Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eos Energy Enterprises, Inc.EOSE · Entity 4901 | Director | July 21, 2026 | August 06, 2026 |
| SmileDirectClub, Inc.SDC · Entity 111962 | Director | June 01, 2023 | June 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eos Energy Enterprises, Inc.
Report date July 21, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 269,296 |
Reported balance
After 2026-07-21 transaction · row 1
1 source rowRow 1 · 2026-07-21 · Exercise / conversion · Acquired 17,897 · Balance 269,296 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 11,377 |
Reported balance
After 2026-07-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-07-21 · Exercise / conversion · Acquired 1,377 · Balance 11,377 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 · Expires 2026-07-21 | Direct | 0 |
Reported balance
After 2026-07-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-21 · Exercise / conversion · Disposed 17,897 · Balance 0 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 · Expires 2026-07-21 | IndirectBy Spouse | 0 |
Reported balance
After 2026-07-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-07-21 · Exercise / conversion · Disposed 1,377 · Balance 0 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 | Direct | 7,853 |
Reported balance
After 2026-07-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-07-21 · Exercise / conversion · Acquired 7,853 · Balance 7,853 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 | IndirectBy Spouse | 603 |
Reported balance
After 2026-07-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-07-21 · Exercise / conversion · Acquired 603 · Balance 603 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share.
F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value.
SmileDirectClub, Inc.
Report date June 01, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 456,896 |
Reported balance
After 2023-06-01 transaction · row 1
1 source rowRow 1 · 2023-06-01 · Grant · Acquired 206,896 · Balance 456,896 F1: Comprised of Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of the Issuer's Class A common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 10,000 |
Reported balance
Holding disclosure · report date 2023-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Comprised of Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of the Issuer's Class A common stock.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENERAL ELECTRIC CO
Report date January 31, 2019 · Filed February 04, 2019
Section 16 reporting ended · disclosed 2019-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 158,756 |
Ending reported balance
After 2019-01-31 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2019-01-31 · Exercise / conversion · Acquired 5,000 · Balance 108,075 Row 2 · 2019-01-31 · Tax withholding · Disposed 2,296 · Balance 105,779 Row 3 · 2019-01-31 · Exercise / conversion · Acquired 73,350 · Balance 179,129 Row 4 · 2019-01-31 · Tax withholding · Disposed 33,102 · Balance 146,027 Row 5 · 2019-01-31 · Exercise / conversion · Acquired 9,600 · Balance 155,627 Row 6 · 2019-01-31 · Tax withholding · Disposed 4,333 · Balance 151,294 Row 7 · 2019-01-31 · Exercise / conversion · Acquired 13,600 · Balance 164,894 Row 8 · 2019-01-31 · Tax withholding · Disposed 6,138 · Balance 158,756 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-01-31 | Direct | 0 |
Reported balance
After 2019-01-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-01-31 · Exercise / conversion · Disposed 5,000 · Balance 0 F1: 1 for 1 F2: Reflects accelerated lapse due to post age 60 retirement eligibility. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-01-31 | Direct | 0 |
Reported balance
After 2019-01-31 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-01-31 · Exercise / conversion · Disposed 73,350 · Balance 0 F1: 1 for 1 F2: Reflects accelerated lapse due to post age 60 retirement eligibility. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-01-31 | Direct | 0 |
Reported balance
After 2019-01-31 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-01-31 · Exercise / conversion · Disposed 9,600 · Balance 0 F1: 1 for 1 F2: Reflects accelerated lapse due to post age 60 retirement eligibility. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-01-31 | Direct | 0 |
Reported balance
After 2019-01-31 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-01-31 · Exercise / conversion · Disposed 13,600 · Balance 0 F1: 1 for 1 F2: Reflects accelerated lapse due to post age 60 retirement eligibility. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 77,823 |
Reported balance
Holding disclosure · report date 2019-01-31 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 77,823 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: Reflects accelerated lapse due to post age 60 retirement eligibility.
