Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eos Energy Enterprises, Inc.EOSE · Entity 4901 | Director | July 21, 2026 | August 06, 2026 |
| SmileDirectClub, Inc.SDC · Entity 111962 | Director | June 01, 2023 | June 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eos Energy Enterprises, Inc.
Report date July 21, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 269,296 |
Reported balance
After 2026-07-21 transaction · row 1
1 source rowRow 1 · 2026-07-21 · Exercise / conversion · Acquired 17,897 · Balance 269,296 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 11,377 |
Reported balance
After 2026-07-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-07-21 · Exercise / conversion · Acquired 1,377 · Balance 11,377 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 · Expires 2026-07-21 | Direct | 0 |
Reported balance
After 2026-07-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-21 · Exercise / conversion · Disposed 17,897 · Balance 0 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 · Expires 2026-07-21 | IndirectBy Spouse | 0 |
Reported balance
After 2026-07-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-07-21 · Exercise / conversion · Disposed 1,377 · Balance 0 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 | Direct | 7,853 |
Reported balance
After 2026-07-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-07-21 · Exercise / conversion · Acquired 7,853 · Balance 7,853 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 | IndirectBy Spouse | 603 |
Reported balance
After 2026-07-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-07-21 · Exercise / conversion · Acquired 603 · Balance 603 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share.
F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value.
SmileDirectClub, Inc.
Report date June 01, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 456,896 |
Reported balance
After 2023-06-01 transaction · row 1
1 source rowRow 1 · 2023-06-01 · Grant · Acquired 206,896 · Balance 456,896 F1: Comprised of Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of the Issuer's Class A common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 10,000 |
Reported balance
Holding disclosure · report date 2023-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Comprised of Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of the Issuer's Class A common stock.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENERAL ELECTRIC CO
Report date January 31, 2019 · Filed February 04, 2019
Section 16 reporting ended · disclosed 2019-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 158,756 |
Ending reported balance
After 2019-01-31 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2019-01-31 · Exercise / conversion · Acquired 5,000 · Balance 108,075 Row 2 · 2019-01-31 · Tax withholding · Disposed 2,296 · Balance 105,779 Row 3 · 2019-01-31 · Exercise / conversion · Acquired 73,350 · Balance 179,129 Row 4 · 2019-01-31 · Tax withholding · Disposed 33,102 · Balance 146,027 Row 5 · 2019-01-31 · Exercise / conversion · Acquired 9,600 · Balance 155,627 Row 6 · 2019-01-31 · Tax withholding · Disposed 4,333 · Balance 151,294 Row 7 · 2019-01-31 · Exercise / conversion · Acquired 13,600 · Balance 164,894 Row 8 · 2019-01-31 · Tax withholding · Disposed 6,138 · Balance 158,756 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-01-31 | Direct | 0 |
Reported balance
After 2019-01-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-01-31 · Exercise / conversion · Disposed 5,000 · Balance 0 F1: 1 for 1 F2: Reflects accelerated lapse due to post age 60 retirement eligibility. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-01-31 | Direct | 0 |
Reported balance
After 2019-01-31 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-01-31 · Exercise / conversion · Disposed 73,350 · Balance 0 F1: 1 for 1 F2: Reflects accelerated lapse due to post age 60 retirement eligibility. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-01-31 | Direct | 0 |
Reported balance
After 2019-01-31 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-01-31 · Exercise / conversion · Disposed 9,600 · Balance 0 F1: 1 for 1 F2: Reflects accelerated lapse due to post age 60 retirement eligibility. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-01-31 | Direct | 0 |
Reported balance
After 2019-01-31 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-01-31 · Exercise / conversion · Disposed 13,600 · Balance 0 F1: 1 for 1 F2: Reflects accelerated lapse due to post age 60 retirement eligibility. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 77,823 |
Reported balance
Holding disclosure · report date 2019-01-31 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 77,823 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: Reflects accelerated lapse due to post age 60 retirement eligibility.
