Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAM RESEARCH CORPLRCX · Entity 1467 | Director | November 09, 2018 | November 13, 2018 |
| SPLUNK INCSPLK · Entity 92815 | Director | June 29, 2022 | July 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAM RESEARCH CORP
Report date November 09, 2018 · Filed November 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,847 |
Reported balance
After 2018-11-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-11-09 · Grant · Acquired 1,350 · Balance 9,847 F1: Amount reported includes shares subject to unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount reported includes shares subject to unvested Restricted Stock Units.
SPLUNK INC
Report date June 29, 2022 · Filed July 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,782 |
Reported balance
After 2022-06-29 transaction · row 1
1 source rowRow 1 · 2022-06-29 · Grant · Acquired 2,301 · Balance 44,782 F1: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2022, December 10, 2022, March 10, 2023 and June 10, 2023 (or the Issuer's next annual meeting if earlier). |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2022, December 10, 2022, March 10, 2023 and June 10, 2023 (or the Issuer's next annual meeting if earlier).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2010 Filed Feb 9, 2010 19:08 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 67,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001225111-10-000001 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,716 Read SEC document |
| April 29, 2009 Filed May 1, 2009 21:40 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 200,000 | $25.66 Strike: $25.66 | $5,132,000.00 |
DisclosureSEC source: 0001225111-09-000002 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,950 Underlying: Common Stock · 200,000 shares Expires 2009-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable in 4 equal annual installments through 2/28/06, with an expiration date of 4/30/09. Read SEC document |
| April 29, 2009 Filed May 1, 2009 21:40 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 194,600 | $27.05 | $5,264,338.66 |
DisclosureSEC source: 0001225111-09-000002 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,130 Read SEC document |
| April 29, 2009 Filed May 1, 2009 21:40 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 200,000 | $25.66 | $5,132,000.00 |
DisclosureSEC source: 0001225111-09-000002 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 23:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 123,700 | $20.21 Strike: $20.21 | $2,499,977.00 |
DisclosureSEC source: 0001225111-09-000001 · primary_doc.xml · derivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,950 Underlying: Common Stock · 123,700 shares Expires 2014-02-26 F1 · derivative.exercise_date: 100% of the option will vest and become exercisable on 2/26/11. Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 23:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 49,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001225111-09-000001 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,730 Read SEC document |
| November 07, 2008 Filed Nov 12, 2008 21:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 5,250 | Not disclosed Strike: $16.64 | Not disclosed |
DisclosureSEC source: 0001225111-08-000002 · primary_doc.xml · derivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,250 Underlying: Common Stock · 5,250 shares Expires 2011-10-01 F1 · kind: The reporting person was granted an option, reflecting a measurement (grant) date of 10/01/01 and a stated exercise price of $16.14 per share, to purchase 5,250 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($16.64) on the correct measurement date. F1 · price: The reporting person was granted an option, reflecting a measurement (grant) date of 10/01/01 and a stated exercise price of $16.14 per share, to purchase 5,250 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($16.64) on the correct measurement date. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 07, 2008 Filed Nov 12, 2008 21:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Disposition to issuerStock Option (right to buy) · Derivative | 5,250 | Not disclosed Strike: $16.14 | Not disclosed |
DisclosureSEC source: 0001225111-08-000002 · primary_doc.xml · derivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,250 shares Expires 2011-10-01 F1 · kind: The reporting person was granted an option, reflecting a measurement (grant) date of 10/01/01 and a stated exercise price of $16.14 per share, to purchase 5,250 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($16.64) on the correct measurement date. F1 · price: The reporting person was granted an option, reflecting a measurement (grant) date of 10/01/01 and a stated exercise price of $16.14 per share, to purchase 5,250 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($16.64) on the correct measurement date. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| September 15, 2008 Filed Sep 17, 2008 18:42 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 5,250 | $11.66 Strike: $11.66 | $61,215.00 |
