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RICHEY ELLEN

Disclosed activity across 4 companies

Tapewire entity
12034
SEC CIK
0001222057

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GREEN DOT CORPGDOT · Entity 5163DirectorMay 21, 2026May 22, 2026
Green Visor Financial Technology Acquisition Corp IGVCI · Entity 133425Director · Executive Vice PresidentNovember 09, 2021November 09, 2021
VISA INC.V · Entity 495VICE CHAIRMAN & CROFebruary 07, 2019February 11, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GREEN DOT CORP

Report date May 21, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect91,965 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 17,496 · Balance 91,965

F1: Represents shares of Class A Common Stock underlying a restricted stock unit ("RSU") award that will vest as to all underlying shares on the first anniversary of the date of grant, with vesting to accelerate upon the occurrence of the closing of the transactions (the "Closing") contemplated by the Agreement and Plan of Merger by and among the issuer, CommerceOne Financial Corporation ("CommerceOne") and certain other parties thereto, dated as of November 23, 2025 (the "Merger Agreement") prior to such date; provided, however, that in the event the Closing occurs prior to the first anniversary of the date of grant, the RSU award shall vest on a prorated basis such that the number of vested RSUs is equal to the product of the total number of RSUs subject to such award multiplied by a fraction, the numerator of which is the number of days elapsed from the date of grant through and including the date of the Closing, and the denominator of which is 365.

F2: (Continued from footnote 1) To the extent reporting person continues in service with CommerceOne or its affiliates following the Closing, the remaining portion of the RSUs shall be treated as an Unvested Green Dot RSU Award in accordance with the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A Common Stock underlying a restricted stock unit ("RSU") award that will vest as to all underlying shares on the first anniversary of the date of grant, with vesting to accelerate upon the occurrence of the closing of the transactions (the "Closing") contemplated by the Agreement and Plan of Merger by and among the issuer, CommerceOne Financial Corporation ("CommerceOne") and certain other parties thereto, dated as of November 23, 2025 (the "Merger Agreement") prior to such date; provided, however, that in the event the Closing occurs prior to the first anniversary of the date of grant, the RSU award shall vest on a prorated basis such that the number of vested RSUs is equal to the product of the total number of RSUs subject to such award multiplied by a fraction, the numerator of which is the number of days elapsed from the date of grant through and including the date of the Closing, and the denominator of which is 365.

F2: (Continued from footnote 1) To the extent reporting person continues in service with CommerceOne or its affiliates following the Closing, the remaining portion of the RSUs shall be treated as an Unvested Green Dot RSU Award in accordance with the Merger Agreement.

Green Visor Financial Technology Acquisition Corp I

Report date November 09, 2021 · Filed November 09, 2021

This filing explicitly reported no securities owned.

VISA INC.

Report date February 07, 2019 · Filed February 11, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect19,104 Reported balance After 2019-02-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-02-07 · Exercise / conversion · Acquired 19,104 · Balance 19,104

F1: Since the date of the reporting person's last ownership report, 18,059 which were previously held directly were transferred to the Richey 2007 Trust u/a/d 11-29-2007, of which Ms. Richey is the sole trustee and beneficiary.

Class A Common StockSEC Table I · non-derivativeDirect61,432 Reported balance After 2019-02-07 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-02-07 · Exercise / conversion · Acquired 42,328 · Balance 61,432

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-02-07 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2019-02-07 · Other · Disposed 61,432 · Balance 0

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Richey 2007 Trust u/a/d 11-29-2007109,928 Reported balance After 2019-02-07 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2019-02-07 · Other · Acquired 61,432 · Balance 109,928

Class A Common StockSEC Table I · non-derivativeIndirectHeld by the Richey 2007 Trust u/a/d 11-29-200728,923 Reported balance After 2019-02-07 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2019-02-07 · Sale · Disposed 81,005 · Balance 28,923

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F3: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $139.2300 - $141.0200, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.95 · Expires 2020-11-05Direct0 Reported balance After 2019-02-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-02-07 · Exercise / conversion · Disposed 19,104 · Balance 0

F4: This option was granted on November 5, 2010 and vested in three installments over a three-year period after the date of grant.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.16 · Expires 2021-11-05Direct0 Reported balance After 2019-02-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-02-07 · Exercise / conversion · Disposed 42,328 · Balance 0

F5: This option was granted on November 5, 2011 and vested in three installments over a three-year period after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Since the date of the reporting person's last ownership report, 18,059 which were previously held directly were transferred to the Richey 2007 Trust u/a/d 11-29-2007, of which Ms. Richey is the sole trustee and beneficiary.