Sotera Health Co
Report date March 31, 2026 · Filed April 02, 2026
Section 16 reporting ended · disclosed 2026-04-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per share ("Common Stock")SEC Table I · non-derivative | Direct | 312,040 |
Reported balance
After 2026-03-31 transaction · row 1
1 source rowRow 1 · 2026-03-31 · Tax withholding · Disposed 7,941 · Balance 312,040 F1: These securities represent the number of shares of Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations due upon the vesting of 17,135 Restricted Stock Units ("RSUs") granted to the Reporting Person on March 4, 2024. This award was granted pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). The 17,135 RSUs under this award vested pursuant to the terms of the RSU agreement upon the Reporting Person's retirement on March 31, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities represent the number of shares of Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations due upon the vesting of 17,135 Restricted Stock Units ("RSUs") granted to the Reporting Person on March 4, 2024. This award was granted pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). The 17,135 RSUs under this award vested pursuant to the terms of the RSU agreement upon the Reporting Person's retirement on March 31, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2026 Filed Jul 27, 2026 21:14 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 5,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-049848 · wk-form4_1785186893.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,942 Underlying: Common Stock · 5,942 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: Granted as part of the Company's annual compensation review process and reflects an adjustment based on benchmarking against market compensation practices. F3 · derivative.exercise_date: The reporting person was granted RSUs that settle in common stock, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| July 21, 2026 Filed Aug 6, 2026 12:12 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionWarrant (right to buy) · Derivative | 603 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001628280-26-053910 · wk-form4_1786018354.xml · derivative · entry 6 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 603 Underlying: Common Stock · 603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F1 · derivative.exercise_date: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2 · derivative.exercise_date: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. F2 · derivative.expiration_date: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. Read SEC document |
| July 21, 2026 Filed Aug 6, 2026 12:12 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionWarrant (right to buy) · Derivative | 7,853 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001628280-26-053910 · wk-form4_1786018354.xml · derivative · entry 5 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,853 Underlying: Common Stock · 7,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F1 · derivative.exercise_date: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2 · derivative.exercise_date: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. F2 · derivative.expiration_date: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. Read SEC document |
| July 21, 2026 Filed Aug 6, 2026 12:12 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 1,377 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001628280-26-053910 · wk-form4_1786018354.xml · derivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,377 shares Expires 2026-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F1 · derivative.exercise_date: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. Read SEC document |
| July 21, 2026 Filed Aug 6, 2026 12:12 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 17,897 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001628280-26-053910 · wk-form4_1786018354.xml · derivative · entry 3 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,897 shares Expires 2026-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F1 · derivative.exercise_date: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. Read SEC document |
| July 21, 2026 Filed Aug 6, 2026 12:12 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 1,377 | $5.48 | $7,545.96 |
DisclosureSEC source: 0001628280-26-053910 · wk-form4_1786018354.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 11,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. Read SEC document |
| July 21, 2026 Filed Aug 6, 2026 12:12 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 17,897 | $5.48 | $98,075.56 |
DisclosureSEC source: 0001628280-26-053910 · wk-form4_1786018354.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 20:21 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 21,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-041914 · wk-form4_1781036484.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,253 Underlying: Common Stock · 21,253 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs that settle in cash or common stock, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 19, 2026 Filed May 19, 2026 23:28 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 26,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036653 · wk-form4_1779233320.xml · derivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 19, 2026 Filed May 19, 2026 23:28 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Disposition to issuerCommon Stock | 10,785 | $6.88 | $74,200.80 |
DisclosureSEC source: 0001628280-26-036653 · wk-form4_1779233320.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,399 F2 · shares: Represents the cash settlement on May 19, 2026 of RSUs granted on May 19, 2025. Each RSU was settled for $6.88, the closing price per share of common stock of the Company on May 19, 2026. No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. Read SEC document |
