Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LIFELOCK, INC.
Report date February 09, 2017 · Filed February 13, 2017
Section 16 reporting ended · disclosed 2017-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-02-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-02-09 · Disposition to issuer · Disposed 120,704 · Balance 201,231 F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). F2: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration. Includes 13,020 restricted shares, payment in respect of which is subject to the same terms and conditions as the restricted shares. Row 2 · 2017-02-09 · Disposition to issuer · Disposed 201,231 · Balance 0 F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). F3: Consists of 201,231 unvested restricted stock units ("RSUs"). Upon Closing, unvested RSUs were converted into the right to receive, on the same terms and conditions as the unvested RSU, a number of shares of the common stock of Acquiror equal to the number of shares subject to the unvested RSU times the quotient of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBY 2016 TODD DAVIS TRUST | 0 |
Reported balance
After 2017-02-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-02-09 · Disposition to issuer · Disposed 633,923 · Balance 0 F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2017-12-05 | Direct | 0 |
Reported balance
After 2017-02-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-02-09 · Disposition to issuer · Disposed 1,000 · Balance 0 F4: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $2.71 · Expires 2019-08-07 | Direct | 0 |
Reported balance
After 2017-02-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-09 · Disposition to issuer · Disposed 614,000 · Balance 0 F4: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $5.20 · Expires 2022-03-29 | Direct | 0 |
Reported balance
After 2017-02-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-02-09 · Disposition to issuer · Disposed 200,000 · Balance 0 F4: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $11.05 · Expires 2023-02-22 | Direct | 0 |
Reported balance
After 2017-02-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-09 · Disposition to issuer · Disposed 350,000 · Balance 0 F4: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. F5: Includes 7,292 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above. |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $18.73 · Expires 2024-03-24 | Direct | 0 |
Reported balance
After 2017-02-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-02-09 · Disposition to issuer · Disposed 187,500 · Balance 0 F4: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. F6: Includes 54,668 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above. |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $13.96 · Expires 2025-03-23 | Direct | 0 |
Reported balance
After 2017-02-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-02-09 · Disposition to issuer · Disposed 184,500 · Balance 0 F4: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. F7: Includes 99,938 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration").
F2: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration. Includes 13,020 restricted shares, payment in respect of which is subject to the same terms and conditions as the restricted shares.
F3: Consists of 201,231 unvested restricted stock units ("RSUs"). Upon Closing, unvested RSUs were converted into the right to receive, on the same terms and conditions as the unvested RSU, a number of shares of the common stock of Acquiror equal to the number of shares subject to the unvested RSU times the quotient of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016.
F4: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option.
F5: Includes 7,292 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above.
F6: Includes 54,668 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above.
F7: Includes 99,938 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above.
Pioneer Merger Corp.
Report date January 17, 2023 · Filed January 19, 2023
Jointly reported with GERSON RICK MATTHEW, Alpha Wave Global, LP, Pioneer Merger Sponsor LLC, Salazar Oscar, CAPLAN MITCHELL H
Section 16 reporting ended · disclosed 2023-01-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy Alpha Wave Ventures, LP | 0 |
Reported balance
After 2023-01-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-01-17 · Disposition to issuer · Disposed 4,450,000 · Balance 0 F1: The reported securities were redeemed by the Issuer pursuant to a redemption of all Class A Shares in connection with the Issuer's liquidation. F2: The reported securities were directly held by Alpha Wave Ventures, LP, an investment entity managed by Alpha Wave Global, LP ("Alpha Wave"). Rick Gerson is the Chairman and Chief Investment Officer of Alpha Wave. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were redeemed by the Issuer pursuant to a redemption of all Class A Shares in connection with the Issuer's liquidation.
