person · Reporting owner
Voss Value Master Fund, L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRIFFON CORPGFF · Entity 3998 | Director | January 20, 2023 | January 25, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRIFFON CORP
Report date January 20, 2023 · Filed January 25, 2023
Jointly reported with Cocke Travis W., Voss Value-Oriented Special Situations Fund, LP, Voss Advisors GP, LLC, Voss Capital, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.25 par valueSEC Table I · non-derivative | IndirectBy: Managed Accounts of Voss Capital, LLC | 1,556,953 |
Last balance in matching sequence
After 2023-01-20 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 4 · 2023-01-20 · Other · Acquired 1,400 · Balance 1,551,753 F1: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Row 5 · 2023-01-20 · Other · Acquired 2,600 · Balance 1,554,353 F1: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Row 6 · 2023-01-20 · Other · Acquired 2,600 · Balance 1,556,953 F1: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. |
| Call Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.00 · Expires 2023-01-20 | IndirectBy: Managed Accounts of Voss Capital, LLC | 0 |
Reported balance
After 2023-01-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-01-20 · Other · Disposed 14 · Balance 0 F6: Such options were immediately exercisable upon their acquisition. F1: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. |
| Call Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.50 · Expires 2023-01-20 | IndirectBy: Managed Accounts of Voss Capital, LLC | 0 |
Reported balance
After 2023-01-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-01-20 · Other · Disposed 26 · Balance 0 F6: Such options were immediately exercisable upon their acquisition. F1: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. |
| Call Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.00 · Expires 2023-01-20 | IndirectBy: Managed Accounts of Voss Capital, LLC | 0 |
Reported balance
After 2023-01-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-01-20 · Other · Disposed 26 · Balance 0 F6: Such options were immediately exercisable upon their acquisition. F1: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. |
| Common Stock, $0.25 par valueSEC Table I · non-derivative | Direct | 276 |
Reported balance
Holding disclosure · report date 2023-01-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 276 F1: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F2: These securities were granted to Mr. Cocke, the managing member of Voss Capital and Voss GP, in connection with his service as a member of the Board of Directors of the Issuer. As a result of Mr. Cocke's agreement with Voss Capital to transfer the economic benefit, if any, received upon the sale of the securities reported herein as directly owned by Mr. Cocke to certain of the other Reporting Persons, each of the Reporting Persons may be deemed to have a pecuniary interest in such securities. |
| Common Stock, $0.25 par valueSEC Table I · non-derivative | IndirectBy: Voss Value Master Fund, L.P. | 1,473,400 |
Reported balance
Holding disclosure · report date 2023-01-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,473,400 F1: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F3: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. |
| Common Stock, $0.25 par valueSEC Table I · non-derivative | IndirectBy: Voss Value-Oriented Special Situations Fund, L.P. | 203,499 |
Reported balance
Holding disclosure · report date 2023-01-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 203,499 F1: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F4: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission.
F2: These securities were granted to Mr. Cocke, the managing member of Voss Capital and Voss GP, in connection with his service as a member of the Board of Directors of the Issuer. As a result of Mr. Cocke's agreement with Voss Capital to transfer the economic benefit, if any, received upon the sale of the securities reported herein as directly owned by Mr. Cocke to certain of the other Reporting Persons, each of the Reporting Persons may be deemed to have a pecuniary interest in such securities.
F3: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund.
F4: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund.
F5: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts.
F6: Such options were immediately exercisable upon their acquisition.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Benefytt Technologies, Inc.
Report date February 19, 2020 · Filed February 21, 2020
Jointly reported with Voss Capital, LP, Voss Advisors, LP, Voss Advisors GP, LLC, Cocke Travis W.
