Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAM RESEARCH CORPLRCX · Entity 1467 | Director | November 09, 2018 | November 13, 2018 |
| SPLUNK INCSPLK · Entity 92815 | Director | June 29, 2022 | July 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAM RESEARCH CORP
Report date November 09, 2018 · Filed November 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,847 |
Reported balance
After 2018-11-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-11-09 · Grant · Acquired 1,350 · Balance 9,847 F1: Amount reported includes shares subject to unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount reported includes shares subject to unvested Restricted Stock Units.
SPLUNK INC
Report date June 29, 2022 · Filed July 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,782 |
Reported balance
After 2022-06-29 transaction · row 1
1 source rowRow 1 · 2022-06-29 · Grant · Acquired 2,301 · Balance 44,782 F1: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2022, December 10, 2022, March 10, 2023 and June 10, 2023 (or the Issuer's next annual meeting if earlier). |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2022, December 10, 2022, March 10, 2023 and June 10, 2023 (or the Issuer's next annual meeting if earlier).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2022 Filed Jul 1, 2022 16:29 UTC | SPLUNK INC SPLK · Entity 92815 | GrantCommon Stock | 2,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040238 · doc4.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,782 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2022, December 10, 2022, March 10, 2023 and June 10, 2023 (or the Issuer's next annual meeting if earlier). Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 18:00 UTC | SPLUNK INC SPLK · Entity 92815 | GrantCommon Stock | 2,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042203 · doc4.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,481 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2021, December 10, 2021, March 10, 2022 and June 10, 2022 (or the Issuer's next annual meeting if earlier). Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 18:23 UTC | SPLUNK INC SPLK · Entity 92815 | GrantCommon Stock | 1,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036744 · doc4.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,348 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2020, December 10, 2020, March 10, 2021 and June 10, 2021 (or the Issuer's next annual meeting if earlier). Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 19:20 UTC | SPLUNK INC SPLK · Entity 92815 | GrantCommon Stock | 1,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037539 · doc4.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,610 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2019, December 10, 2019, March 10, 2020 and June 10, 2020 (or the Issuer's next annual meeting if earlier). Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 16:56 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-18-000146 · wf-form4_154212817105146.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,847 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:16 UTC | SPLUNK INC SPLK · Entity 92815 | GrantCommon Stock | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036819 · doc4.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,657 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2018, December 10, 2018, March 10, 2019 and June 10, 2019 (or the Issuer's next annual meeting if earlier). Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 00:55 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-17-000154 · wf-form4_151062092055933.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,497 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 16:50 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 643 | $200.00 | $128,600.00 |
DisclosureSEC source: 0000707549-17-000133 · wf-form4_150843183832082.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,537 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 17, 2017 Filed Oct 18, 2017 13:38 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 750 | $195.09 | $146,317.50 |
DisclosureSEC source: 0000707549-17-000131 · wf-form4_150833389241644.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,180 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 16:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 750 | $190.00 | $142,500.00 |
DisclosureSEC source: 0000707549-17-000124 · wf-form4_150817230815444.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,930 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 19:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 750 | $185.00 | $138,750.00 |
DisclosureSEC source: 0000707549-17-000120 · wf-form4_150697109042747.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,680 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 16:24 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 750 | $180.00 | $135,000.00 |
DisclosureSEC source: 0000707549-17-000118 · wf-form4_150661586903085.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,430 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 21:35 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 750 | $175.00 | $131,250.00 |
DisclosureSEC source: 0000707549-17-000114 · wf-form4_150594330548674.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,180 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 18:14 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 750 | $170.00 | $127,500.00 |
DisclosureSEC source: 0000707549-17-000108 · wf-form4_150532646188626.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,930 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 19:50 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 750 | $165.00 | $123,750.00 |
DisclosureSEC source: 0000707549-17-000090 · wf-form4_150066660332801.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,680 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 19:50 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 750 | $160.50 | $120,375.00 |
DisclosureSEC source: 0000707549-17-000090 · wf-form4_150066660332801.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,430 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 23:16 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 750 | $155.41 | $116,557.50 |
DisclosureSEC source: 0000707549-17-000089 · wf-form4_149998778618933.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,180 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 18:15 UTC | SPLUNK INC SPLK · Entity 92815 | GrantCommon Stock | 4,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038983 · doc4.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,477 F1 · kind: The reported shares are represented by restricted stock units which vest in full on the earlier of the day prior to the Issuer's next annual meeting or June 8, 2018. Read SEC document |
| May 18, 2017 Filed May 22, 2017 16:58 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 20,047 | $150.01 | $3,007,250.47 |
DisclosureSEC source: 0000707549-17-000061 · wf-form4_149547228408730.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,930 F1 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.05, inclusive. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:30 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 2,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-16-000104 · wf-form4_147924903204964.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,890 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| November 06, 2015 Filed Nov 10, 2015 21:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001655657-15-000002 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,840 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| November 07, 2014 Filed Nov 12, 2014 23:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001192381-14-000044 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,240 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 31, 2014 Filed Nov 4, 2014 18:17 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 1,197 | $77.86 | $93,198.42 |