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F3: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $139.2300 - $141.0200, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4.

F4: This option was granted on November 5, 2010 and vested in three installments over a three-year period after the date of grant.

F5: This option was granted on November 5, 2011 and vested in three installments over a three-year period after the date of grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CANTALOUPE, INC.

Report date May 08, 2026 · Filed May 11, 2026

Section 16 reporting ended · disclosed 2026-05-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-08 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2026-05-08 · Disposition to issuer · Disposed 78,319 · Balance 0

F1: This Form 4 reports securities disposed of under the Agreement and Plan of Merger, dated as of June 15, 2025 (the "Merger Agreement"), by and among Cantaloupe, Inc. (the "Company"), 365 Retail Markets, LLC, Catalyst Holdco I, Inc., Catalyst Holdco II, Inc. and Catalyst MergerSub Inc. ("Merger Subsidiary"), under which Merger Subsidiary was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger.

F2: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Company ("Common Stock") reported in this row of this Form 4 was canceled and automatically converted into the right to receive $11.20 in cash, without interest (such amount per share, the "Merger Consideration").

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-08 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2026-05-08 · Disposition to issuer · Disposed 19,157 · Balance 0

F3: Each of these restricted stock units of the Company ("RSU") represented a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each RSU that was outstanding immediately prior to the Effective Time was fully vested and free of restrictions and was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.49 · Expires 2027-05-06Direct0 Reported balance After 2026-05-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-08 · Disposition to issuer · Disposed 120,000 · Balance 0

F4: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each outstanding option to purchase one share of Common Stock ("Option") having a per share exercise price less than the Merger Consideration ("In-the-Money Option") became fully vested and free of restrictions and was canceled in exchange for cash in an amount equal to (A) the total number of shares of Common Stock for which such In-the-Money Option was exercisable, multiplied by (B) the excess of the Merger Consideration over the per share exercise price of such In-the-Money Option, and each outstanding Company Option having a per share exercise price equal to or greater than the Merger Consideration was canceled without consideration.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of under the Agreement and Plan of Merger, dated as of June 15, 2025 (the "Merger Agreement"), by and among Cantaloupe, Inc. (the "Company"), 365 Retail Markets, LLC, Catalyst Holdco I, Inc., Catalyst Holdco II, Inc. and Catalyst MergerSub Inc. ("Merger Subsidiary"), under which Merger Subsidiary was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger.

F2: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Company ("Common Stock") reported in this row of this Form 4 was canceled and automatically converted into the right to receive $11.20 in cash, without interest (such amount per share, the "Merger Consideration").

F3: Each of these restricted stock units of the Company ("RSU") represented a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each RSU that was outstanding immediately prior to the Effective Time was fully vested and free of restrictions and was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration.

F4: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each outstanding option to purchase one share of Common Stock ("Option") having a per share exercise price less than the Merger Consideration ("In-the-Money Option") became fully vested and free of restrictions and was canceled in exchange for cash in an amount equal to (A) the total number of shares of Common Stock for which such In-the-Money Option was exercisable, multiplied by (B) the excess of the Merger Consideration over the per share exercise price of such In-the-Money Option, and each outstanding Company Option having a per share exercise price equal to or greater than the Merger Consideration was canceled without consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2026 Filed May 22, 2026 23:09 UTC GREEN DOT CORP GDOT · Entity 5163 GrantClass A Common Stock 17,496 $0.00 $0.00
Disclosure

SEC source: 0001222057-26-000003 · primarydocument.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,965

F1 · shares: Represents shares of Class A Common Stock underlying a restricted stock unit ("RSU") award that will vest as to all underlying shares on the first anniversary of the date of grant, with vesting to accelerate upon the occurrence of the closing of the transactions (the "Closing") contemplated by the Agreement and Plan of Merger by and among the issuer, CommerceOne Financial Corporation ("CommerceOne") and certain other parties thereto, dated as of November 23, 2025 (the "Merger Agreement") prior to such date; provided, however, that in the event the Closing occurs prior to the first anniversary of the date of grant, the RSU award shall vest on a prorated basis such that the number of vested RSUs is equal to the product of the total number of RSUs subject to such award multiplied by a fraction, the numerator of which is the number of days elapsed from the date of grant through and including the date of the Closing, and the denominator of which is 365.