Section 16 reporting ended · disclosed 2020-02-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Voss Value Fund, L.P. | 729,841 |
Last balance in matching sequence
After 2020-02-20 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-02-19 · Other · Disposed 1,700 · Balance 731,841 F1: This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). As of February 20, 2020, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F2: Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Row 2 · 2020-02-20 · Other · Disposed 100 · Balance 731,741 F1: This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). As of February 20, 2020, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F2: Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Row 3 · 2020-02-20 · Other · Disposed 600 · Balance 731,141 F1: This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). As of February 20, 2020, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F2: Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Row 4 · 2020-02-20 · Other · Disposed 1,300 · Balance 729,841 F1: This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). As of February 20, 2020, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F2: Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2020-02-21 | IndirectBy Voss Value Fund, L.P. | 0 |
Reported balance
After 2020-02-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-02-19 · Other · Disposed 17 · Balance 0 F4: Such options were immediately exercisable upon their acquisition. F1: This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). As of February 20, 2020, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F2: Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2020-02-21 | IndirectBy Voss Value Fund, L.P. | 0 |
Reported balance
After 2020-02-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-02-20 · Other · Disposed 1 · Balance 0 F4: Such options were immediately exercisable upon their acquisition. F1: This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). As of February 20, 2020, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F2: Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2020-02-21 | IndirectBy Voss Value Fund, L.P. | 0 |
Reported balance
After 2020-02-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-02-20 · Other · Disposed 6 · Balance 0 F4: Such options were immediately exercisable upon their acquisition. F1: This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). As of February 20, 2020, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F2: Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. |
| Call Option (obligation to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2020-02-21 | IndirectBy Voss Value Fund, L.P. | 0 |
Reported balance
After 2020-02-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-02-20 · Other · Disposed 13 · Balance 0 F4: Such options were immediately exercisable upon their acquisition. F1: This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). As of February 20, 2020, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F2: Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. |
| Class A Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy a Managed Account of Voss Capital, LLC | 474,568 |
Reported balance
Holding disclosure · report date 2020-02-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 474,568 F1: This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). As of February 20, 2020, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F3: Securities held in an account managed by Voss Capital (the "Voss Managed Account"). Mr. Cocke, as the managing member of Voss Capital, may be deemed to be the beneficial owner of the securities held in the Voss Managed Account. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). As of February 20, 2020, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.
F2: Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund.
F3: Securities held in an account managed by Voss Capital (the "Voss Managed Account"). Mr. Cocke, as the managing member of Voss Capital, may be deemed to be the beneficial owner of the securities held in the Voss Managed Account.
F4: Such options were immediately exercisable upon their acquisition.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2023 Filed Jan 25, 2023 01:22 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 26 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000188 · form410925008b_01242023.xml · derivative · entry 9 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 2,600 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:22 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 26 | $0.00 Strike: $20.50 | $0.00 |
DisclosureSEC source: 0000921895-23-000188 · form410925008b_01242023.xml · derivative · entry 8 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 2,600 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:22 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 14 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000188 · form410925008b_01242023.xml · derivative · entry 7 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 1,400 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:22 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 2,600 | $27.00 | $70,200.00 |
DisclosureSEC source: 0000921895-23-000188 · form410925008b_01242023.xml · nonDerivative · entry 6 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,556,953 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:22 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 2,600 | $20.50 | $53,300.00 |
DisclosureSEC source: 0000921895-23-000188 · form410925008b_01242023.xml · nonDerivative · entry 5 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,554,353 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:22 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 1,400 | $25.00 | $35,000.00 |
DisclosureSEC source: 0000921895-23-000188 · form410925008b_01242023.xml · nonDerivative · entry 4 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,551,753 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the second in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 9 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 59 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 900 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 26 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 58 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 2,600 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 26 | $0.00 Strike: $28.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 57 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 2,600 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 52 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 56 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 5,200 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 18 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 55 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 1,800 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 9 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 54 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 900 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 92 | $0.00 Strike: $30.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 53 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 9,200 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 118 | $0.00 Strike: $35.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 52 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 11,800 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 9 | $0.00 Strike: $28.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 51 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 900 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 89 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 50 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 8,900 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 32 | $0.00 Strike: $30.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 49 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 3,200 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 37 | $0.00 Strike: $35.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 48 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 3,700 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 9 | $0.00 Strike: $20.50 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 47 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 900 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 12 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 46 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 1,200 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F4 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 8 | $0.00 Strike: $20.50 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 45 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 800 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F4 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 16 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 44 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 1,600 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F4 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 8 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 43 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 800 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F4 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 27 | $0.00 Strike: $30.