DisclosureSEC source: 0001192381-14-000034 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,840 Read SEC document |
| May 23, 2014 Filed May 28, 2014 21:18 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 25,000 | $60.00 | $1,500,000.00 |
DisclosureSEC source: 0001192381-14-000028 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,037 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 31, 2014 Filed Feb 4, 2014 19:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 735 | $50.61 | $37,198.35 |
DisclosureSEC source: 0001192381-14-000003 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,037 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 19:56 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $55.00 | $2,750,000.00 |
DisclosureSEC source: 0001192381-14-000002 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,772 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| November 08, 2013 Filed Nov 13, 2013 01:37 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 3,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001192381-13-000024 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,772 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 24, 2013 Filed Oct 28, 2013 18:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 48,700 | $20.21 Strike: $20.21 | $984,227.00 |
DisclosureSEC source: 0001192381-13-000012 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,700 shares Expires 2014-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2013 Filed Oct 28, 2013 18:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 48,700 | $55.00 | $2,678,500.00 |
DisclosureSEC source: 0001192381-13-000012 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,182 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 24, 2013 Filed Oct 28, 2013 18:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 48,700 | $20.21 | $984,227.00 |
DisclosureSEC source: 0001192381-13-000012 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2013 Filed Oct 22, 2013 00:12 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 24,178 | $20.21 Strike: $20.21 | $488,637.38 |
DisclosureSEC source: 0001192381-13-000009 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,700 Underlying: Common Stock · 24,178 shares Expires 2014-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2013 Filed Oct 22, 2013 00:12 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 24,178 | $54.00 | $1,305,612.00 |
DisclosureSEC source: 0001192381-13-000009 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,182 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 18, 2013 Filed Oct 22, 2013 00:12 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 24,178 | $20.21 | $488,637.38 |
DisclosureSEC source: 0001192381-13-000009 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2013 Filed Oct 18, 2013 19:17 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 822 | $20.21 Strike: $20.21 | $16,612.62 |
DisclosureSEC source: 0001192381-13-000008 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,878 Underlying: Common Stock · 822 shares Expires 2014-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2013 Filed Oct 18, 2013 19:17 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 822 | $54.00 | $44,388.00 |
DisclosureSEC source: 0001192381-13-000008 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,182 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. Read SEC document |
| October 16, 2013 Filed Oct 18, 2013 19:17 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 822 | $20.21 | $16,612.62 |
DisclosureSEC source: 0001192381-13-000008 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2013 Filed Sep 26, 2013 20:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $20.21 Strike: $20.21 | $505,250.00 |
DisclosureSEC source: 0001192381-13-000005 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,700 Underlying: Common Stock · 25,000 shares Expires 2014-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2013 Filed Sep 26, 2013 20:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 25,000 | $52.00 | $1,300,000.00 |
DisclosureSEC source: 0001192381-13-000005 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,182 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. Read SEC document |
| September 25, 2013 Filed Sep 26, 2013 20:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 25,000 | $20.21 | $505,250.00 |
DisclosureSEC source: 0001192381-13-000005 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2013 Filed Sep 12, 2013 22:46 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $20.21 Strike: $20.21 | $505,250.00 |
DisclosureSEC source: 0001501289-13-000038 · primary_doc.xml · derivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,700 Underlying: Common Stock · 25,000 shares Expires 2014-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2013 Filed Sep 12, 2013 22:46 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 25,000 | $50.00 | $1,250,000.00 |
DisclosureSEC source: 0001501289-13-000038 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,182 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. Read SEC document |
| September 10, 2013 Filed Sep 12, 2013 22:46 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 25,000 | $20.21 | $505,250.00 |
DisclosureSEC source: 0001501289-13-000038 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2013 Filed Mar 7, 2013 00:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 9,257 | $42.59 | $394,255.63 |
DisclosureSEC source: 0001501289-13-000021 · primary_doc.xml · nonDerivative · entry 3 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,182 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units F2 · balance_after: The amount shown reflects a correction in the number of Restricted Stock Units held by the Reporting Person. The RSU grant that was made on 01/28/13 was incorrectly reported as 1,916 RSUs, rather than the actual amount of 1,910 RSUs, due to an administrative error by the Issuer. Read SEC document |
| March 04, 2013 Filed Mar 7, 2013 00:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 8,553 | $42.59 | $364,272.27 |
DisclosureSEC source: 0001501289-13-000021 · primary_doc.xml · nonDerivative · entry 2 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 04, 2013 Filed Mar 7, 2013 00:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Disposition to issuerCommon Stock | 1,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001501289-13-000021 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 22:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 1,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001501289-13-000010 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,466 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 07, 2012 Filed Feb 10, 2012 01:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 14,345 | $43.38 | $622,286.10 |
DisclosureSEC source: 0001501289-12-000022 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,550 Read SEC document |
| February 05, 2012 Filed Feb 7, 2012 22:12 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 12,143 | $44.19 | $536,599.17 |
DisclosureSEC source: 0001501289-12-000009 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,895 Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 23:20 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 38,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001225111-11-000002 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · CEO and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,038 Read SEC document |
| February 25, 2011 Filed Mar 1, 2011 19:30 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 21,290 | $55.35 | $1,178,401.50 |
DisclosureSEC source: 0001225111-11-000001 · primary_doc.xml · nonDerivative · entry 1 NEWBERRY STEPHEN G · CIK 0001225111 · CEO and Vice Chairman of BOD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,426 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.