organization · Reporting owner

SAGEVIEW CAPITAL LP

Disclosed activity across 1 company

Tapewire entity: 120163
SEC CIK: 0001389563

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AVALARA, INC.AVLR · Entity 123010	10% owner	May 20, 2019	May 22, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AVALARA, INC.

Report date May 20, 2019 · Filed May 22, 2019

Jointly reported with GILHULY EDWARD A, SAGEVIEW CAPITAL MASTER, L.P., Sageview Avalara Partners, L.P., Sageview Avalara Partners I, L.P., Sageview Capital MGP, LLC, STUART SCOTT M

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	3,486,706	Reported balance After 2019-05-20 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2019-05-20 · Sale · Disposed 2,079,449 · Balance 3,486,706 F1: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	254,361	Reported balance After 2019-05-20 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2019-05-20 · Sale · Disposed 151,699 · Balance 254,361 F1: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	450,798	Reported balance After 2019-05-20 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2019-05-20 · Sale · Disposed 268,852 · Balance 450,798 F1: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F4: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	75,000	Reported balance Holding disclosure · report date 2019-05-20 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 75,000 F1: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F7: Reflects shares held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	489,217	Reported balance Holding disclosure · report date 2019-05-20 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 489,217 F5: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	489,217	Reported balance Holding disclosure · report date 2019-05-20 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 489,217 F6: Reflects shares held by trusts for the benefit of members of Mr. Stuart's family.

Filing footnotes · ownership attribution and instrument terms

F1: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC.

F2: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

F3: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

F4: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

F5: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family.

F6: Reflects shares held by trusts for the benefit of members of Mr. Stuart's family.