| May 19, 2026 Filed May 19, 2026 23:28 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 26,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036653 · wk-form4_1779233320.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 20:56 UTC | Sotera Health Co SHC · Entity 3869 | Tax withholdingCommon Stock, $0.01 par value per share ("Common Stock") | 7,941 | $14.34 | $113,873.94 |
DisclosureSEC source: 0001193125-26-140422 · ownership.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Former SVP, GC and Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,040 F1 · shares: These securities represent the number of shares of Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations due upon the vesting of 17,135 Restricted Stock Units ("RSUs") granted to the Reporting Person on March 4, 2024. This award was granted pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). The 17,135 RSUs under this award vested pursuant to the terms of the RSU agreement upon the Reporting Person's retirement on March 31, 2026. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 13:56 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | PurchaseCommon Stock | 15,000 | $6.04 | $90,600.00 |
DisclosureSEC source: 0001628280-26-014413 · wk-form4_1772632573.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,221 Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 01:55 UTC | Sotera Health Co SHC · Entity 3869 | Exercise / conversionPerformance RSUs · Derivative | 16,816 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-092210 · ownership.xml · derivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · SVP, General Counsel and Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,210 Underlying: Common Stock · 16,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These securities consist of additional performance-based RSUs that were granted on March 3, 2025, pursuant to the terms of an RSU Agreement under the 2020 Incentive Plan. Each additional RSU represented the Reporting Person's right to receive one share of Common Stock subject to stock price-related performance conditions. Regarding the additional RSUs, the Reporting Person vested in 16,816 shares of Common Stock on March 2, 2026. The remaining additional RSUs under the award vest annually in equal installments in March 2027 and March 2028, subject to performance. F4 · price: These securities consist of additional performance-based RSUs that were granted on March 3, 2025, pursuant to the terms of an RSU Agreement under the 2020 Incentive Plan. Each additional RSU represented the Reporting Person's right to receive one share of Common Stock subject to stock price-related performance conditions. Regarding the additional RSUs, the Reporting Person vested in 16,816 shares of Common Stock on March 2, 2026. The remaining additional RSUs under the award vest annually in equal installments in March 2027 and March 2028, subject to performance. F4 · derivative.exercise_date: These securities consist of additional performance-based RSUs that were granted on March 3, 2025, pursuant to the terms of an RSU Agreement under the 2020 Incentive Plan. Each additional RSU represented the Reporting Person's right to receive one share of Common Stock subject to stock price-related performance conditions. Regarding the additional RSUs, the Reporting Person vested in 16,816 shares of Common Stock on March 2, 2026. The remaining additional RSUs under the award vest annually in equal installments in March 2027 and March 2028, subject to performance. F4 · derivative.expiration_date: These securities consist of additional performance-based RSUs that were granted on March 3, 2025, pursuant to the terms of an RSU Agreement under the 2020 Incentive Plan. Each additional RSU represented the Reporting Person's right to receive one share of Common Stock subject to stock price-related performance conditions. Regarding the additional RSUs, the Reporting Person vested in 16,816 shares of Common Stock on March 2, 2026. The remaining additional RSUs under the award vest annually in equal installments in March 2027 and March 2028, subject to performance. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 01:55 UTC | Sotera Health Co SHC · Entity 3869 | Tax withholdingCommon Stock | 23,619 | $15.91 | $375,778.29 |
DisclosureSEC source: 0001193125-26-092210 · ownership.xml · nonDerivative · entry 3 DIMITRIEF ALEXANDER · CIK 0001614732 · SVP, General Counsel and Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,981 F3 · shares: These securities represent the number of shares of Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations due upon the vesting of 50,448 RSUs granted to the Reporting Person on March 3, 2025. This award was granted pursuant to the terms of an RSU agreement under the 2020 Incentive Plan. Each RSU represents the Reporting Person's right to recieve one share of Common Stock, subject to vesting conditions or performance, as applicable. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 01:55 UTC | Sotera Health Co SHC · Entity 3869 | Exercise / conversionCommon Stock | 16,816 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-092210 · ownership.