Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMGEN INCAMGN · Entity 2832 | Director | May 03, 2019 | May 07, 2019 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director | October 01, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMGEN INC
Report date May 03, 2019 · Filed May 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,522 |
Reported balance
After 2019-05-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-03 · Grant · Acquired 1,127 · Balance 35,522 F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2: These shares include 3,136 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's Common Stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. |
| Common StockSEC Table I · non-derivative | IndirectFrank C & Maryellen C Herringer 1995 Family Trust | 6,152 |
Reported balance
Holding disclosure · report date 2019-05-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,152 |
| Common StockSEC Table I · non-derivative | IndirectFrank C. Herringer 1995 Family Trust | 7,000 |
Reported balance
Holding disclosure · report date 2019-05-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,000 |
| Common StockSEC Table I · non-derivative | IndirectThe Julia Herringer 2012 Trust | 2,000 |
Reported balance
Holding disclosure · report date 2019-05-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,000 |
| Common StockSEC Table I · non-derivative | IndirectThe Sarah Herringer 2012 Trust | 2,000 |
Reported balance
Holding disclosure · report date 2019-05-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.
F2: These shares include 3,136 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's Common Stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.
SCHWAB CHARLES CORP
Report date October 01, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 153,636.78 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 445 · Balance 153,636.78 F1: Each restricted stock unit ("RSU") represents a right to receive one share of company stock. F2: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4: The RSUs were received in lieu of cash compensation otherwise payable as director fees. F3: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F5: Includes 440.52 RSUs acquired through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.
F2: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.
F3: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.
F4: The RSUs were received in lieu of cash compensation otherwise payable as director fees.
F5: Includes 440.52 RSUs acquired through dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2006 Filed Jan 5, 2006 17:56 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantRestricted Stock Units · Derivative | 1,695 | $0.00 Strike: $14.96 | $0.00 |
DisclosureSEC source: 0001171694-06-000002 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695 Underlying: Common Stock · 1,695 shares Expires not disclosed F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 03, 2005 Filed Oct 5, 2005 15:50 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRestricted Stock Units · Derivative | 1,597 | $0.00 Strike: $14.44 | $0.00 |
DisclosureSEC source: 0001171694-05-000010 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,597 Underlying: Common Stock · 1,597 shares Expires not disclosed F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 01, 2005 Filed Jul 5, 2005 20:31 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRestricted Stock Units · Derivative | 2,106 | $0.00 Strike: $11.33 | $0.00 |
DisclosureSEC source: 0001171694-05-000008 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106 Underlying: Common Stock · 2,106 shares Expires not disclosed F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| May 23, 2005 Filed May 24, 2005 18:49 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $11.58 | $0.00 |
DisclosureSEC source: 0001171694-05-000006 · edgar.xml · derivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2015-05-23 F3 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| May 23, 2005 Filed May 24, 2005 18:49 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantCommon Stock | 5,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001171694-05-000006 · edgar.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 50,625 shares held by his spouse, 150 shares held by his spouse as custodian and 46,081 shares held in trust. Read SEC document |
| April 01, 2005 Filed Apr 4, 2005 15:59 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRestricted Stock Units · Derivative | 3,029 | $0.00 Strike: $10.45 | $0.00 |
DisclosureSEC source: 0001171694-05-000004 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,029 Underlying: Common Stock · 3,029 shares Expires not disclosed F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 01:16 UTC | AMGEN INC AMGN · Entity 2832 | GrantNQSO (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $58.61 | $0.00 |
DisclosureSEC source: 0001181431-05-017373 · rrd72848.xml · derivative · entry 7 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2015-03-15 Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 01:16 UTC | AMGEN INC AMGN · Entity 2832 | GrantRestricted Stock Units | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-017373 · rrd72848.xml · nonDerivative · entry 6 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706 F1 · security: (DIR 03.15.05) The Restricted Stock Units ("RSUs") were granted pursuant to the Amgen Inc. Director Equity Incentive Program under the Company's Amended and Restated 1991 Equity Incentive Plan. RSUs vest (a) immediately for directors who have three years or more of prior continuous service as a director, or (b) one year from the grant date if the director had had less than three years of prior continuous service as a director. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the director. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 18:07 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRestricted Stock Units · Derivative | 1,179.25 | $0.00 Strike: $11.66 | $0.00 |
DisclosureSEC source: 0001171694-05-000002 · edgar.xml · derivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179.25 Underlying: Common Stock · 1,179.25 shares Expires not disclosed F3 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan II") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan II. F2 · derivative.expiration_date: The right-to-acquire shares and the restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 18:07 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRight to Acquire Actual Shares · Derivative | 737.56 | $0.00 Strike: $11.66 | $0.00 |
DisclosureSEC source: 0001171694-05-000002 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737.56 Underlying: Common Stock · 737.56 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares and the restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 01, 2004 Filed Oct 4, 2004 21:18 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRight to Acquire Actual Shares · Derivative | 2,727.77 | $0.00 Strike: $9.22 | $0.00 |
