Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEye, Inc.LIDR · Entity 7039 | Director · Chief Executive Officer | January 15, 2023 | January 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEye, Inc.
Report date January 15, 2023 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,913,465 |
Reported balance
After 2023-01-15 transaction · row 1
1 source rowRow 1 · 2023-01-15 · Tax withholding · Disposed 13,380 · Balance 2,913,465 F1: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 50,000 |
Reported balance
Holding disclosure · report date 2023-01-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2021 Filed Aug 27, 2021 17:26 UTC | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 30,362 | $37.21 Strike: $7.00 | $1,129,709.30 |
DisclosureSEC source: 0001062993-21-008005 · form4.xml · derivative · entry 4 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,362 Underlying: Common Stock · 30,362 shares Expires 2028-09-17 F4 · price: Received in exchange for stock options to acquire 8,160 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 18, 2022. F4 · derivative.exercise_date: Received in exchange for stock options to acquire 8,160 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 18, 2022. Read SEC document |
| August 16, 2021 Filed Aug 27, 2021 17:26 UTC | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 19,382 | $37.21 Strike: $7.00 | $721,165.46 |
DisclosureSEC source: 0001062993-21-008005 · form4.xml · derivative · entry 3 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,382 Underlying: Common Stock · 19,382 shares Expires 2028-05-07 F3 · price: Received in exchange for stock options to acquire 5,209 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested. F3 · derivative.exercise_date: Received in exchange for stock options to acquire 5,209 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested. Read SEC document |
| August 16, 2021 Filed Aug 27, 2021 17:26 UTC | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 77,519 | $37.21 Strike: $7.00 | $2,884,326.95 |
DisclosureSEC source: 0001062993-21-008005 · form4.xml · derivative · entry 2 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,519 Underlying: Common Stock · 77,519 shares Expires 2027-05-31 F2 · price: Received in exchange for stock options to acquire 20,834 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested. F2 · derivative.exercise_date: Received in exchange for stock options to acquire 20,834 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested. Read SEC document |
| August 16, 2021 Filed Aug 27, 2021 17:26 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 1,405,484 | $37.21 | $52,295,248.67 |
DisclosureSEC source: 0001062993-21-008005 · form4.xml · nonDerivative · entry 1 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,405,484 F1 · price: Received in exchange for 377,737 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080 Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:45 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 6,497,789 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 9 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,497,789 Underlying: Common Stock · 6,497,789 shares Expires 2030-09-30 F9 · derivative.exercise_date: Received in exchange for stock options to acquire 1,746,342 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on December 10, 2023. Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:45 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 30,481 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 8 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,481 Underlying: Common Stock · 30,481 shares Expires 2030-04-09 F8 · derivative.exercise_date: Received in exchange for stock options to acquire 8,192 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested. Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:45 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 20,930 | $0.00 Strike: $0.62 | $0.00 |
DisclosureSEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 7 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,930 Underlying: Common Stock · 20,930 shares Expires 2029-07-01 F7 · derivative.exercise_date: Received in exchange for stock options to acquire 5,625 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on March 18, 2023. Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:45 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 108,525 | $0.00 Strike: $0.62 | $0.00 |
DisclosureSEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 6 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,525 Underlying: Common Stock · 108,525 shares Expires 2029-02-27 F6 · derivative.exercise_date: Received in exchange for stock options to acquire 29,167 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on January 1, 2023. Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:45 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 30,362 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 5 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,362 Underlying: Common Stock · 30,362 shares Expires 2028-09-17 F5 · derivative.exercise_date: Received in exchange for stock options to acquire 8,160 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 18, 2022. Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:45 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 19,382 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 4 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,382 Underlying: Common Stock · 19,382 shares Expires 2028-05-07 F4 · derivative.exercise_date: Received in exchange for stock options to acquire 5,209 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested. Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:45 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 77,519 | $0.00 Strike: $0.16 | $0.00 |
DisclosureSEC source: 0001062993-21-008920 · form4a.xml · derivative · entry 3 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,519 Underlying: Common Stock · 77,519 shares Expires 2027-05-31 F3 · derivative.exercise_date: Received in exchange for stock options to acquire 20,834 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested. Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:45 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 11,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008920 · form4a.xml · nonDerivative · entry 2 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416,646 F2 · shares: Received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These RSUs are partially vested and will fully vest on February 16, 2022. Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:45 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 1,405,484 | $37.21 | $52,295,248.67 |
DisclosureSEC source: 0001062993-21-008920 · form4a.xml · nonDerivative · entry 1 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,405,484 F1 · shares: Received in exchange for 377,737 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080 Read SEC document |
| August 16, 2021 Filed Nov 18, 2021 19:43 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 1,794 | $8.58 | $15,392.52 |
DisclosureSEC source: 0001088327-21-000006 · wf-form4_163728260523655.xml · nonDerivative · entry 1 LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,566,168 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.