F2 · shares: (Continued from footnote 1) To the extent reporting person continues in service with CommerceOne or its affiliates following the Closing, the remaining portion of the RSUs shall be treated as an Unvested Green Dot RSU Award in accordance with the Merger Agreement.

Read SEC document
May 08, 2026 Filed May 11, 2026 20:04 UTC CANTALOUPE, INC. CTLP · Entity 45433 Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative 120,000 Not disclosed Strike: $6.49 Not disclosed
Disclosure

SEC source: 0001222057-26-000001 · wk-form4_1778529893.xml · derivative · entry 3

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2027-05-06

F4 · price: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each outstanding option to purchase one share of Common Stock ("Option") having a per share exercise price less than the Merger Consideration ("In-the-Money Option") became fully vested and free of restrictions and was canceled in exchange for cash in an amount equal to (A) the total number of shares of Common Stock for which such In-the-Money Option was exercisable, multiplied by (B) the excess of the Merger Consideration over the per share exercise price of such In-the-Money Option, and each outstanding Company Option having a per share exercise price equal to or greater than the Merger Consideration was canceled without consideration.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each outstanding option to purchase one share of Common Stock ("Option") having a per share exercise price less than the Merger Consideration ("In-the-Money Option") became fully vested and free of restrictions and was canceled in exchange for cash in an amount equal to (A) the total number of shares of Common Stock for which such In-the-Money Option was exercisable, multiplied by (B) the excess of the Merger Consideration over the per share exercise price of such In-the-Money Option, and each outstanding Company Option having a per share exercise price equal to or greater than the Merger Consideration was canceled without consideration.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each outstanding option to purchase one share of Common Stock ("Option") having a per share exercise price less than the Merger Consideration ("In-the-Money Option") became fully vested and free of restrictions and was canceled in exchange for cash in an amount equal to (A) the total number of shares of Common Stock for which such In-the-Money Option was exercisable, multiplied by (B) the excess of the Merger Consideration over the per share exercise price of such In-the-Money Option, and each outstanding Company Option having a per share exercise price equal to or greater than the Merger Consideration was canceled without consideration.

Read SEC document
May 08, 2026 Filed May 11, 2026 20:04 UTC CANTALOUPE, INC. CTLP · Entity 45433 Disposition to issuerCommon Stock 19,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001222057-26-000001 · wk-form4_1778529893.xml · nonDerivative · entry 2

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: Each of these restricted stock units of the Company ("RSU") represented a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, at or immediately prior to the Effective Time, each RSU that was outstanding immediately prior to the Effective Time was fully vested and free of restrictions and was canceled and converted into the right to receive an amount in cash equal to the Merger Consideration.

Read SEC document
May 08, 2026 Filed May 11, 2026 20:04 UTC CANTALOUPE, INC. CTLP · Entity 45433 Disposition to issuerCommon Stock 78,319 Not disclosed Not disclosed
Disclosure

SEC source: 0001222057-26-000001 · wk-form4_1778529893.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed of under the Agreement and Plan of Merger, dated as of June 15, 2025 (the "Merger Agreement"), by and among Cantaloupe, Inc. (the "Company"), 365 Retail Markets, LLC, Catalyst Holdco I, Inc., Catalyst Holdco II, Inc. and Catalyst MergerSub Inc. ("Merger Subsidiary"), under which Merger Subsidiary was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger.

F2 · price: At the effective time of the Merger (the "Effective Time"), each share of common stock of the Company ("Common Stock") reported in this row of this Form 4 was canceled and automatically converted into the right to receive $11.20 in cash, without interest (such amount per share, the "Merger Consideration").

Read SEC document
May 22, 2025 Filed May 23, 2025 21:57 UTC GREEN DOT CORP GDOT · Entity 5163 GrantClass A Common Stock 24,429 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004142 · primarydocument.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,469

F1 · shares: Represents shares of Class A Common Stock underlying a restricted stock unit award that will vest as to all underlying shares on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2026 annual stockholders meeting.

Read SEC document
May 12, 2025 Filed May 13, 2025 11:54 UTC Amendment CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 19,157 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-024904 · wk-form4a_1747137274.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,476

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest in full on the first anniversary of date of the grant, subject to continued service (as defined in Cantaloupe, Inc's 2015 Equity Incentive Plan), with accelerated prorated vesting upon a separation of service in accordance with the applicable award agreement.