DisclosureSEC source: 0001171694-04-000007 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,727.77 Underlying: Common Stock · 2,727.77 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 23:22 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRight to Acquire Actual Shares · Derivative | 2,167.2 | $0.00 Strike: $9.39 | $0.00 |
DisclosureSEC source: 0000923738-04-000046 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,167.2 Underlying: Common Stock · 2,167.2 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| May 17, 2004 Filed May 18, 2004 17:26 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $9.50 | $0.00 |
DisclosureSEC source: 0000923738-04-000030 · edgar.xml · derivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-05-17 F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| May 17, 2004 Filed May 18, 2004 17:26 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantCommon Stock | 5,242 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-04-000030 · edgar.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,525 F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 50,625 shares held by his spouse, 150 shares held by his spouse as custodian and 44,761 shares held in trust. Read SEC document |
| May 14, 2004 Filed May 18, 2004 01:28 UTC | AMGEN INC AMGN · Entity 2832 | PurchaseCommon Stock | 500 | $56.77 | $28,383.50 |
DisclosureSEC source: 0001181431-04-026532 · rrd42694.xml · nonDerivative · entry 7 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Sarah Herringer 1995 Trust Disclosed balance after: 500 Read SEC document |
| May 14, 2004 Filed May 18, 2004 01:28 UTC | AMGEN INC AMGN · Entity 2832 | PurchaseCommon Stock | 500 | $56.77 | $28,384.50 |
DisclosureSEC source: 0001181431-04-026532 · rrd42694.xml · nonDerivative · entry 6 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Julia Herringer 1995 Trust Disclosed balance after: 500 Read SEC document |
| May 14, 2004 Filed May 18, 2004 01:28 UTC | AMGEN INC AMGN · Entity 2832 | PurchaseCommon Stock | 500 | $56.90 | $28,450.00 |
DisclosureSEC source: 0001181431-04-026532 · rrd42694.xml · nonDerivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Frank C. Herringer 1995 Family Trust Disclosed balance after: 7,000 Read SEC document |
| May 14, 2004 Filed May 18, 2004 01:28 UTC | AMGEN INC AMGN · Entity 2832 | PurchaseCommon Stock | 300 | $56.89 | $17,067.00 |
DisclosureSEC source: 0001181431-04-026532 · rrd42694.xml · nonDerivative · entry 4 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Frank C. Herringer 1995 Family Trust Disclosed balance after: 6,500 Read SEC document |
| May 14, 2004 Filed May 18, 2004 01:28 UTC | AMGEN INC AMGN · Entity 2832 | PurchaseCommon Stock | 1,200 | $56.91 | $68,289.60 |
DisclosureSEC source: 0001181431-04-026532 · rrd42694.xml · nonDerivative · entry 3 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Frank C. Herringer 1995 Family Trust Disclosed balance after: 6,200 Read SEC document |
| May 14, 2004 Filed May 18, 2004 01:28 UTC | AMGEN INC AMGN · Entity 2832 | PurchaseCommon Stock | 1,400 | $56.93 | $79,702.00 |
DisclosureSEC source: 0001181431-04-026532 · rrd42694.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · balance_after: (FCH 5.14.04) Does not include 2,065 shares held by the Frank C. & Maryellen C. Herringer 1995 Family Trust. Read SEC document |
| May 14, 2004 Filed May 18, 2004 01:28 UTC | AMGEN INC AMGN · Entity 2832 | PurchaseCommon Stock | 600 | $56.94 | $34,164.00 |
DisclosureSEC source: 0001181431-04-026532 · rrd42694.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 F1 · balance_after: (FCH 5.14.04) Does not include 2,065 shares held by the Frank C. & Maryellen C. Herringer 1995 Family Trust. Read SEC document |
| May 13, 2004 Filed May 14, 2004 20:24 UTC | AMGEN INC AMGN · Entity 2832 | GrantNQSO (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $57.20 | $0.00 |
DisclosureSEC source: 0001181431-04-026117 · rrd42112.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2011-05-13 Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 19:20 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRight to Acquire Actual Shares · Derivative | 2,168.22 | $0.00 Strike: $11.83 | $0.00 |
DisclosureSEC source: 0001171694-04-000005 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,168.22 Underlying: Common Stock · 2,168.22 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to acquire) · Derivative | 67,500 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · derivative · entry 6 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,500 shares Expires 2006-10-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 13,300 | $12.94 | $172,102.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · nonDerivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 44,761 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 5,283 shares of Company stock, and an indirect beneficial ownership in 50,625 shares held by his spouse and 150 shares held by his spouse as custodian. Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 17,100 | $12.93 | $221,103.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · nonDerivative · entry 4 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 58,061 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 13,000 | $12.92 | $167,960.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · nonDerivative · entry 3 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,161 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 24,100 | $12.91 | $311,131.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,161 Read SEC document |
| February 17, 2004 Filed Feb 19, 2004 20:52 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 67,500 | $3.63 | $245,025.00 |
DisclosureSEC source: 0001171694-04-000003 · edgar.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 112,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 21:15 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRight to Acquire Actual Shares · Derivative | 2,153.53 | $0.00 Strike: $12.05 | $0.00 |
DisclosureSEC source: 0001171694-04-000002 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,153.53 Underlying: Common Stock · 2,153.53 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 07, 2003 Filed Oct 9, 2003 17:21 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRight to Acquire Actual Shares · Derivative | 1,320.54 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001171694-03-000005 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320.54 Underlying: Common Stock · 1,320.54 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 08, 2003 Filed Jul 10, 2003 17:48 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRight to Acquire Actual Shares · Derivative | 2,144.08 | $0.00 Strike: $11.73 | $0.00 |
DisclosureSEC source: 0000904422-03-000009 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,144.08 Underlying: Common Stock · 2,144.08 shares Expires 1988-08-08 F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.