Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083 | EVP, Interim CFO, Act & Prt Mg | January 13, 2023 | January 18, 2023 |
| ARCH CAPITAL GROUP LTD.ACGL · Entity 3120 | EVP,CFO & Treasurer | May 15, 2018 | May 17, 2018 |
| Corebridge Financial, Inc.CRBG · Entity 3379 | Director | September 14, 2022 | September 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN INTERNATIONAL GROUP, INC.
Report date January 13, 2023 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,354 |
Reported balance
After 2023-01-13 transaction · row 1
1 source rowRow 1 · 2023-01-13 · Tax withholding · Disposed 6,819 · Balance 60,354 F1: Represents shares withheld for the payment of taxes in connection with the settlement in AIG Common Stock of the 2020 Restricted Stock Units ("2020 RSUs") (including related dividend equivalent rights in the form of 2020 RSUs) that vested on January 1, 2023. F2: The number of shares withheld for taxes was determined based on local withholding requirements and AIG's closing share price on January 13, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for the payment of taxes in connection with the settlement in AIG Common Stock of the 2020 Restricted Stock Units ("2020 RSUs") (including related dividend equivalent rights in the form of 2020 RSUs) that vested on January 1, 2023.
F2: The number of shares withheld for taxes was determined based on local withholding requirements and AIG's closing share price on January 13, 2023.
ARCH CAPITAL GROUP LTD.
Report date May 15, 2018 · Filed May 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $.0033 par value per shareSEC Table I · non-derivative | Direct | 145,216 |
Reported balance
After 2018-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-15 · Sale · Disposed 12,000 · Balance 145,216 F1: The proceeds will be used to satisfy federal tax obligations. F3: Represents a weighted average sale price; the sales prices range from $78.25 to $78.60. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer. F2: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: The proceeds will be used to satisfy federal tax obligations.
F2: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements.
F3: Represents a weighted average sale price; the sales prices range from $78.25 to $78.60. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer.
Corebridge Financial, Inc.
Report date September 14, 2022 · Filed September 14, 2022
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2018 Filed Dec 14, 2018 22:03 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2018 Stock Option (Right to Buy) · Derivative | 8,213 | $0.00 Strike: $37.68 | $0.00 |
DisclosureSEC source: 0001225208-18-016659 · doc4.xml · derivative · entry 2 Lyons Mark Donald · CIK 0001359049 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,213 Underlying: Common Stock · 8,213 shares Expires 2028-12-12 Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 22:03 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2018 Restricted Stock Units · Derivative | 1,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016659 · doc4.xml · derivative · entry 1 Lyons Mark Donald · CIK 0001359049 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583 Underlying: Common Stock · 1,583 shares Expires not disclosed F1 · derivative.exercise_price: The 2018 Restricted Stock Units convert to AIG Common Stock on a 1 to 1 basis. F2 · shares: Represents the grant of 2018 Restricted Stock Units. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2018 Restricted Stock Units. F2 · derivative.exercise_date: Represents the grant of 2018 Restricted Stock Units. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2018 Restricted Stock Units. F2 · derivative.expiration_date: Represents the grant of 2018 Restricted Stock Units. The 2018 Restricted Stock Units vest in January 2021, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. The award includes dividend equivalent rights payable in the form of additional 2018 Restricted Stock Units. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:27 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 12,000 | $78.36 | $940,359.60 |
DisclosureSEC source: 0001179110-18-006971 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,216 F1 · kind: The proceeds will be used to satisfy federal tax obligations. F3 · price: Represents a weighted average sale price; the sales prices range from $78.25 to $78.60. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer. F2 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:36 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 6,000 | $84.16 | $504,963.00 |
DisclosureSEC source: 0001179110-18-004458 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,216 F1 · kind: The proceeds will be used to satisfy state and federal tax obligations. F2 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 15:06 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 6,000 | $89.39 | $536,331.00 |
DisclosureSEC source: 0001179110-18-003100 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,216 F1 · kind: The proceeds will be used to satisfy state and federal tax obligations. F2 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| December 21, 2017 Filed Jan 5, 2018 20:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GiftCommon Shares, $.0033 par value per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000580 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,216 F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 16:53 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 5,500 | $92.04 | $506,240.90 |