DisclosureSEC source: 0001225111-08-000001 · primary_doc.xml · derivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,250 Underlying: Common Stock · 5,250 shares Expires 2008-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2008 Filed Sep 17, 2008 18:42 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 5,250 | $11.66 | $61,215.00 |
DisclosureSEC source: 0001225111-08-000001 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2006 Filed May 5, 2006 21:58 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $18.48 Strike: $18.48 | $1,847,920.00 |
DisclosureSEC source: 0001225111-06-000008 · primary_doc.xml · derivative · entry 8 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,500 Underlying: Common Stock · 100,000 shares Expires 2007-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2006 Filed May 5, 2006 21:58 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $53.06 | $2,653,000.00 |
DisclosureSEC source: 0001225111-06-000008 · primary_doc.xml · nonDerivative · entry 6 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| May 04, 2006 Filed May 5, 2006 21:58 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $52.06 | $2,603,000.00 |
DisclosureSEC source: 0001225111-06-000008 · primary_doc.xml · nonDerivative · entry 5 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| May 04, 2006 Filed May 5, 2006 21:58 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 100,000 | $18.48 | $1,847,920.00 |
DisclosureSEC source: 0001225111-06-000008 · primary_doc.xml · nonDerivative · entry 4 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2006 Filed May 5, 2006 21:58 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $18.48 Strike: $18.48 | $1,847,920.00 |
DisclosureSEC source: 0001225111-06-000008 · primary_doc.xml · derivative · entry 7 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2007-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2006 Filed May 5, 2006 21:58 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $51.06 | $2,553,000.00 |
DisclosureSEC source: 0001225111-06-000008 · primary_doc.xml · nonDerivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| May 03, 2006 Filed May 5, 2006 21:58 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $50.06 | $2,503,000.00 |
DisclosureSEC source: 0001225111-06-000008 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| May 03, 2006 Filed May 5, 2006 21:58 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 100,000 | $18.48 | $1,847,920.00 |
DisclosureSEC source: 0001225111-06-000008 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2006 Filed May 1, 2006 23:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $18.48 Strike: $18.48 | $923,960.00 |
DisclosureSEC source: 0001225111-06-000007 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,500 Underlying: Common Stock · 50,000 shares Expires 2007-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2006 Filed May 1, 2006 23:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $49.06 | $2,453,000.00 |
DisclosureSEC source: 0001225111-06-000007 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 27, 2006 Filed May 1, 2006 23:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 50,000 | $18.48 | $923,960.00 |
DisclosureSEC source: 0001225111-06-000007 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 22:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $18.48 Strike: $18.48 | $923,960.00 |
DisclosureSEC source: 0001225111-06-000006 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,500 Underlying: Common Stock · 50,000 shares Expires 2007-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 22:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $48.07 | $2,403,410.00 |
DisclosureSEC source: 0001225111-06-000006 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 22:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 50,000 | $18.48 | $923,960.00 |
DisclosureSEC source: 0001225111-06-000006 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2006 Filed Apr 17, 2006 21:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 52,095 | $8.69 Strike: $8.69 | $452,705.55 |
DisclosureSEC source: 0001225111-06-000005 · primary_doc.xml · derivative · entry 4 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,500 Underlying: Common Stock · 52,095 shares Expires 2009-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2006 Filed Apr 17, 2006 21:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 2,095 | $46.37 | $97,145.15 |
DisclosureSEC source: 0001225111-06-000005 · primary_doc.xml · nonDerivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| April 13, 2006 Filed Apr 17, 2006 21:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $47.06 | $2,353,015.00 |
DisclosureSEC source: 0001225111-06-000005 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| April 13, 2006 Filed Apr 17, 2006 21:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 52,095 | $8.69 | $452,705.55 |
DisclosureSEC source: 0001225111-06-000005 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2006 Filed Apr 11, 2006 21:44 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 47,905 | $8.69 Strike: $8.69 | $416,294.45 |