F2: The reported securities were directly held by Alpha Wave Ventures, LP, an investment entity managed by Alpha Wave Global, LP ("Alpha Wave"). Rick Gerson is the Chairman and Chief Investment Officer of Alpha Wave.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2023 Filed Jan 19, 2023 17:25 UTC | Pioneer Merger Corp. PACX · Entity 120615 | Disposition to issuerClass A Ordinary Shares | 4,450,000 | $10.13 | $45,078,500.00 |
DisclosureSEC source: 0001104659-23-005081 · tm233936-1_4seq1.xml · nonDerivative · entry 1 GERSON RICK MATTHEW · CIK 0001742201 · Director · 10% owner · See Remarks Alpha Wave Global, LP · CIK 0001558858 · Director · 10% owner · See Remarks Pioneer Merger Sponsor LLC · CIK 0001830557 · Director · 10% owner · See Remarks Salazar Oscar · CIK 0001839153 · Director · 10% owner · See Remarks CAPLAN MITCHELL H · CIK 0001073513 · Director · 10% owner · See Remarks Davis Richard Todd · CIK 0001558608 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Alpha Wave Ventures, LP Disclosed balance after: 0 F1 · kind: The reported securities were redeemed by the Issuer pursuant to a redemption of all Class A Shares in connection with the Issuer's liquidation. F2 · ownership.direct: The reported securities were directly held by Alpha Wave Ventures, LP, an investment entity managed by Alpha Wave Global, LP ("Alpha Wave"). Rick Gerson is the Chairman and Chief Investment Officer of Alpha Wave. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:57 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Disposition to issuerEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 184,500 | $0.00 Strike: $13.96 | $0.00 |
DisclosureSEC source: 0001628280-17-001230 · wf-form4_148702664014690.xml · derivative · entry 9 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 184,500 shares Expires 2025-03-23 F4 · derivative.exercise_date: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. F7 · derivative.exercise_date: Includes 99,938 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:57 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Disposition to issuerEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 187,500 | $0.00 Strike: $18.73 | $0.00 |
DisclosureSEC source: 0001628280-17-001230 · wf-form4_148702664014690.xml · derivative · entry 8 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 187,500 shares Expires 2024-03-24 F4 · derivative.exercise_date: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. F6 · derivative.exercise_date: Includes 54,668 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:57 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Disposition to issuerEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 350,000 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001628280-17-001230 · wf-form4_148702664014690.xml · derivative · entry 7 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 350,000 shares Expires 2023-02-22 F4 · derivative.exercise_date: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. F5 · derivative.exercise_date: Includes 7,292 options, the vesting of which was accelerated at the Closing. Options were cancelled or converted as described above. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:57 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Disposition to issuerEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 200,000 | $0.00 Strike: $5.20 | $0.00 |
DisclosureSEC source: 0001628280-17-001230 · wf-form4_148702664014690.xml · derivative · entry 6 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 200,000 shares Expires 2022-03-29 F4 · derivative.exercise_date: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:57 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Disposition to issuerEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 614,000 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001628280-17-001230 · wf-form4_148702664014690.xml · derivative · entry 5 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 614,000 shares Expires 2019-08-07 F4 · derivative.exercise_date: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:57 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Disposition to issuerEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 1,000 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001628280-17-001230 · wf-form4_148702664014690.xml · derivative · entry 4 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,000 shares Expires 2017-12-05 F4 · derivative.exercise_date: Upon the closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable exercise price. Unvested options were converted into options to acquire a number of shares of common stock of the Acquiror equal to the number of shares subject to the unvested option times the quotient (the "Exchange Ratio") of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016, at an exercise price equal to the exercise price of the unvested option divided by the Exchange Ratio and otherwise on the same terms and conditions as the unvested option. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:57 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Disposition to issuerCOMMON STOCK | 633,923 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-001230 · wf-form4_148702664014690.xml · nonDerivative · entry 3 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · BY 2016 TODD DAVIS TRUST Disclosed balance after: 0 F1 · date: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). F1 · price: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:57 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Disposition to issuerCOMMON STOCK | 201,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-001230 · wf-form4_148702664014690.xml · nonDerivative · entry 2 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · date: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). F3 · shares: Consists of 201,231 unvested restricted stock units ("RSUs"). Upon Closing, unvested RSUs were converted into the right to receive, on the same terms and conditions as the unvested RSU, a number of shares of the common stock of Acquiror equal to the number of shares