Read SEC document
May 01, 2025 Filed May 7, 2025 20:36 UTC CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 18,727 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-023217 · wk-form4_1746650165.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,046

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest in full on the first anniversary of date of the grant, subject to continued service (as defined in Cantaloupe, Inc's 2015 Equity Incentive Plan), with accelerated prorated vesting upon a separation of service in accordance with the applicable award agreement.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:13 UTC GREEN DOT CORP GDOT · Entity 5163 GrantClass A Common Stock 24,366 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004378 · primarydocument.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,040

F1 · shares: Represents shares of Class A Common Stock underlying a restricted stock unit award that will vest as to all underlying shares on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2025 annual stockholders meeting.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:35 UTC CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 15,699 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-023602 · wk-form4_1715805316.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,319

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest in full on the first anniversary of date of the grant, subject to continued service (as defined in Cantaloupe, Inc's 2018 Equity Incentive Plan), with accelerated prorated vesting upon a separation of service in accordance with the applicable award agreement.

Read SEC document
May 25, 2023 Filed May 30, 2023 22:52 UTC GREEN DOT CORP GDOT · Entity 5163 GrantClass A Common Stock 14,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033011 · doc4.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,674

F1 · shares: Represents shares of Class A Common Stock underlying a restricted stock unit award that will vest as to all underlying shares on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2024 annual stockholders meeting.

Read SEC document
May 12, 2023 Filed May 18, 2023 21:15 UTC CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 15,723 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-018901 · wf-form4_168444452978283.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,620

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest and become exercisable on the first anniversary of the date of the grant subject to continued service (as defined in Cantaloupe, Inc's 2018 Equity Incentive Plan), with accelerated prorated vesting upon a separation from service in accordance with the applicable award agreement.

Read SEC document
May 19, 2022 Filed Jun 1, 2022 21:53 UTC GREEN DOT CORP GDOT · Entity 5163 GrantClass A Common Stock 4,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033264 · doc4.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,421

F1 · shares: Represents shares of Class A Common Stock underlying a restricted stock unit award that will vest as to all underlying shares on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2023 annual stockholders meeting.

Read SEC document
May 13, 2022 Filed May 13, 2022 20:58 UTC CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 21,882 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-014365 · wf-form4_165247545963941.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,897

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest and become exercisable on the first anniversary of the date of the grant subject to continued service (as defined in Cantaloupe, Inc's 2018 Equity Incentive Plan), with accelerated prorated vesting upon a separation from service in accordance with the applicable award agreement.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 01:15 UTC GREEN DOT CORP GDOT · Entity 5163 GrantClass A Common Stock 3,107 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037006 · doc4.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,201

F1 · shares: Represents shares of Class A Common Stock underlying a restricted stock unit award that will vest as to all underlying shares on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2022 annual stockholders meeting.

Read SEC document
May 14, 2021 Filed May 14, 2021 21:43 UTC CANTALOUPE, INC. CTLP · Entity 45433 GrantCommon Stock 9,606 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-010398 · wf-form4_162102858540797.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,015

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest and become exercisable on the first anniversary of the date of the grant subject to continued service (as defined in Cantaloupe, Inc's 2018 Equity Incentive Plan), with accelerated prorated vesting upon a separation from service in accordance with the applicable award agreement.

Read SEC document
June 09, 2020 Filed Jun 12, 2020 00:29 UTC GREEN DOT CORP GDOT · Entity 5163 GrantClass A Common Stock 3,138 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036164 · doc4.xml · nonDerivative · entry 2

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,094

F2 · shares: Represents shares of Class A Common Stock underlying a restricted stock unit award that will vest as to all underlying shares on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the 2021 annual stockholders meeting.

Read SEC document
June 09, 2020 Filed Jun 12, 2020 00:29 UTC GREEN DOT CORP GDOT · Entity 5163 GrantClass A Common Stock 956 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036164 · doc4.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956

F1 · shares: Represents shares of Class A Common Stock underlying a restricted stock unit award that are fully vested on the date of grant.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:29 UTC CANTALOUPE, INC. USAT · Entity 45433 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $6.49 $0.00
Disclosure

SEC source: 0001567619-20-011014 · doc1.xml · derivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2027-05-06

F1 · date: The option grant was approved by the Issuer's Board of Directors on May 6, 2020, subject to shareholder approval of an amendment to the Issuer's 2018 Equity Incentive Plan, under which the options were granted. Such shareholder approval was obtained at the Company's Annual Meeting of Shareholders, held on May 21, 2020.