Sotera Health Co
Report date March 31, 2026 · Filed April 02, 2026
Section 16 reporting ended · disclosed 2026-04-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per share ("Common Stock")SEC Table I · non-derivative | Direct | 312,040 |
Reported balance
After 2026-03-31 transaction · row 1
1 source rowRow 1 · 2026-03-31 · Tax withholding · Disposed 7,941 · Balance 312,040 F1: These securities represent the number of shares of Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations due upon the vesting of 17,135 Restricted Stock Units ("RSUs") granted to the Reporting Person on March 4, 2024. This award was granted pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). The 17,135 RSUs under this award vested pursuant to the terms of the RSU agreement upon the Reporting Person's retirement on March 31, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities represent the number of shares of Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations due upon the vesting of 17,135 Restricted Stock Units ("RSUs") granted to the Reporting Person on March 4, 2024. This award was granted pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). The 17,135 RSUs under this award vested pursuant to the terms of the RSU agreement upon the Reporting Person's retirement on March 31, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2022 Filed May 23, 2022 20:53 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantStock Option (Right to Buy) · Derivative | 145,018 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001628280-22-015204 · wf-form4_165333920305933.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,018 Underlying: Common Stock · 145,018 shares Expires 2027-05-19 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:50 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 3,762 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014773 · wf-form4_165290694999997.xml · derivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:50 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 3,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014773 · wf-form4_165290694999997.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units vested F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 22:07 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | PurchaseCommon Stock | 20,000 | $2.92 | $58,400.00 |
DisclosureSEC source: 0001628280-22-004713 · wf-form4_164625878302875.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,198 Read SEC document |
| June 17, 2021 Filed Sep 8, 2021 23:24 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantStock Option (Right to Buy) · Derivative | 9,617 | $0.00 Strike: $19.94 | $0.00 |
DisclosureSEC source: 0001628280-21-018269 · wf-form4_163114347051775.xml · derivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,617 Underlying: Common Stock · 9,617 shares Expires 2026-06-17 F6 · derivative.exercise_date: The reporting person was granted an option to purchase common stock which vests on the earlier of (i) the first anniversary of the grant date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option shall vest in full upon the consummation of a change in control. Read SEC document |
| June 17, 2021 Filed Sep 8, 2021 23:24 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 3,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018269 · wf-form4_163114347051775.xml · derivative · entry 3 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,762 Underlying: Common Stock · 3,762 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock F5 · derivative.exercise_date: The reporting person received restricted stock units which vest on the earlier of (i) the first anniversary of the grant date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the restricted stock units shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2021 Filed Sep 8, 2021 23:24 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 5,198 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018269 · wf-form4_163114347051775.xml · derivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 15, 2021 Filed Sep 8, 2021 23:24 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 5,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018269 · wf-form4_163114347051775.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units vested F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 15:33 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantStock Option (Right to Buy) · Derivative | 4,737 | $14.28 Strike: $14.28 | $67,644.36 |
DisclosureSEC source: 0001628280-21-008369 · wf-form4_161979682453797.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,737 Underlying: Common Stock · 4,737 shares Expires 2026-04-28 F1 · price: (1)This option was granted on April 28, 2021 as an option to purchase 4,737 shares of the Issuer's common stock under the Issuer's 2020 Incentive Plan (the "Plan") at an exercise price of $14.28 per share. The option shall fully vest on the earlier of (i) the first anniversary of the Grant Date or (ii) immediately prior to the Issuer's next annual shareholders meeting following the Grant Date; provided, that, the option shall vest in full upon the consummation of a Change in Control. F1 · derivative.exercise_date: (1)This option was granted on April 28, 2021 as an option to purchase 4,737 shares of the Issuer's common stock under the Issuer's 2020 Incentive Plan (the "Plan") at an exercise price of $14.28 per share. The option shall fully vest on the earlier of (i) the first anniversary of the Grant Date or (ii) immediately prior to the Issuer's next annual shareholders meeting following the Grant Date; provided, that, the option shall vest in full upon the consummation of a Change in Control. Read SEC document |
| February 23, 2021 Filed Sep 8, 2021 23:36 UTC Amendment | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantStock Option (Right to Buy) · Derivative | 3,032 | $22.26 Strike: $22.26 | $67,492.32 |
DisclosureSEC source: 0001628280-21-018278 · wf-form4a_163114417874037.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,032 Underlying: Common Stock · 3,032 shares Expires 2026-02-23 F1 · security: The reporting person's Form 4 filed on April 30, 2021 improperly reported that this award of stock options was made as of April 28, 2021, with the number of options and applicable exercise price calculated based on the closing price of the Issuer's common stock on April 28, 2021. The award of stock options described herein reflects the appropriate grant date, exercise price and number of awarded options. F2 · derivative.exercise_date: This option was granted on February 23, 2021 as an option to purchase 3,032 shares of the Issuer's common stock under the Issuer's 2020 Incentive Plan (the "Plan") at an exercise price of $22.26 per share. The option shall fully vest on the earlier of (i) the first anniversary of the Grant Date or (ii) immediately prior to the Issuer's next annual shareholders meeting following the Grant Date; provided, that, the option shall vest in full upon the consummation of a Change in Control. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 21:05 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | PurchaseCommon Stock | 20,000 | $14.57 | $291,400.00 |
DisclosureSEC source: 0001213900-20-043791 · ownership.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: This transaction was executed in multiple trades at prices ranging from $14.38 to $14.71 per share. The price reported represents the weighted average purchase price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased at each separate price. Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 02:53 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantStock Option (Right to Buy) · Derivative | 18,473 | $0.00 Strike: $14.43 | $0.00 |