DisclosureSEC source: 0001179110-17-015237 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,216 F2 · kind: The proceeds will be used to satisfy state and federal tax obligations. F1 · price: Represents a weighted average sales price; the sales prices range from $92.03 to $92.10. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer. F3 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 16:22 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 3,367 | $97.30 | $327,602.37 |
DisclosureSEC source: 0001179110-17-012237 · edgar.xml · nonDerivative · entry 5 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,716 F4 · kind: The shares were sold in order to satisfy state and federal tax obligations. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 16:22 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionStock Option (right to buy) · Derivative | 3,400 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0001179110-17-012237 · edgar.xml · derivative · entry 7 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,780 Underlying: Common Shares, $.0033 par value per share · 3,400 shares Expires 2025-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The Stock Option became exercisable in three equal annual installments commencing May 13, 2016, subject to the applicable award agreement. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 16:22 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 8,000 | $0.00 Strike: $56.12 | $0.00 |
DisclosureSEC source: 0001179110-17-012237 · edgar.xml · derivative · entry 6 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,272 Underlying: Common Shares, $.0033 par value per share · 8,000 shares Expires 2024-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 16:22 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 6,600 | $97.32 | $642,310.02 |
DisclosureSEC source: 0001179110-17-012237 · edgar.xml · nonDerivative · entry 4 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,083 F4 · kind: The shares were sold in order to satisfy state and federal tax obligations. F2 · price: Represents a weighted average sales price; the sales prices range from $97.2352 to $97.4094. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 16:22 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 3,400 | $62.51 | $212,517.00 |
DisclosureSEC source: 0001179110-17-012237 · edgar.xml · nonDerivative · entry 3 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 16:22 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Tax withholdingCommon Shares, $.0033 par value per share | 4,633 | $96.91 | $448,984.03 |
DisclosureSEC source: 0001179110-17-012237 · edgar.xml · nonDerivative · entry 2 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,283 F3 · kind: In connection with the exercise of the share appreciation rights award as described in Table II, 4,633 common shares were disposed in satisfaction of the exercise price. The reporting person received a net issuance of 3,367 common shares. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 16:22 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 8,000 | $56.12 | $448,960.00 |
DisclosureSEC source: 0001179110-17-012237 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 20:32 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 8,266 | $93.53 | $773,103.27 |
DisclosureSEC source: 0001179110-17-008981 · edgar.xml · nonDerivative · entry 4 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,916 F4 · kind: All of the proceeds will be used to satisfy state and federal tax obligations. F2 · price: Represents a weighted average sales price; the sales prices range from $93.502 to $93.575. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:32 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 5,000 | $0.00 Strike: $57.27 | $0.00 |
DisclosureSEC source: 0001179110-17-008981 · edgar.xml · derivative · entry 6 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Shares, $.0033 par value per share · 5,000 shares Expires 2024-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 13, 2015, subject to the applicable award agreement. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:32 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 10,000 | $0.00 Strike: $56.12 | $0.00 |
DisclosureSEC source: 0001179110-17-008981 · edgar.xml · derivative · entry 5 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,272 Underlying: Common Shares, $.0033 par value per share · 10,000 shares Expires 2024-02-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:32 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Tax withholdingCommon Shares, $.0033 par value per share | 9,134 | $92.80 | $847,635.20 |
DisclosureSEC source: 0001179110-17-008981 · edgar.xml · nonDerivative · entry 3 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,182 F3 · kind: In connection with the exercise of the two share appreciation rights awards as described in Table II, 9,134 common shares were disposed in satisfaction of the exercise prices (see Table II). The reporting person received a net issuance of 5,866 common shares. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:32 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 5,000 | $57.27 | $286,350.00 |
DisclosureSEC source: 0001179110-17-008981 · edgar.xml · nonDerivative · entry 2 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:32 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 10,000 | $56.12 | $561,200.00 |
DisclosureSEC source: 0001179110-17-008981 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| May 08, 2017 Filed May 10, 2017 15:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantStock Option (right to buy) · Derivative | 8,160 | $0.00 Strike: $96.26 | $0.00 |
