Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ETHAN ALLEN INTERIORS INCETD · Entity 1199 | Director · Chairman, President & CEO | September 11, 2026 | September 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ETHAN ALLEN INTERIORS INC
Report date September 11, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,466,299 |
Ending reported balance
After 2026-09-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-11 · Exercise / conversion · Acquired 7,973 · Balance 1,473,503 F1: Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026. Row 2 · 2026-09-11 · Tax withholding · Disposed 7,204 · Balance 1,466,299 F2: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026. |
| Common StockSEC Table I · non-derivative | IndirectShares held by spouse | 15,364 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,364 |
| Common StockSEC Table I · non-derivative | IndirectShares held in 401(k) plan | 8,549.49 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 8,549.49 |
| Common StockSEC Table I · non-derivative | IndirectGrandchildren's trust accounts | 88,320 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 88,320 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.
F2: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2018 Filed Oct 19, 2018 20:15 UTC Amendment | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversionCommon Stock | 40,000 | $15.93 | $637,200.00 |
DisclosureSEC source: 0001179110-18-012276 · edgar.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,007,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This Form 4/A is being filed to correct a scrivener's error in Footnote (2) on the original Form 4 filed on September 25, 2018, which noted "(2) Represents the exercise of 40,000 stock options, of which 50,000 were granted to the reporting person on November 11, 2018." This should have read instead, "(2) Represents the exercise of 40,000 stock options, of which 50,000 were granted to the reporting person on November 11, 2008." F2 · price: This Form 4/A is being filed to correct a scrivener's error in the price of the securities acquired on the original Form 4 filed on September 25, 2018. F1 · balance_after: This Form 4/A is being filed to correct a scrivener's error in the amount of securities beneficially owned after the reported transaction on the original Form 4 filed on September 25, 2018. Read SEC document |
| August 30, 2018 Filed Aug 2, 2018 15:03 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GiftCommon Stock | 56,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010089 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,044,403 F1 · shares: Represents bonafide gifts of 28,000 shares made to two trusts. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 15:26 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | PurchaseCommon Stock | 4,090 | $24.37 | $99,673.30 |
DisclosureSEC source: 0001179110-18-001873 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,983,493 F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. F2 · balance_after: Balance reflects the bonafide charitable gift of 37,000 shares on 10/5/17 and the bonafide gift of 84,000 shares on 8/30/17 from direct holdings, the details of which will be reported on the Reporting Person's next Form 5 filing. Read SEC document |
| January 24, 2018 Filed Sep 25, 2018 15:45 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Disposition to issuerCommon Stock | 16,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-058362 · a4.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,963,169 F1 · kind: These restricted stock units were issued pursuant to the Ethan Allen Interiors Inc. (the "Company") Stock Incentive Plan on July 26, 2017 and were forfeited back to the Company prior to vesting, upon approval of such forfeiture by the Compensation Committee. The forfeiture was inadvertently not timely reported when effected due to administrative oversight. F4 · balance_after: Represents the number of shares of common stock directly beneficially owned by the reporting person as a result of the last transaction reported pursuant to Section 16(a) under the Securities Exchange Act of 1934, as amended, before the transactions reported herein that were effected on September 21, 2018. Read SEC document |
| January 24, 2018 Filed Oct 19, 2018 20:15 UTC Amendment | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Disposition to issuerCommon Stock | 16,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012276 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,967,259 F1 · balance_after: This Form 4/A is being filed to correct a scrivener's error in the amount of securities beneficially owned after the reported transaction on the original Form 4 filed on September 25, 2018. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 20:00 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GiftCommon Stock | 2,875 | $29.20 | $83,950.00 |
DisclosureSEC source: 0001179110-17-015845 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Ifran Kathwari Foundation Disclosed balance after: 303,776 F1 · balance_after: Balance includes 11,031 shares gifted from The Ifran Kathwari Foundation on 3/16/2017. Read SEC document |
| October 05, 2017 Filed Aug 2, 2018 15:03 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GiftCommon Stock | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010089 · edgar.xml · nonDerivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Irfan Kathwari Foundation Disclosed balance after: 343,651 F5 · shares: Represents bonafide charitable gift received from direct holdings. Read SEC document |