F7: Reflects shares held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 20, 2019 Filed May 22, 2019 18:28 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	268,852	$69.00	$18,550,788.00	Disclosure SEC source: 0000950142-19-001131 · es1900730_4-avlr1.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 450,798 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F4 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
May 20, 2019 Filed May 22, 2019 18:28 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	151,699	$69.00	$10,467,231.00	Disclosure SEC source: 0000950142-19-001131 · es1900730_4-avlr1.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 254,361 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
May 20, 2019 Filed May 22, 2019 18:28 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	2,079,449	$69.00	$143,481,981.00	Disclosure SEC source: 0000950142-19-001131 · es1900730_4-avlr1.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,486,706 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
May 13, 2019 Filed May 15, 2019 16:51 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	489,217	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001101 · es1900675_4-avlr1.xml · nonDerivative · entry 5 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 489,217 F2 · kind: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F7 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Stuart's family as a result of the distributions referred to in Note (2) above. Read SEC document
May 13, 2019 Filed May 15, 2019 16:51 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	489,217	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001101 · es1900675_4-avlr1.xml · nonDerivative · entry 4 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 489,217 F2 · kind: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F6 · ownership.nature: Reflects shares held by trusts for the benefit of members of Mr. Gilhuly's family as a result of the distributions referred to in Note (2) above. Read SEC document
May 13, 2019 Filed May 15, 2019 16:51 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	376,393	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001101 · es1900675_4-avlr1.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 719,650 F2 · kind: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F5 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
May 13, 2019 Filed May 15, 2019 16:51 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	212,378	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001101 · es1900675_4-avlr1.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 406,060 F2 · kind: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F4 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
May 13, 2019 Filed May 15, 2019 16:51 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	2,911,229	$0.00	$0.00	Disclosure SEC source: 0000950142-19-001101 · es1900675_4-avlr1.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,566,155 F2 · kind: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F2 · price: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: On May 13, 2019, SCM, SCA and SCAI effected pro rata distributions of shares to their partners, including other reporting persons who made further pro rata distributions to their respective partners and members. F3 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:14 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	103,777	$50.10	$5,199,227.70	Disclosure SEC source: 0000950142-19-000359 · es1900287_4-avlr1.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,096,043 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F4 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:14 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	58,556	$50.10	$2,933,655.60	Disclosure SEC source: 0000950142-19-000359 · es1900287_4-avlr1.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 618,438 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 25, 2019 Filed Feb 27, 2019 16:14 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	802,667	$50.10	$40,213,616.70	Disclosure SEC source: 0000950142-19-000359 · es1900287_4-avlr1.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,477,384 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 20, 2019 Filed Feb 20, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	255,948	$47.25	$12,093,543.00	Disclosure SEC source: 0000950142-19-000333 · es1900268_4-avlr1.xml · nonDerivative · entry 6 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,199,820 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F4 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 20, 2019 Filed Feb 20, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	144,417	$47.25	$6,823,703.25	Disclosure SEC source: 0000950142-19-000333 · es1900268_4-avlr1.xml · nonDerivative · entry 4 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 676,994 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 20, 2019 Filed Feb 20, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	1,979,635	$47.25	$93,537,753.75	Disclosure SEC source: 0000950142-19-000333 · es1900268_4-avlr1.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,280,051 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 15, 2019 Filed Feb 20, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	201,639	$48.60	$9,799,655.40	Disclosure SEC source: 0000950142-19-000333 · es1900268_4-avlr1.xml · nonDerivative · entry 5 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,455,768 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F4 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 15, 2019 Filed Feb 20, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	113,774	$48.60	$5,529,416.40	Disclosure SEC source: 0000950142-19-000333 · es1900268_4-avlr1.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 821,411 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
February 15, 2019 Filed Feb 20, 2019 16:47 UTC	AVALARA, INC. AVLR · Entity 123010	SaleCommon Stock	1,559,587	$48.60	$75,795,928.20	Disclosure SEC source: 0000950142-19-000333 · es1900268_4-avlr1.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,259,686 F1 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F2 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionSeries D-2 Preferred Stock · Derivative	3,314,815	$0.00	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 27 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,657,407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.exercise_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.expiration_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F7 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionSeries D-2 Preferred Stock · Derivative	1,870,370	$0.00	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 26 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 935,185 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.exercise_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.expiration_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F6 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionSeries D Preferred Stock · Derivative	2,420,511	$0.00	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 25 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,210,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.exercise_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.expiration_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F5 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionSeries C-1 Preferred Stock · Derivative	4,880,690	$0.00	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 24 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,440,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.exercise_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.expiration_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F5 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionSeries B-1 Preferred Stock · Derivative	18,181,793	$0.00	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 23 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 9,090,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.exercise_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.expiration_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F5 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionSeries A Preferred Stock · Derivative	155,555	$0.00	