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 42 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 2,700 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F4 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 8 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 41 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 800 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F4 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 8 | $0.00 Strike: $28.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 40 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 800 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F4 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 37 | $0.00 Strike: $35.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 39 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 3,700 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F4 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 57 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 38 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value Master Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 5,700 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F3 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 57 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 37 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value Master Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 5,700 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F3 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 114 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 36 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value Master Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 11,400 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F3 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 199 | $0.00 Strike: $30.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 35 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value Master Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 19,900 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F3 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 57 | $0.00 Strike: $20.50 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 34 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value Master Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 5,700 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F3 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 57 | $0.00 Strike: $28.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 33 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value Master Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 5,700 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F3 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 135 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 32 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value Master Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 13,500 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F3 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCall Option (right to buy) · Derivative | 258 | $0.00 Strike: $35.00 | $0.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · derivative · entry 31 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value Master Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock, $0.25 par value · 2,580 shares Expires 2023-01-20 F6 · derivative.exercise_date: Such options were immediately exercisable upon their acquisition. F1 · derivative.underlying: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F3 · ownership.nature: Securities owned directly by Voss Value Master Fund. Voss GP, as the general partner of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Voss Capital, as the investment manager of Voss Value Master Fund, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value Master Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 900 | $26.00 | $23,400.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 30 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,550,353 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 2,600 | $26.00 | $67,600.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 29 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,549,453 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 2,600 | $28.00 | $72,800.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 28 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,546,853 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 5,200 | $23.00 | $119,600.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 27 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,544,253 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 1,800 | $23.00 | $41,400.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 26 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,539,053 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 900 | $27.00 | $24,300.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 25 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,537,253 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 9,200 | $30.00 | $276,000.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 24 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,536,353 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 11,800 | $35.00 | $413,000.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 23 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,527,153 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 900 | $28.00 | $25,200.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 22 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,515,353 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 8,900 | $25.00 | $222,500.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 21 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,514,453 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 3,200 | $30.00 | $96,000.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 20 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,505,553 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 3,700 | $35.00 | $129,500.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 19 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,502,353 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 900 | $20.50 | $18,450.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 18 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Voss Capital, LLC Disclosed balance after: 1,498,653 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F5 · ownership.nature: Securities held in certain accounts separately managed by Voss Capital (the "Voss Managed Accounts"). Voss Capital, as the investment manager of the Voss Managed Accounts, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Mr. Cocke, as the managing member of Voss Capital, may be deemed to beneficially own the securities held in the Voss Managed Accounts. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 1,200 | $25.00 | $30,000.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 17 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P. Disclosed balance after: 203,499 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F4 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Read SEC document |
| January 20, 2023 Filed Jan 25, 2023 01:19 UTC | GRIFFON CORP GFF · Entity 3998 | OtherCommon Stock, $0.25 par value | 800 | $20.50 | $16,400.00 |
DisclosureSEC source: 0000921895-23-000187 · form410925008a_01242023.xml · nonDerivative · entry 16 Cocke Travis W. · CIK 0001798383 · Director · See Remarks Voss Value Master Fund, L.P. · CIK 0001529957 · Director Voss Value-Oriented Special Situations Fund, LP · CIK 0001863498 · Director Voss Advisors GP, LLC · CIK 0001798309 · Director Voss Capital, LLC · CIK 0001730145 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Voss Value-Oriented Special Situations Fund, L.P. Disclosed balance after: 202,299 F1 · security: This Form 4 is filed jointly by Voss Value Master Fund, L.P. ("Voss Value Master Fund"), Voss Value-Oriented Special Situations Fund, L.P. ("Voss Value-Oriented Special Situations Fund"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Since the Securities and Exchange Commission's electronic filing system only accepts a maximum of 30 lines per Table, this report is the first in a series of two reports being filed with the Securities and Exchange Commission. F4 · ownership.nature: Securities owned directly by Voss Value-Oriented Special Situations Fund. Voss GP, as the general partner of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Voss Capital, as the investment manager of Voss Value-Oriented Special Situations Fund, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to beneficially own the securities owned directly by Voss Value-Oriented Special Situations Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.