F2 · derivative.exercise_date: The options vest and become exercisable as follows: (i) ? of the options vest on the first anniversary of the date of grant subject to continued service, with accelerated prorated vesting upon a separation from service in accordance with the applicable award agreement, and (ii) the remaining ? of the options vest in equal quarterly installments on the three anniversaries following the initial vesting date subject to continued service.

Read SEC document
May 06, 2020 Filed May 8, 2020 20:27 UTC CANTALOUPE, INC. USAT · Entity 45433 GrantCommon Stock 15,409 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009359 · doc1.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,409

F1 · shares: Represents Restricted Stock Units ("RSUs"), each of which represent a nontransferable right to receive one share of the Issuer's common stock. The RSUs vest and become exercisable on the first anniversary of the date of the grant subject to continued service, with accelerated prorated vesting upon a separation from service in accordance with the applicable award agreement.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:50 UTC VISA INC. V · Entity 495 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 42,328 $0.00 Strike: $23.16 $0.00
Disclosure

SEC source: 0001127602-19-005170 · form4.xml · derivative · entry 7

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 42,328 shares

Expires 2021-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option was granted on November 5, 2011 and vested in three installments over a three-year period after the date of grant.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:50 UTC VISA INC. V · Entity 495 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,104 $0.00 Strike: $19.95 $0.00
Disclosure

SEC source: 0001127602-19-005170 · form4.xml · derivative · entry 6

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 19,104 shares

Expires 2020-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on November 5, 2010 and vested in three installments over a three-year period after the date of grant.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:50 UTC VISA INC. V · Entity 495 SaleClass A Common Stock 81,005 $139.99 $11,339,792.74
Disclosure

SEC source: 0001127602-19-005170 · form4.xml · nonDerivative · entry 5

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Richey 2007 Trust u/a/d 11-29-2007

Disclosed balance after: 28,923

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F3 · price: The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $139.2300 - $141.0200, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4.

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February 07, 2019 Filed Feb 11, 2019 22:50 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 61,432 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005170 · form4.xml · nonDerivative · entry 4

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Richey 2007 Trust u/a/d 11-29-2007

Disclosed balance after: 109,928

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:50 UTC VISA INC. V · Entity 495 OtherClass A Common Stock 61,432 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005170 · form4.xml · nonDerivative · entry 3

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:50 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 42,328 $23.16 $980,316.48
Disclosure

SEC source: 0001127602-19-005170 · form4.xml · nonDerivative · entry 2

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:50 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 19,104 $19.95 $381,124.80
Disclosure

SEC source: 0001127602-19-005170 · form4.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Since the date of the reporting person's last ownership report, 18,059 which were previously held directly were transferred to the Richey 2007 Trust u/a/d 11-29-2007, of which Ms. Richey is the sole trustee and beneficiary.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:22 UTC VISA INC. V · Entity 495 Exercise / conversionPerformance Share Award · Derivative 28,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-035107 · form4.xml · derivative · entry 5

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.

F2 · derivative.exercise_date: Represents performance share units earned pursuant to the November 19, 2015 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.

F2 · derivative.expiration_date: Represents performance share units earned pursuant to the November 19, 2015 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:22 UTC VISA INC. V · Entity 495 GrantPerformance Share Award · Derivative 28,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-035107 · form4.xml · derivative · entry 4

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,820

Underlying: Class A Common Stock · 28,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.

F2 · derivative.exercise_date: Represents performance share units earned pursuant to the November 19, 2015 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.

F2 · derivative.expiration_date: Represents performance share units earned pursuant to the November 19, 2015 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:22 UTC VISA INC. V · Entity 495 Tax withholdingClass A Common Stock 14,290 $141.71 $2,025,035.90
Disclosure

SEC source: 0001127602-18-035107 · form4.xml · nonDerivative · entry 2

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,059

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:22 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 28,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-035107 · form4.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:41 UTC VISA INC. V · Entity 495 GrantRestricted Stock Units · Derivative 4,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034183 · form4.xml · derivative · entry 10

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174

Underlying: Class A Common Stock · 4,174 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

F6 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

F6 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:41 UTC VISA INC. V · Entity 495 GrantEmployee Stock Option (Right to Buy) · Derivative 21,729 $0.00 Strike: $134.76 $0.00
Disclosure