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 22 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 77,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.exercise_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F4 · derivative.expiration_date: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F5 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionCommon Stock	1,657,407	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 12 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,657,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F7 · ownership.nature: Reflects shares held directly by SCAI. Each of SC, SCM, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionCommon Stock	935,185	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 11 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 935,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F6 · ownership.nature: Reflects shares held directly by SCA. Each of SC, SCM, SCAI, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionCommon Stock	1,210,255	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 10 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,819,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F5 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionCommon Stock	2,440,345	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 9 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,609,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F5 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionCommon Stock	9,090,896	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 8 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,168,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F5 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 19, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	ConversionCommon Stock	77,777	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 7 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 77,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F5 · ownership.nature: Reflects shares held directly by SCM. Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B") and Sageview Partners (C) (Master), L.P. ("Sageview C") are the shareholders of SCM. Sageview Capital GenPar, Ltd. ("Sageview Ltd") is the sole general partner of each of SCM, Sageview A, Sageview B and Sageview C. Sageview Capital GenPar, L.P. ("Sageview GenPar") is the sole shareholder of Sageview Ltd. Sageview MGP is the sole general partner of Sageview GenPar. Edward Gilhuly and Scott Stuart are managing members and controlling persons of Sageview Capital MGP, LLC. Each of SC, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $16.60	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 21 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $13.84	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 20 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $12.60	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 19 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $12.20	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 18 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $9.72	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 17 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $4.50	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 16 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	10,000	$16.60	$166,000.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 6 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 75,000 F1 · shares: The shares issuable upon exercise of the warrant are subject to the terms of a lock-up agreement entered into in connection with the Issuer's initial public offering. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	10,000	$13.84	$138,400.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 5 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 65,000 F1 · shares: The shares issuable upon exercise of the warrant are subject to the terms of a lock-up agreement entered into in connection with the Issuer's initial public offering. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	10,000	$12.60	$126,000.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 4 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 55,000 F1 · shares: The shares issuable upon exercise of the warrant are subject to the terms of a lock-up agreement entered into in connection with the Issuer's initial public offering. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	10,000	$12.20	$122,000.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 3 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 45,000 F1 · shares: The shares issuable upon exercise of the warrant are subject to the terms of a lock-up agreement entered into in connection with the Issuer's initial public offering. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	10,000	$9.72	$97,200.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 2 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 35,000 F1 · shares: The shares issuable upon exercise of the warrant are subject to the terms of a lock-up agreement entered into in connection with the Issuer's initial public offering. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
June 07, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherCommon Stock	10,000	$4.50	$45,000.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · nonDerivative · entry 1 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 25,000 F1 · shares: The shares issuable upon exercise of the warrant are subject to the terms of a lock-up agreement entered into in connection with the Issuer's initial public offering. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
February 08, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $16.60	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 15 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · kind: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F10 · ownership.direct: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. F2 · ownership.nature: Sageview Capital LP ("SC") is investment adviser to Sageview Capital Master, L.P. ("SCM"). Edward A. Gilhuly and Scott M. Stuart are co-presidents of Sageview Capital MGP, LLC ("Sageview MGP"), which ultimately controls the general partner of SCM, Sageview Avalara Partners I, L.P. ("SCAI"), and Sageview Avalara Partners, L.P. ("SCA"), and in such capacity they may be deemed to have shared voting and dispositive power over the shares held by SCM, SCAI, and SCA. Messrs. Gilhuly and Stuart are managing and control persons of SC, and in such capacity they may be deemed to have shared voting and dispositive power over the common stock held by SC. F3 · ownership.nature: Reflects shares or warrants, as applicable, held directly by SC. Each of SCM, SCAI, SCA, Sageview A, Sageview B, Sageview C, Sageview Ltd, Sageview GenPar, Sageview MGP, and Messrs. Gilhuly and Stuart disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. Entities referenced in this footnote are defined in footnote 2 or footnote 5, as applicable. Read SEC document
February 08, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	OtherWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $16.60	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 14 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F10 · kind: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. F10 · ownership.direct: Pursuant to Mr. Gilhuly's arrangement with SC and related entities, warrants issued to Mr. Gilhuly were transferred to SC. No consideration was paid in connection with the transfer. Read SEC document
January 24, 2018 Filed Jun 19, 2018 18:40 UTC	AVALARA, INC. AVLR · Entity 123010	GrantWarrant (right to buy) · Derivative	10,000	$0.00 Strike: $16.60	$0.00	Disclosure SEC source: 0000899243-18-017226 · doc4.xml · derivative · entry 13 GILHULY EDWARD A · CIK 0001206780 · Director · 10% owner SAGEVIEW CAPITAL LP · CIK 0001389563 · 10% owner SAGEVIEW CAPITAL MASTER, L.P. · CIK 0001374997 · 10% owner Sageview Avalara Partners, L.P. · CIK 0001738804 · 10% owner Sageview Avalara Partners I, L.P. · CIK 0001738810 · 10% owner Sageview Capital MGP, LLC · CIK 0001363701 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F8 · derivative.exercise_date: The warrant was fully exercisable upon grant. F9 · derivative.expiration_date: Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.