · SVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,289.23

F4 · price: Price is a weighted average of multiple trades ranging from $25.52 to $25.91 and reporting person undertakes to provide upon request to SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A).

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:58 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Exercise / conversionCommon Stock 5,250 $8.02 $42,105.00
Disclosure

SEC source: 0001437749-21-009490 · rdgdoc.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,039.23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Corresponds to the exercise price of the stock options.

F3 · balance_after: Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A).

Read SEC document
January 10, 2021 Filed Jan 12, 2021 21:31 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Tax withholdingCommon Stock 1,050 $20.16 $21,168.00
Disclosure

SEC source: 0001437749-21-000571 · rdgdoc.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,772.68

F1 · price: Price of Bassett Furniture Industries Stock at the close of business 01/08/2021.

F2 · balance_after: Includes shares acquired under the 2017 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A).

Read SEC document
January 10, 2020 Filed Jan 13, 2020 21:48 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Tax withholdingCommon 1,050 $16.54 $17,367.00
Disclosure

SEC source: 0001437749-20-000539 · rdgdoc.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,604.66

F1 · price: Price of Bassett Furniture Industries Stock at the close of business 01/10/2020.

F2 · balance_after: Includes shares acquired under the 2017 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A).

Read SEC document
January 17, 2019 Filed Jan 22, 2019 16:23 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 GrantCommon Stock 3,000 $18.76 $56,280.00
Disclosure

SEC source: 0001437749-19-001112 · rdgdoc.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,176.94

F1 · shares: Restriction on sale and risk of forfeiture until vesting (2021-01-17) or earlier upon death or disability. Also subject to stock ownership guidelines.

F2 · price: Price of Bassett Furniture Industries Stock at the close of business 01/17/2019.

F3 · balance_after: Includes shares acquired under the 2000 and 2017 Employee Stock Purchase Plans in transactions exempt under Rule 16-3(A).

Read SEC document
July 17, 2018 Filed Jul 18, 2018 18:52 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Tax withholdingCommon Stock 420 $26.30 $11,046.00
Disclosure

SEC source: 0001437749-18-013420 · rdgdoc.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,001.11

F1 · price: Price of Bassett Furniture Industries Stock at the close of business 07/17/18.

F2 · balance_after: Includes shares acquired under the 2000 and 2017 Employee Stock Purchase Plans in transactions exempt under Rule 16-3(A).

Read SEC document
January 18, 2018 Filed Jan 22, 2018 14:27 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 GrantCommon Stock 3,000 $35.55 $106,650.00
Disclosure

SEC source: 0001437749-18-000911 · rdgdoc.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,297.2

F1 · shares: Restriction on sale and risk of forfeiture until vesting (2020-01-23) or earlier upon death or disability. Also subject to stock ownership guidelines.

F2 · price: Price of Bassett Furniture Industries Stock at the close of business 01/18/2018.

F3 · balance_after: Includes shares acquired under the 2000 and 2017 Employee Stock Purchase Plans in transactions exempt under Rule 16-3(A).

Read SEC document
January 14, 2018 Filed Jan 16, 2018 20:54 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Tax withholdingCommon Stock 1,050 $37.25 $39,112.50
Disclosure

SEC source: 0001437749-18-000663 · rdgdoc.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,297.2

F1 · price: Price of Bassett Furniture Industries Stock at the close of business 01/12/2018.

F2 · balance_after: Includes shares acquired under the 2017 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A).

Read SEC document
July 17, 2017 Filed Jul 18, 2017 13:56 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Tax withholdingCommon 420 $37.90 $15,918.00
Disclosure

SEC source: 0001182489-17-000430 · edgar.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,951.3424

F2 · price: Price of Bassett Furniture Industries Stock at the close of business 07/17/17.

F1 · balance_after: Includes shares acquired under the 2000 and 2017 Bassett Furniture Stock Purchase Plans in transactions exempt under Rule 16-3(A).