DisclosureSEC source: 0001213900-20-042130 · ownership.xml · derivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,473 Underlying: Common Stock · 18,473 shares Expires 2025-12-08 F4 · derivative.exercise_date: The reporting person was granted an option to purchase Common Stock which vests on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the Grant Date; provided, that, the option shall vest in full upon the consummation of a Change in Control. Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 02:53 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 5,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-042130 · ownership.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,198 Underlying: Common Stock · 5,198 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock F2 · derivative.exercise_date: The reporting person received restricted stock units which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the Grant Date; provided, that, the Restricted Stock Units shall vest in full upon the consummation of a Change in Control. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 13,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · derivative · entry 13 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,600 shares Expires 2019-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · date: Reflects accelerated lapse due to post age 60 retirement eligibility. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 9,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · derivative · entry 12 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,600 shares Expires 2019-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · date: Reflects accelerated lapse due to post age 60 retirement eligibility. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 73,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · derivative · entry 11 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,350 shares Expires 2019-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · date: Reflects accelerated lapse due to post age 60 retirement eligibility. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · derivative · entry 10 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · date: Reflects accelerated lapse due to post age 60 retirement eligibility. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 6,138 | $10.27 | $63,037.26 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 8 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,756 Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 13,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 7 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 4,333 | $10.27 | $44,499.91 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 6 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,294 Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 9,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 5 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 33,102 | $10.27 | $339,957.54 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,027 Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 73,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 3 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,296 | $10.27 | $23,579.92 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,779 Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:24 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-19-000029 · edgar.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 11:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 10,000 | $9.48 | $94,800.00 |
DisclosureSEC source: 0001231205-18-000156 · edgar.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,075 Read SEC document |
| September 09, 2018 Filed Sep 11, 2018 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000114 · edgar.xml · derivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,600 Underlying: Common Stock · 3,200 shares Expires 2018-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2018 Filed Sep 11, 2018 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,403 | $12.35 | $17,327.05 |
DisclosureSEC source: 0001231205-18-000114 · edgar.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,075 Read SEC document |
| September 09, 2018 Filed Sep 11, 2018 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000114 · edgar.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 21:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000094 · edgar.xml · derivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 Underlying: Common Stock · 3,400 shares Expires 2018-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 21:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,491 | $12.65 | $18,861.15 |
DisclosureSEC source: 0001231205-18-000094 · edgar.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,278 Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 21:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000094 · edgar.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000089 · edgar.xml · derivative · entry 7 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 4,513 | $13.06 | $58,939.78 |
DisclosureSEC source: 0001231205-18-000089 · edgar.xml · nonDerivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,369 Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000089 · edgar.xml · nonDerivative · entry 3 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000089 · edgar.xml · derivative · entry 6 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2018-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,303 | $12.99 | $29,915.97 |
DisclosureSEC source: 0001231205-18-000089 · edgar.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,882 Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000089 · edgar.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $14.07 | $0.00 |
DisclosureSEC source: 0001231205-18-000041 · edgar.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2028-03-19 F1 · derivative.exercise_date: The Stock Options become exercisable in three equal annual installments of 33.3% each, beginning on the first anniversary of the grant date. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:28 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Unit · Derivative | 73,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-18-000035 · edgar.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,350 Underlying: Common Stock · 73,350 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 00:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 1,508 | $16.28 | $24,550.24 |
DisclosureSEC source: 0001231205-18-000031 · edgar.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 75,224 Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 00:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 1,181 | $16.00 | $18,896.00 |
DisclosureSEC source: 0001231205-18-000031 · edgar.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,185 Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000102 · edgar.xml · derivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800 Underlying: Common Stock · 3,200 shares Expires 2017-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,536 | $23.79 | $36,541.44 |
DisclosureSEC source: 0001231205-17-000102 · edgar.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,004 Read SEC document |
| September 09, 2017 Filed Sep 12, 2017 20:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000102 · edgar.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Unit · Derivative | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000095 · edgar.xml · derivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each beginning on the first anniversary of the grant date. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 117,000 | $0.00 Strike: $24.92 | $0.00 |
DisclosureSEC source: 0001231205-17-000095 · edgar.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,000 Underlying: Common Stock · 117,000 shares Expires 2027-09-06 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000085 · edgar.xml · derivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 4,905 | $25.66 | $125,862.30 |
DisclosureSEC source: 0001231205-17-000085 · edgar.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,340 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-17-000085 · edgar.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.