subject to the unvested RSU times the quotient of $24 divided by the volume-weighted average of the trading prices of the shares of Acquiror's common stock on the NASDAQ for the ten trading days ending with, and including, February 9, 2016. F1 · price: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:57 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Disposition to issuerCOMMON STOCK | 120,704 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-001230 · wf-form4_148702664014690.xml · nonDerivative · entry 1 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,231 F1 · date: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). F2 · shares: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration. Includes 13,020 restricted shares, payment in respect of which is subject to the same terms and conditions as the restricted shares. F1 · price: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 17:31 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Tax withholdingCOMMON STOCK | 1,226 | $23.91 | $29,313.66 |
DisclosureSEC source: 0001628280-16-022228 · wf-form4_148296429910259.xml · nonDerivative · entry 2 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,935 F2 · shares: Represents shares of common stock surrendered to the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| December 23, 2016 Filed Dec 28, 2016 17:31 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Tax withholdingCOMMON STOCK | 10,520 | $23.87 | $251,112.40 |
DisclosureSEC source: 0001628280-16-022228 · wf-form4_148296429910259.xml · nonDerivative · entry 1 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,161 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 20:14 UTC | LIFELOCK, INC. LOCK · Entity 12802 | SaleCOMMON STOCK | 43,400 | $19.16 | $831,544.00 |
DisclosureSEC source: 0001628280-16-021504 · wf-form4_147925887128664.xml · nonDerivative · entry 1 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · BY 2010 TODD DAVIS TRUST Disclosed balance after: 633,923 F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.95 to $19.96, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 21:01 UTC | LIFELOCK, INC. LOCK · Entity 12802 | SaleCOMMON STOCK | 5,200 | $18.05 | $93,860.00 |
DisclosureSEC source: 0001628280-16-021220 · wf-form4_147882969706478.xml · nonDerivative · entry 1 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · BY 2010 TODD DAVIS TRUST Disclosed balance after: 677,323 F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.11, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 16:59 UTC | LIFELOCK, INC. LOCK · Entity 12802 | SaleCOMMON STOCK | 16,200 | $17.68 | $286,416.00 |
DisclosureSEC source: 0001628280-16-021189 · wf-form4_147881514009771.xml · nonDerivative · entry 1 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · BY 2010 TODD DAVIS TRUST Disclosed balance after: 682,523 F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.17 to $17.93, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 20:16 UTC | LIFELOCK, INC. LOCK · Entity 12802 | SaleCOMMON STOCK | 16,200 | $17.30 | $280,260.00 |
DisclosureSEC source: 0001628280-16-020086 · wf-form4_147649057636794.xml · nonDerivative · entry 1 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · BY 2010 TODD DAVIS TRUST Disclosed balance after: 698,723 F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.13 to $17.41, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 06, 2016 Filed Oct 7, 2016 19:06 UTC | LIFELOCK, INC. LOCK · Entity 12802 | SaleCOMMON STOCK | 2,100 | $17.03 | $35,763.00 |
DisclosureSEC source: 0001628280-16-020000 · wf-form4_147588155443458.xml · nonDerivative · entry 1 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · BY 2010 TODD DAVIS TRUST Disclosed balance after: 714,923 F1 · kind: The shares were sold pursuant to a 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.02 to $17.04, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:47 UTC | LIFELOCK, INC. LOCK · Entity 12802 | SaleCOMMON STOCK | 800 | $17.01 | $13,608.00 |
DisclosureSEC source: 0001628280-16-019791 · wf-form4_147501644366577.xml · nonDerivative · entry 4 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · BY 2010 TODD DAVIS TRUST Disclosed balance after: 717,023 F1 · kind: The shares were sold pursuant to a 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.03, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 26, 2016 Filed Sep 27, 2016 18:47 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Tax withholdingCOMMON STOCK | 1,226 | $16.85 | $20,658.10 |
DisclosureSEC source: 0001628280-16-019791 · wf-form4_147501644366577.xml · nonDerivative · entry 3 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,681 F4 · shares: Represents shares of common stock surrendered to the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 18:47 UTC | LIFELOCK, INC. LOCK · Entity 12802 | Tax withholdingCOMMON STOCK | 8,943 | $16.90 | $151,136.70 |
DisclosureSEC source: 0001628280-16-019791 · wf-form4_147501644366577.xml · nonDerivative · entry 2 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,907 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 18:47 UTC | LIFELOCK, INC. LOCK · Entity 12802 | SaleCOMMON STOCK | 5,200 | $17.03 | $88,556.00 |
DisclosureSEC source: 0001628280-16-019791 · wf-form4_147501644366577.xml · nonDerivative · entry 1 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · BY 2010 TODD DAVIS TRUST Disclosed balance after: 717,823 F1 · kind: The shares were sold pursuant to a 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.12, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 17:38 UTC | LIFELOCK, INC. LOCK · Entity 12802 | SaleCOMMON STOCK | 8,100 | $16.11 | $130,491.00 |
DisclosureSEC source: 0001628280-16-019627 · wf-form4_147406190677005.xml · nonDerivative · entry 1 Davis Richard Todd · CIK 0001558608 · Director · EXECUTIVE VICE CHAIRMAN 10b5-1 filing: Not disclosed Ownership: Indirect · BY 2010 TODD DAVIS TRUST Disclosed balance after: 723,023 F1 · kind: The shares were sold pursuant to a 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.20, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.