DisclosureSEC source: 0001225111-06-000004 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,595 Underlying: Common Stock · 47,905 shares Expires 2009-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2006 Filed Apr 11, 2006 21:44 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 47,905 | $46.07 | $2,207,103.11 |
DisclosureSEC source: 0001225111-06-000004 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| April 07, 2006 Filed Apr 11, 2006 21:44 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 47,905 | $8.69 | $416,294.45 |
DisclosureSEC source: 0001225111-06-000004 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2006 Filed Mar 16, 2006 22:52 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $18.48 Strike: $18.48 | $554,376.00 |
DisclosureSEC source: 0001225111-06-000003 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,500 Underlying: Common Stock · 30,000 shares Expires 2007-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2006 Filed Mar 16, 2006 22:52 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 30,000 | $45.06 | $1,351,800.00 |
DisclosureSEC source: 0001225111-06-000003 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Trading Plan. Read SEC document |
| March 15, 2006 Filed Mar 16, 2006 22:52 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 30,000 | $18.48 | $554,376.00 |
DisclosureSEC source: 0001225111-06-000003 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2006 Filed Jan 26, 2006 23:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 45,550 | $18.48 Strike: $18.48 | $841,727.56 |
DisclosureSEC source: 0001225111-06-000002 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,500 Underlying: Common Stock · 45,550 shares Expires 2007-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2006 Filed Jan 26, 2006 23:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 45,550 | $44.07 | $2,007,201.75 |
DisclosureSEC source: 0001225111-06-000002 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| January 24, 2006 Filed Jan 26, 2006 23:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 45,550 | $18.48 | $841,727.56 |
DisclosureSEC source: 0001225111-06-000002 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 23:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 204,450 | $18.48 Strike: $18.48 | $3,778,072.44 |
DisclosureSEC source: 0001225111-06-000001 · primary_doc.xml · derivative · entry 7 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,050 Underlying: Common Stock · 204,450 shares Expires 2007-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 23:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $42.22 | $2,110,970.00 |
DisclosureSEC source: 0001225111-06-000001 · primary_doc.xml · nonDerivative · entry 6 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 23:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $42.23 | $2,111,540.00 |
DisclosureSEC source: 0001225111-06-000001 · primary_doc.xml · nonDerivative · entry 5 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 23:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $42.50 | $2,125,005.00 |
DisclosureSEC source: 0001225111-06-000001 · primary_doc.xml · nonDerivative · entry 4 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 23:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $43.06 | $2,153,000.00 |
DisclosureSEC source: 0001225111-06-000001 · primary_doc.xml · nonDerivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 23:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 4,450 | $44.00 | $195,800.00 |
DisclosureSEC source: 0001225111-06-000001 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 23:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 204,450 | $18.48 | $3,778,072.44 |
DisclosureSEC source: 0001225111-06-000001 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2005 Filed Dec 5, 2005 23:30 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 150,000 | $18.48 Strike: $18.48 | $2,771,880.00 |
DisclosureSEC source: 0001225111-05-000012 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,500 Underlying: Common Stock · 150,000 shares Expires 2007-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2005 Filed Dec 5, 2005 23:30 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 150,000 | $39.07 | $5,859,840.00 |
DisclosureSEC source: 0001225111-05-000012 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 01, 2005 Filed Dec 5, 2005 23:30 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 150,000 | $18.48 | $2,771,880.00 |
DisclosureSEC source: 0001225111-05-000012 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2005 Filed Nov 28, 2005 21:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $18.48 Strike: $18.48 | $923,960.00 |
DisclosureSEC source: 0001225111-05-000011 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040,500 Underlying: Common Stock · 50,000 shares Expires 2007-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2005 Filed Nov 28, 2005 21:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $38.11 | $1,905,455.00 |
DisclosureSEC source: 0001225111-05-000011 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 23, 2005 Filed Nov 28, 2005 21:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 50,000 | $18.48 | $923,960.00 |
DisclosureSEC source: 0001225111-05-000011 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.