SEC source: 0001127602-18-034183 · form4.xml · derivative · entry 9

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,729

Underlying: Class A Common Stock · 21,729 shares

Expires 2028-11-19

F5 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:41 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 2,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034183 · form4.xml · derivative · entry 8

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,553

Underlying: Class A Common Stock · 2,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:41 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 2,114 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034183 · form4.xml · derivative · entry 7

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114

Underlying: Class A Common Stock · 2,114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:41 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 2,402 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034183 · form4.xml · derivative · entry 6

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:41 UTC VISA INC. V · Entity 495 Tax withholdingClass A Common Stock 3,263 $134.76 $439,721.88
Disclosure

SEC source: 0001127602-18-034183 · form4.xml · nonDerivative · entry 4

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,529

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:41 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 2,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034183 · form4.xml · nonDerivative · entry 3

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:41 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 2,114 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034183 · form4.xml · nonDerivative · entry 2

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:41 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 2,402 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-034183 · form4.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 00:30 UTC VISA INC. V · Entity 495 Exercise / conversionPerformance Share Award · Derivative 25,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033858 · form4.xml · derivative · entry 5

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.

F2 · derivative.exercise_date: Represents performance shares earned pursuant to the November 19, 2014 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.

F2 · derivative.expiration_date: Represents performance shares earned pursuant to the November 19, 2014 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 00:30 UTC VISA INC. V · Entity 495 GrantPerformance Share Award · Derivative 25,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033858 · form4.xml · derivative · entry 4

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,259

Underlying: Class A Common Stock · 25,259 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.

F2 · derivative.exercise_date: Represents performance shares earned pursuant to the November 19, 2014 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.

F2 · derivative.expiration_date: Represents performance shares earned pursuant to the November 19, 2014 award under the Visa Inc. 2007 Equity Incentive Compensation Plan. The number of performance shares earned was determined on the basis of the applicable 3-year performance period.

Read SEC document
November 30, 2017 Filed Dec 5, 2017 00:30 UTC VISA INC. V · Entity 495 Tax withholdingClass A Common Stock 13,181 $112.59 $1,484,048.79
Disclosure

SEC source: 0001127602-17-033858 · form4.xml · nonDerivative · entry 2

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,495

Read SEC document
November 30, 2017 Filed Dec 5, 2017 00:30 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 25,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033858 · form4.xml · nonDerivative · entry 1

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.

Read SEC document
November 19, 2017 Filed Nov 22, 2017 00:07 UTC VISA INC. V · Entity 495 GrantRestricted Stock Units · Derivative 6,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033094 · form4.xml · derivative · entry 10

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,829

Underlying: Class A Common Stock · 6,829 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017.

Read SEC document
November 19, 2017 Filed Nov 22, 2017 00:07 UTC VISA INC. V · Entity 495 GrantEmployee Stock Option (Right to Buy) · Derivative 41,942 $0.00 Strike: $109.82 $0.00
Disclosure

SEC source: 0001127602-17-033094 · form4.xml · derivative · entry 9

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,942

Underlying: Class A Common Stock · 41,942 shares

Expires 2027-11-19

F4 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2017.

Read SEC document
November 19, 2017 Filed Nov 22, 2017 00:07 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 2,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033094 · form4.xml · derivative · entry 8

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,228

Underlying: Class A Common Stock · 2,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016.

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November 19, 2017 Filed Nov 22, 2017 00:07 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 2,402 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033094 · form4.xml · derivative · entry 7

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,402

Underlying: Class A Common Stock · 2,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2015.

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November 19, 2017 Filed Nov 22, 2017 00:07 UTC VISA INC. V · Entity 495 Exercise / conversionRestricted Stock Units · Derivative 2,396 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033094 · form4.xml · derivative · entry 6

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2014.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2014.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2014.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2014.

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November 19, 2017 Filed Nov 22, 2017 00:07 UTC VISA INC. V · Entity 495 Tax withholdingClass A Common Stock 3,494 $109.82 $383,711.08
Disclosure

SEC source: 0001127602-17-033094 · form4.xml · nonDerivative · entry 4

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,417

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November 19, 2017 Filed Nov 22, 2017 00:07 UTC VISA INC. V · Entity 495 Exercise / conversionClass A Common Stock 2,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-033094 · form4.xml · nonDerivative · entry 3

RICHEY ELLEN · CIK 0001222057 · VICE CHAIRMAN & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.