Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083 | EVP, Interim CFO, Act & Prt Mg | January 13, 2023 | January 18, 2023 |
| ARCH CAPITAL GROUP LTD.ACGL · Entity 3120 | EVP,CFO & Treasurer | May 15, 2018 | May 17, 2018 |
| Corebridge Financial, Inc.CRBG · Entity 3379 | Director | September 14, 2022 | September 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN INTERNATIONAL GROUP, INC.
Report date January 13, 2023 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,354 |
Reported balance
After 2023-01-13 transaction · row 1
1 source rowRow 1 · 2023-01-13 · Tax withholding · Disposed 6,819 · Balance 60,354 F1: Represents shares withheld for the payment of taxes in connection with the settlement in AIG Common Stock of the 2020 Restricted Stock Units ("2020 RSUs") (including related dividend equivalent rights in the form of 2020 RSUs) that vested on January 1, 2023. F2: The number of shares withheld for taxes was determined based on local withholding requirements and AIG's closing share price on January 13, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for the payment of taxes in connection with the settlement in AIG Common Stock of the 2020 Restricted Stock Units ("2020 RSUs") (including related dividend equivalent rights in the form of 2020 RSUs) that vested on January 1, 2023.
F2: The number of shares withheld for taxes was determined based on local withholding requirements and AIG's closing share price on January 13, 2023.
ARCH CAPITAL GROUP LTD.
Report date May 15, 2018 · Filed May 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $.0033 par value per shareSEC Table I · non-derivative | Direct | 145,216 |
Reported balance
After 2018-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-15 · Sale · Disposed 12,000 · Balance 145,216 F1: The proceeds will be used to satisfy federal tax obligations. F3: Represents a weighted average sale price; the sales prices range from $78.25 to $78.60. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer. F2: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: The proceeds will be used to satisfy federal tax obligations.
F2: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements.
F3: Represents a weighted average sale price; the sales prices range from $78.25 to $78.60. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer.
Corebridge Financial, Inc.
Report date September 14, 2022 · Filed September 14, 2022
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 5,000 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · derivative · entry 9 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Shares, $.0033 par value per share · 5,000 shares Expires 2020-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 5, 2011, subject to the applicable award agreement. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 5,050 | $0.00 Strike: $23.10 | $0.00 |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · derivative · entry 8 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares, $.0033 par value per share · 5,050 shares Expires 2018-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 9, 2009, subject to the applicable award agreement. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 8,000 | $77.22 | $617,762.40 |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · nonDerivative · entry 7 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,732 F7 · kind: A portion of the proceeds will be used to satisfy state and federal tax obligations. F5 · price: Represents a weighted average sales price; the sales prices range from $77.201 to $77.23. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Tax withholdingCommon Shares, $.0033 par value per share | 21,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · nonDerivative · entry 6 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,732 F6 · kind: In connection with the partial exercise of the five share appreciation rights awards as described in Table II, 6,797 common shares were withheld for taxes at a tax price of $77.47 per share. In addition, 14,351 common shares were disposed in satisfaction of the exercise prices (see Table II). The reporting person received a net issuance of 12,402 common shares. F6 · price: In connection with the partial exercise of the five share appreciation rights awards as described in Table II, 6,797 common shares were withheld for taxes at a tax price of $77.47 per share. In addition, 14,351 common shares were disposed in satisfaction of the exercise prices (see Table II). The reporting person received a net issuance of 12,402 common shares. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 5,000 | $40.10 | $200,500.00 |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · nonDerivative · entry 5 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 9,000 | $38.58 | $347,220.00 |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · nonDerivative · entry 4 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 9,500 | $33.91 | $322,173.50 |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · nonDerivative · entry 3 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 5,000 | $25.01 | $125,050.00 |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · nonDerivative · entry 2 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 5,050 | $23.10 | $116,655.00 |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.