| October 05, 2017 Filed Aug 2, 2018 15:03 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GiftCommon Stock | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010089 · edgar.xml · nonDerivative · entry 3 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,979,403 F3 · shares: Represents bonafide charitable gift to The Irfan Kathwari Foundation. Read SEC document |
| August 30, 2017 Filed Aug 2, 2018 15:03 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GiftCommon Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010089 · edgar.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,016,403 F2 · shares: Represents bonafide gifts of 7,000 shares made to four trusts. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 22:18 UTC Amendment | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantCommon Stock | 16,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010796 · edgar.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,136,117 F2 · kind: Represents 16,234 shares of common stock issuable upon the vesting of restricted stock units granted to the Reporting Person on July 26, 2017 under the Ethan Allen Interiors Inc. Stock Incentive Plan (the "RSUs"). The RSUs vest in two equal annual installments starting on the first anniversary of the date of grant. F2 · price: Represents 16,234 shares of common stock issuable upon the vesting of restricted stock units granted to the Reporting Person on July 26, 2017 under the Ethan Allen Interiors Inc. Stock Incentive Plan (the "RSUs"). The RSUs vest in two equal annual installments starting on the first anniversary of the date of grant. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 22:18 UTC Amendment | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GrantCommon Stock | 59,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010796 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,119,883 F1 · kind: Represent shares earned by the Reporting Person for no consideration upon the vesting of performance stock units previously granted to the Reporting Person under the Ethan Allen Interiors Inc. Stock Incentive Plan (the "PSUs"). The vesting of the PSUs was subject to certain performance targets upon the certification of performance by the Issuer's compensation committee on July 26, 2017. F1 · price: Represent shares earned by the Reporting Person for no consideration upon the vesting of performance stock units previously granted to the Reporting Person under the Ethan Allen Interiors Inc. Stock Incentive Plan (the "PSUs"). The vesting of the PSUs was subject to certain performance targets upon the certification of performance by the Issuer's compensation committee on July 26, 2017. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 14:31 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Exercise / conversioncommon stock | 59,211 | $30.80 | $1,823,698.80 |
DisclosureSEC source: 0001179110-17-010757 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,119,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2017 Filed Aug 9, 2017 21:08 UTC Amendment | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | Tax withholdingCommon Stock | 35,714 | $30.80 | $1,099,991.20 |
DisclosureSEC source: 0001179110-17-011296 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100,403 F1 · shares: Represents shares of common stock withheld by the Issuer, as permitted under the Ethan Allen Interiors Inc. Stock Incentive Plan, to satisfy the Reporting Person's tax withholding obligation in connection with the vesting on July 26, 2017 of performance stock units previously granted to the Reporting Person. There was no open market sale of the common stock by the Reporting Person. F2 · price: Closing market price per share of the Issuer's common stock on the transaction date. Read SEC document |
| March 16, 2017 Filed Aug 2, 2018 15:03 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GiftCommon Stock | 11,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010089 · edgar.xml · nonDerivative · entry 4 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Irfan Kathwari Foundation Disclosed balance after: 306,651 F4 · shares: Represents bonafide charitable gift to Western Connecticut State University. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:31 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032270 · edgar.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Irfan Kathwari Foundation Disclosed balance after: 317,682 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:31 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032270 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,060,672 Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:34 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031151 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100,672 F1 · shares: Gifts of 10,000 shares each made to four trusts. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:31 UTC | ETHAN ALLEN INTERIORS INC ETH · Entity 1199 | GiftCommon Stock | 2,599 | $32.07 | $83,336.94 |
DisclosureSEC source: 0001179110-16-029803 · edgar.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Ifran Kathwari Foundation Disclosed balance after: 277,682 F1 · balance_after: Balance includes the following shares gifted from The Irfan Kathwari Foundation: 12,355 shares gifted on 3/19/2015; and 10,550 shares gifted on 3/30/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.