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:26 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Exercise / conversionOption · Derivative 4,825 $14.73 Strike: $14.73 $71,072.25
Disclosure

SEC source: 0001182489-17-000206 · edgar.xml · derivative · entry 4

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,825 shares

Expires 2017-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the 1997 Employee Stock Plan which is a Rule 16b-3 Plan.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:26 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Exercise / conversionOption · Derivative 3,631 $14.73 Strike: $14.73 $53,484.63
Disclosure

SEC source: 0001182489-17-000206 · edgar.xml · derivative · entry 3

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,631 shares

Expires 2017-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the 1997 Employee Stock Plan which is a Rule 16b-3 Plan.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:26 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 SaleCommon 6,091 $26.40 $160,828.59
Disclosure

SEC source: 0001182489-17-000206 · edgar.xml · nonDerivative · entry 2

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,306.1414

F4 · price: Price is weighted average of multiple trades ranging from $26.40 to $26.45 and reporting person undertakes to provide upon request to SEC staff, the issuer or security holder of issuer, full information regarding the number of shares and prices at which the transaction effected.

F1 · balance_after: Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A).

Read SEC document
February 21, 2017 Filed Feb 22, 2017 21:26 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Exercise / conversionCommon 8,456 $14.73 $124,556.88
Disclosure

SEC source: 0001182489-17-000206 · edgar.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,397.1414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Corresponds to the exercise price of options.

F1 · balance_after: Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A).

Read SEC document
January 27, 2017 Filed Jan 30, 2017 22:15 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Exercise / conversionOption · Derivative 369 $14.73 Strike: $14.73 $5,435.37
Disclosure

SEC source: 0001182489-17-000075 · edgar.xml · derivative · entry 3

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,631

Underlying: Common · 369 shares

Expires 2017-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the 1997 Employee Stock Plan which is Rule 16b-3 Plan.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 22:15 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 SaleCommon 369 $29.53 $10,895.50
Disclosure

SEC source: 0001182489-17-000075 · edgar.xml · nonDerivative · entry 2

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,941.1414

F1 · balance_after: Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A)

Read SEC document
January 27, 2017 Filed Jan 30, 2017 22:15 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Exercise / conversionCommon 544 $14.73 $8,013.12
Disclosure

SEC source: 0001182489-17-000075 · edgar.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,310.1414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Corresponds to the exercise price of options.

F1 · balance_after: Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A)

Read SEC document
January 25, 2017 Filed Jan 27, 2017 15:29 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Exercise / conversionOption · Derivative 1,000 $14.73 Strike: $14.73 $14,730.00
Disclosure

SEC source: 0001182489-17-000067 · edgar.xml · derivative · entry 4

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common · 1,000 shares

Expires 2017-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the 1997 Employee Stock Plan which is Rule 16b-3 Plan.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 15:29 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Exercise / conversionOption · Derivative 5,000 $14.73 Strike: $14.73 $73,650.00
Disclosure

SEC source: 0001182489-17-000067 · edgar.xml · derivative · entry 3

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,000 shares

Expires 2017-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the 1997 Employee Stock Plan which is Rule 16b-3 Plan.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 15:29 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 SaleCommon 4,000 $30.43 $121,716.40
Disclosure

SEC source: 0001182489-17-000067 · edgar.xml · nonDerivative · entry 2

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,766.1414

F4 · price: Price is weighted average of multiple trades ranging from $30.28 to $30.55 and reporting person undertakes to provide upon request to SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A)

Read SEC document
January 25, 2017 Filed Jan 27, 2017 15:29 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Exercise / conversionCommon 6,000 $14.73 $88,380.00
Disclosure

SEC source: 0001182489-17-000067 · edgar.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,766.1414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Corresponds to the exercise price of options.

F1 · balance_after: Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A)

Read SEC document
January 23, 2017 Filed Jan 25, 2017 21:38 UTC BASSETT FURNITURE INDUSTRIES INC BSET · Entity 6461 Tax withholdingCommon 1,050 $28.20 $29,610.00
Disclosure

SEC source: 0001182489-17-000059 · edgar.xml · nonDerivative · entry 1

Baker David C · CIK 0001650582 · SVP, Corporate Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,766.1414

F1 · balance_after: Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.