DisclosureSEC source: 0001179110-17-006972 · edgar.xml · derivative · entry 2 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,160 Underlying: Common Shares, $.0033 par value per share · 8,160 shares Expires 2027-05-08 F3 · derivative.exercise_date: The stock option will become exercisable in three equal annual installments, with the first installment becoming exercisable on May 8, 2018 and the next two installments on May 13, 2019 and May 13, 2020, subject to the applicable award agreement. Read SEC document |
| May 08, 2017 Filed May 10, 2017 15:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | GrantCommon Shares, $.0033 par value per share | 8,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-006972 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,316 F2 · price: Represents restricted shares that vest in three equal annual installments on May 8th in each of 2018, 2019 and 2020, subject to the applicable award agreement. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 13:50 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 13,000 | $94.43 | $1,227,553.60 |
DisclosureSEC source: 0001179110-17-004363 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,156 F3 · kind: A portion of the proceeds will be used to satisfy state and federal tax obligations. F2 · price: Represents a weighted average sales price; the sales prices range from $94.16 to $94.57. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 12,000 | $0.00 Strike: $53.53 | $0.00 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · derivative · entry 12 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares, $.0033 par value per share · 12,000 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 9, 2014, subject to the applicable award agreement. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 5,000 | $0.00 Strike: $40.10 | $0.00 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · derivative · entry 11 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares, $.0033 par value per share · 5,000 shares Expires 2022-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing September 6, 2013, subject to the applicable award agreement. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appeciation Right · Derivative | 5,000 | $0.00 Strike: $38.58 | $0.00 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · derivative · entry 10 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares, $.0033 par value per share · 5,000 shares Expires 2022-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 9, 2013, subject to the applicable award agreement. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 4,900 | $0.00 Strike: $33.91 | $0.00 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · derivative · entry 9 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares, $.0033 par value per share · 4,900 shares Expires 2021-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 6, 2012, subject to the applicable award agreement. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appeciation Right · Derivative | 1,800 | $0.00 Strike: $19.29 | $0.00 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · derivative · entry 8 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares, $.0033 par value per share · 1,800 shares Expires 2019-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 6, 2010, subject to the applicable award agreement. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 5,635 | $95.08 | $535,788.20 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · nonDerivative · entry 7 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,156 F5 · kind: A portion of the proceeds will be used to satisfy state and federal tax obligations. F3 · price: Represents a weighted average sales price; the sales prices range from $95.0621 to $95.17. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Tax withholdingCommon Shares, $.0033 par value per share | 13,076 | $94.60 | $1,236,989.60 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · nonDerivative · entry 6 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,791 F4 · kind: In connection with the exercise of the five share appreciation rights awards as described in Table II, 13,076 common shares were disposed in satisfaction of the exercise prices (see Table II). The reporting person received a net issuance of 15,624 common shares. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 12,000 | $53.53 | $642,360.00 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · nonDerivative · entry 5 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 5,000 | $40.10 | $200,500.00 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · nonDerivative · entry 4 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 5,000 | $38.58 | $192,900.00 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · nonDerivative · entry 3 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 4,900 | $33.91 | $166,173.70 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · nonDerivative · entry 2 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 16:08 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 1,800 | $19.29 | $34,727.40 |
DisclosureSEC source: 0001179110-17-003941 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 5,000 | $0.00 Strike: $40.10 | $0.00 |
DisclosureSEC source: 0001179110-17-002618 · edgar.xml · derivative · entry 10 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Shares, $.0033 par value per share · 5,000 shares Expires 2022-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing September 6, 2013, subject to the applicable award agreement. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 4,000 | $0.00 Strike: $38.58 | $0.00 |