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · SVP, General Counsel and Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: A portion of the Reporting Person's March 3, 2025 additional performance-based RSUs vested on March 2, 2026 based upon the achievement of performance conditions. As a result, the Reporting Person received an additional 16,816 shares of Common Stock. F4 · shares: These securities consist of additional performance-based RSUs that were granted on March 3, 2025, pursuant to the terms of an RSU Agreement under the 2020 Incentive Plan. Each additional RSU represented the Reporting Person's right to receive one share of Common Stock subject to stock price-related performance conditions. Regarding the additional RSUs, the Reporting Person vested in 16,816 shares of Common Stock on March 2, 2026. The remaining additional RSUs under the award vest annually in equal installments in March 2027 and March 2028, subject to performance. F4 · price: These securities consist of additional performance-based RSUs that were granted on March 3, 2025, pursuant to the terms of an RSU Agreement under the 2020 Incentive Plan. Each additional RSU represented the Reporting Person's right to receive one share of Common Stock subject to stock price-related performance conditions. Regarding the additional RSUs, the Reporting Person vested in 16,816 shares of Common Stock on March 2, 2026. The remaining additional RSUs under the award vest annually in equal installments in March 2027 and March 2028, subject to performance. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 01:55 UTC | Sotera Health Co SHC · Entity 3869 | Tax withholdingCommon Stock, $0.01 par value per share ("Common Stock") | 7,941 | $15.91 | $126,341.31 |
DisclosureSEC source: 0001193125-26-092210 · ownership.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · SVP, General Counsel and Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,784 F1 · shares: These securities represent the number of shares of Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations due upon the vesting of 17,135 Restricted Stock Units ("RSUs") granted to the Reporting Person on March 4, 2024. This award was granted pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to recieve one share of Common Stock, subject to vesting conditions. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 01:28 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionStock Option (Right to Buy) · Derivative | 18,473 | $0.00 Strike: $14.43 | $0.00 |
DisclosureSEC source: 0001628280-25-055932 · wk-form4_1765243712.xml · derivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,473 shares Expires 2025-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On December 8, 2020 the reporting person was granted stock options to purchase 18,473 shares of common stock which vested on June 15, 2021. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 01:28 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Tax withholdingCommon Stock | 17,704 | $15.03 | $266,091.12 |
DisclosureSEC source: 0001628280-25-055932 · wk-form4_1765243712.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,221 F1 · price: The Reporting Person acquired shares through a cashless exercise transaction with the issuer in which the Reporting Person surrendered optioned shares in payment of the purchase price. These surrendered shares were sold in a single transaction at a price of $15.03. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 01:28 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 18,473 | $14.43 | $266,565.39 |
DisclosureSEC source: 0001628280-25-055932 · wk-form4_1765243712.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2025 Filed Aug 5, 2025 22:02 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | SaleCommon Stock | 45,000 | $6.00 | $270,000.00 |
DisclosureSEC source: 0001805077-25-000157 · wk-form4_1754431326.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,452 F1 · security: The transaction reported represents a sale by the Reporting Person to satisfy estimated tax liabilities arising from vesting of restricted stock units. Read SEC document |
| May 19, 2025 Filed May 21, 2025 20:08 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 26,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-25-000099 · wk-form4_1747858130.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,963 Underlying: Common Stock · 26,963 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs that settle in common stock, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:07 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 92,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805077-25-000074 · wk-form4_1747426069.xml · derivative · entry 3 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:07 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 92,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-25-000074 · wk-form4_1747426069.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 01:34 UTC | Sotera Health Co SHC · Entity 3869 | GrantPerformance RSUs · Derivative | 28,026 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032826 · ownership.xml · derivative · entry 3 DIMITRIEF ALEXANDER · CIK 0001614732 · SVP, General Counsel and Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,026 Underlying: Common Stock · 28,026 shares Expires not disclosed F4 · derivative.exercise_price: These securities consist of a maximum number of additional performance-based RSUs that were granted on March 3, 2025, pursuant to the terms of an RSU agreement under the 2020 Incentive Plan. Each additional RSU represents the Reporting Person's right to receive one share of Common Stock, subject to stock price-related performance conditions. The additional RSUs generally vest annually in 60%, 20%, and 20% installments, respectively, commencing March 3, 2026, subject to performance. F4 · shares: These securities consist of a maximum number of additional performance-based RSUs that were granted on March 3, 2025, pursuant to the terms of an RSU agreement under the 2020 Incentive Plan. Each additional RSU represents the Reporting Person's right to receive one share of Common Stock, subject to stock price-related performance conditions. The additional RSUs generally vest annually in 60%, 20%, and 20% installments, respectively, commencing March 3, 2026, subject to performance. F4 · derivative.exercise_date: These securities consist of a maximum number of additional performance-based RSUs that were granted on March 3, 2025, pursuant to the terms of an RSU agreement under the 2020 Incentive Plan. Each additional RSU represents the Reporting Person's right to receive one share of Common Stock, subject to stock price-related performance conditions. The additional RSUs generally vest annually in 60%, 20%, and 20% installments, respectively, commencing March 3, 2026, subject to performance. F4 · derivative.expiration_date: These securities consist of a maximum number of additional performance-based RSUs that were granted on March 3, 2025, pursuant to the terms of an RSU agreement under the 2020 Incentive Plan. Each additional RSU represents the Reporting Person's right to receive one share of Common Stock, subject to stock price-related performance conditions. The additional RSUs generally vest annually in 60%, 20%, and 20% installments, respectively, commencing March 3, 2026, subject to performance. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 01:34 UTC | Sotera Health Co SHC · Entity 3869 | GrantCommon Stock | 56,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032826 · ownership.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · SVP, General Counsel and Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,725 F2 · shares: These securities consist of RSUs that were granted on March 3, 2025, pursuant to the terms of an RSU agreement under the 2020 Incentive Plan. Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs generally vest annually in 60%, 20%, and 20% installments, respectively, commencing March 3, 2026. F3 · balance_after: These securities consist of 90,323 RSUs and 244,402 shares of Common Stock that have vested. Read SEC document |
| March 02, 2025 Filed Mar 5, 2025 01:34 UTC | Sotera Health Co SHC · Entity 3869 | Tax withholdingCommon Stock, $0.01 par value per share ("Common Stock") | 8,211 | $12.47 | $102,391.17 |
DisclosureSEC source: 0000950170-25-032826 · ownership.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · SVP, General Counsel and Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,672 F1 · shares: These securities represent the number of shares of Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations due upon the vesting of 17,135 Restricted Stock Units ("RSUs"), which represents 33% of the RSU award granted to the Reporting Person on March 4, 2024. This award was granted pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to recieve one share of Common Stock, subject to vesting conditions. Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 20:04 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | PurchaseCommon Stock | 2,000 | $1.91 | $3,820.00 |
DisclosureSEC source: 0001805077-24-000100 · wk-form4_1724097887.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,347 Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:04 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | PurchaseCommon Stock | 1,000 | $1.87 | $1,865.00 |
DisclosureSEC source: 0001805077-24-000100 · wk-form4_1724097887.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,347 Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 20:08 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | PurchaseCommon Stock | 2,000 | $1.68 | $3,350.00 |
DisclosureSEC source: 0001805077-24-000098 · wk-form4_1723752505.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,347 Read SEC document |
| July 25, 2024 Filed Jul 30, 2024 00:33 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 92,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-24-000083 · wk-form4_1722299577.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,105 Underlying: Common Stock · 92,105 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs that settle in common stock, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| April 30, 2024 Filed May 3, 2024 00:06 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 32,328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805077-24-000036 · wk-form4_1714694799.xml · derivative · entry 3 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| April 30, 2024 Filed May 3, 2024 00:06 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 32,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-24-000036 · wk-form4_1714694799.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:48 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | PurchaseCommon Stock | 5,000 | $1.13 | $5,638.50 |
DisclosureSEC source: 0001628280-24-010684 · wk-form4_1710280118.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.125 to $1.1297, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:44 UTC | Sotera Health Co SHC · Entity 3869 | GrantStock Options · Derivative | 102,095 | $0.00 Strike: $14.59 | $0.00 |
DisclosureSEC source: 0000950170-24-027246 · ownership.xml · derivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · SVP, General Counsel and Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,095 Underlying: Common Stock · 102,095 shares Expires 2034-03-04 F3 · derivative.exercise_date: These options were granted on March 4, 2024, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest annually in three equal installments commencing March 2, 2025, subject to vesting conditions. F3 · balance_after: These options were granted on March 4, 2024, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest annually in three equal installments commencing March 2, 2025, subject to vesting conditions. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:44 UTC | Sotera Health Co SHC · Entity 3869 | GrantCommon Stock, $0.01 par value per share ("Common Stock") | 51,405 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-027246 · ownership.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · SVP, General Counsel and Sec. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,883 F1 · shares: These securities consist of Restricted Stock Units ("RSUs") that were granted on March 4, 2024, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs vest annually in three equal installments commencing March 2, 2025. F2 · balance_after: These securities consist of 51,405 RSUs, 117,739 shares of Common Stock that have vested and 117,739 shares of Common Stock that will vest on October 31, 2024, subject to the Reporting Person's continued service through such date. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 21:45 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | PurchaseCommon Stock | 5,000 | $2.13 | $10,641.00 |