DisclosureSEC source: 0001179110-17-002618 · edgar.xml · derivative · entry 9 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Shares, $.0033 par value per share · 4,000 shares Expires 2022-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 9, 2013, subject to the applicable award agreement. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 4,500 | $0.00 Strike: $33.91 | $0.00 |
DisclosureSEC source: 0001179110-17-002618 · edgar.xml · derivative · entry 8 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Underlying: Common Shares, $.0033 par value per share · 4,500 shares Expires 2021-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 6, 2012, subject to the applicable award agreement. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 5,000 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001179110-17-002618 · edgar.xml · derivative · entry 7 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares, $.0033 par value per share · 5,000 shares Expires 2020-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 5, 2011, subject to the applicable award agreement. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 5,000 | $93.09 | $465,451.00 |
DisclosureSEC source: 0001179110-17-002618 · edgar.xml · nonDerivative · entry 6 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,167 F6 · kind: A portion of the proceeds will be used to satisfy state and federal tax obligations. F4 · price: Represents a weighted average sales price; the sales prices range from $92.9818 to $93.279. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Tax withholdingCommon Shares, $.0033 par value per share | 8,465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002618 · edgar.xml · nonDerivative · entry 5 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,167 F5 · kind: In connection with the partial exercise of the four share appreciation rights awards as described in Table II, 1,669 common shares were withheld for taxes at a tax price of $93.09 per share. In addition, 6,796 common shares were disposed in satisfaction of the exercise prices (see Table II). The reporting person received a net issuance of 10,035 common shares. F5 · price: In connection with the partial exercise of the four share appreciation rights awards as described in Table II, 1,669 common shares were withheld for taxes at a tax price of $93.09 per share. In addition, 6,796 common shares were disposed in satisfaction of the exercise prices (see Table II). The reporting person received a net issuance of 10,035 common shares. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 5,000 | $40.10 | $200,500.00 |
DisclosureSEC source: 0001179110-17-002618 · edgar.xml · nonDerivative · entry 4 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 4,000 | $38.58 | $154,320.00 |
DisclosureSEC source: 0001179110-17-002618 · edgar.xml · nonDerivative · entry 3 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 4,500 | $33.91 | $152,608.50 |
DisclosureSEC source: 0001179110-17-002618 · edgar.xml · nonDerivative · entry 2 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:31 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionCommon Shares, $.0033 par value per share | 5,000 | $25.01 | $125,050.00 |
DisclosureSEC source: 0001179110-17-002618 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:35 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 3,500 | $87.13 | $304,945.55 |
DisclosureSEC source: 0001179110-16-033159 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,132 F3 · kind: The procceds will be used to satisfy state and federal tax obligations. F2 · price: Represents a weighted average sales price; the sales prices range from $87.11 to $87.15 Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 20:46 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | SaleCommon Shares, $.0033 par value per share | 6,100 | $83.14 | $507,125.33 |
DisclosureSEC source: 0001179110-16-032367 · edgar.xml · nonDerivative · entry 1 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,632 F3 · kind: A portion of the proceeds will be used to satisfy state and federal tax obligations. F2 · price: Represents a weighted average sales price; the sales prices range from $83.00 to $83.52. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer. F1 · balance_after: 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 5,000 | $0.00 Strike: $40.10 | $0.00 |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · derivative · entry 12 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Shares, $.0033 par value per share · 5,000 shares Expires 2022-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing September 6, 2013, subject to the applicable award agreement. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 9,000 | $0.00 Strike: $38.58 | $0.00 |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · derivative · entry 11 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Shares, $.0033 par value per share · 9,000 shares Expires 2022-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 9, 2013, subject to the applicable award agreement. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 22:37 UTC | ARCH CAPITAL GROUP LTD. ACGL · Entity 3120 | Exercise / conversionShare Appreciation Right · Derivative | 9,500 | $0.00 Strike: $33.91 | $0.00 |
DisclosureSEC source: 0001179110-16-031028 · edgar.xml · derivative · entry 10 Lyons Mark Donald · CIK 0001359049 · EVP,CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,400 Underlying: Common Shares, $.0033 par value per share · 9,500 shares Expires 2021-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share appreciation right became exercisable in three equal annual installments commencing May 6, 2012, subject to the applicable award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.