DisclosureSEC source: 0001628280-23-026500 · wk-form4_1690926314.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 5,000 Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:21 UTC | SmileDirectClub, Inc. SDC · Entity 111962 | GrantClass A Common Stock | 206,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001775625-23-000080 · wk-form4_1685996474.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 456,896 F1 · shares: Comprised of Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of the Issuer's Class A common stock. Read SEC document |
| May 18, 2023 Filed May 22, 2023 22:45 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 32,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019344 · wk-form4_1684795518.xml · derivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,328 Underlying: Common Stock · 32,328 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 18, 2023 Filed May 22, 2023 22:45 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantStock Option (Right to Buy) · Derivative | 96,507 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001628280-23-019344 · wk-form4_1684795518.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,507 Underlying: Common Stock · 96,507 shares Expires 2028-05-18 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:24 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 22,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018763 · wk-form4_1684358682.xml · derivative · entry 4 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:24 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 63,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018763 · wk-form4_1684358682.xml · derivative · entry 3 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:24 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018763 · wk-form4_1684358682.xml · nonDerivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:24 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 63,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018763 · wk-form4_1684358682.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:27 UTC | SmileDirectClub, Inc. SDC · Entity 111962 | PurchaseClass A Common Stock | 10,000 | $0.78 | $7,800.00 |
DisclosureSEC source: 0001775625-22-000095 · wf-form4_166872042349951.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.77 to $0.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to Form 4. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 22:16 UTC | Sotera Health Co SHC · Entity 3869 | GrantStock Options · Derivative | 602,387 | $0.00 Strike: $6.37 | $0.00 |
DisclosureSEC source: 0001822479-22-000076 · wf-form4_166803216571483.xml · derivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · SVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,387 Underlying: Common Stock · 602,387 shares Expires 2032-11-07 F3 · derivative.exercise_date: These options were granted on November 7, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in two equal installments on each of October 31, 2023 and October 31, 2024, subject to the Reporting Person's continued service through each such date. F3 · balance_after: These options were granted on November 7, 2022, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in two equal installments on each of October 31, 2023 and October 31, 2024, subject to the Reporting Person's continued service through each such date. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 22:16 UTC | Sotera Health Co SHC · Entity 3869 | GrantCommon Stock, $0.01 par value per share ("Common Stock") | 235,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001822479-22-000076 · wf-form4_166803216571483.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · SVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,478 F1 · shares: These shares of Common Stock were granted pursuant to the terms of a restricted stock agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan") and remain subject to vesting conditions. 235,478 shares of unvested Common Stock will vest in two equal installments on each of October 31, 2023 and October 31, 2024, subject to the Reporting Person's continued service through each such date. F2 · balance_after: These securities remain subject to vesting conditions. 235,478 shares of unvested Common Stock will vest in two equal installments on each of October 31, 2023 and October 31, 2024, subject to the Reporting Person's continued service through each such date. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 20:25 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024691 · wf-form4_166275514023441.xml · derivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person was granted restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided that, the restricted stock unit shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| July 25, 2022 Filed Jul 27, 2022 21:41 UTC | SmileDirectClub, Inc. SDC · Entity 111962 | GrantClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-014568 · doc1.xml · nonDerivative · entry 1 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 F1 · shares: Comprised of Restricted Stock that is subject to a vesting schedule. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:53 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 63,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015204 · wf-form4_165333920305933.xml · derivative · entry 2 DIMITRIEF ALEXANDER · CIK 0001614732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,559 Underlying: Common Stock · 63,559 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.