Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | President | April 24, 2019 | June 04, 2019 |
| NORFOLK SOUTHERN CORPNSC · Entity 2965 | Director | February 20, 2025 | February 24, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date April 24, 2019 · Filed June 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 970,068.315 |
Reported balance
After 2019-04-24 transaction · row 1
1 source rowRow 1 · 2019-04-24 · Gift · Disposed 10,600 · Balance 970,068.315 |
NORFOLK SOUTHERN CORP
Report date February 20, 2025 · Filed February 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock Units - Dir. Def. Fee PlanSEC Table II · derivative / convertible security | Direct | 1,840.3896 |
Reported balance
After 2025-02-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-02-20 · Grant · Acquired 9.908 · Balance 1,840.3896 F1: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferredstock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,750.576 |
Reported balance
After 2025-02-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-20 · Grant · Acquired 31.1334 · Balance 5,750.576 F2: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferredstock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.
F2: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2015 Filed Jul 23, 2015 16:51 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 15,555 | $40.04 | $622,822.20 |
DisclosureSEC source: 0001209191-15-062216 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,423.032 F1 · kind: Shares withheld to satisfy taxes upon conversion of previously granted restricted stock units to shares of Common Stock. Read SEC document |
| April 29, 2015 Filed May 1, 2015 16:10 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 32,833 | $36.72 | $1,205,627.76 |
DisclosureSEC source: 0001209191-15-037885 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,224.902 Read SEC document |
| March 02, 2015 Filed Mar 2, 2015 16:51 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 46,553 | $35.79 | $1,666,131.87 |
DisclosureSEC source: 0001209191-15-020306 · doc4.xml · nonDerivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,057.902 F2 · kind: Shares withheld to satisfy taxes upon the conversion of PSUs awarded on January 20, 2012 and earned on March 2, 2015 as described in footnote (1). Read SEC document |
| March 02, 2015 Filed Mar 2, 2015 16:51 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 99,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-020306 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,610.902 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 20, 2012 as part of 2011 year-end compensation. Read SEC document |
| January 21, 2015 Filed Jan 23, 2015 16:17 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 42,903 | $34.75 | $1,490,879.25 |
DisclosureSEC source: 0001209191-15-006182 · doc4.xml · nonDerivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,049.513 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2012 and January 21, 2014. Read SEC document |
| January 21, 2015 Filed Jan 23, 2015 16:17 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 103,492.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-006182 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,953.868 F1 · kind: Restricted Stock Units granted in 2015 as part of 2014 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 21, 2014 Filed Jul 23, 2014 21:10 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 2,750 | $32.54 | $89,471.25 |
DisclosureSEC source: 0001209191-14-048637 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,419.873 F1 · kind: Shares withheld to satisfy taxes upon conversion of previously granted restricted stock units to shares of Common Stock. Read SEC document |
| January 29, 2014 Filed Jan 29, 2014 21:45 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 8,500 | $30.16 | $256,360.85 |
DisclosureSEC source: 0001209191-14-005566 · doc4.xml · nonDerivative · entry 4 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,250.193 Read SEC document |
| January 28, 2014 Filed Jan 29, 2014 21:45 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 20,133 | $29.99 | $603,688.01 |
DisclosureSEC source: 0001209191-14-005566 · doc4.xml · nonDerivative · entry 3 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,750.193 F3 · kind: Shares withheld to satisfy taxes upon the conversion of PSUs awarded on January 21, 2011 and earned on January 28, 2014 as described in footnote (2). Read SEC document |
| January 28, 2014 Filed Jan 29, 2014 21:45 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 42,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-005566 · doc4.xml · nonDerivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,883.193 F2 · kind: Shares earned based on the Company's achievement of certain pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 21, 2011 as part of 2010 year-end compensation. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:45 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 52,453 | $30.04 | $1,575,425.86 |
DisclosureSEC source: 0001209191-14-005566 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,048.193 F1 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2011 and January 20, 2012. Read SEC document |
| January 21, 2014 Filed Jan 23, 2014 22:04 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 133,972.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-004595 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,501.398 F1 · kind: Restricted Stock Units granted in 2014 as part of 2013 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| February 04, 2013 Filed Feb 6, 2013 00:12 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 58,555 | $22.87 | $1,338,942.05 |
DisclosureSEC source: 0001209191-13-006638 · doc4.xml · nonDerivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,262.016 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.86 to $22.88, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:12 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 78,048 | $23.36 | $1,822,811.04 |
DisclosureSEC source: 0001209191-13-006638 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,817.016 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010, January 21, 2011 and January 20, 2012 to the Reporting Person. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:05 UTC | MORGAN STANLEY MS · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 445,425 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-13-004225 · doc4.xml · derivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,425 Underlying: Common Stock · 445,425 shares Expires 2018-01-22 F2 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $2,411,669. Options will vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:05 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 53,486 | $22.23 | $1,188,972.39 |
DisclosureSEC source: 0001209191-13-004225 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President, Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,865.016 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.22 to $22.25, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 20, 2012 Filed Jan 20, 2012 21:40 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 139,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-004675 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President-Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,834.985 F1 · kind: Restricted Stock Units granted in 2012 as part of 2011 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2012 Filed Jan 24, 2012 23:30 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 27,015 | $18.12 | $489,511.80 |
DisclosureSEC source: 0001209191-12-005200 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President-Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,819.985 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 18, 2008 and January 21, 2010 to the Reporting Person. Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 17:59 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 2,223 | $30.14 | $67,001.22 |
DisclosureSEC source: 0001209191-11-008174 · doc4.xml · nonDerivative · entry 9 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,671 Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 17:59 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 7,150 | $30.13 | $215,429.50 |
DisclosureSEC source: 0001209191-11-008174 · doc4.xml · nonDerivative · entry 8 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,894 Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 17:59 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100 | $30.12 | $3,012.00 |
DisclosureSEC source: 0001209191-11-008174 · doc4.xml · nonDerivative · entry 7 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,044 Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 17:59 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 600 | $30.11 | $18,066.00 |
DisclosureSEC source: 0001209191-11-008174 · doc4.xml · nonDerivative · entry 6 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,144 Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 17:59 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 3,100 | $30.10 | $93,310.00 |
DisclosureSEC source: 0001209191-11-008174 · doc4.xml · nonDerivative · entry 5 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,744 Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 17:59 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 6,700 | $30.09 | $201,603.00 |
DisclosureSEC source: 0001209191-11-008174 · doc4.xml · nonDerivative · entry 4 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,844 Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 17:59 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 500 | $30.08 | $15,040.00 |
DisclosureSEC source: 0001209191-11-008174 · doc4.xml · nonDerivative · entry 3 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,544 Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 17:59 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 2,700 | $30.07 | $81,189.00 |
DisclosureSEC source: 0001209191-11-008174 · doc4.xml · nonDerivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,044 Read SEC document |
| February 07, 2011 Filed Feb 9, 2011 17:59 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 26,927 | $30.06 | $809,425.62 |
DisclosureSEC source: 0001209191-11-008174 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,744 Read SEC document |
| January 21, 2011 Filed Jan 21, 2011 17:13 UTC | MORGAN STANLEY MS · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 182,027 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-11-004451 · doc4.xml · derivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President-Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,027 Underlying: Common Stock · 182,027 shares Expires 2018-01-21 F2 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $1.5 million. Options will vest and become exercisable in three equal annual installments beginning on February 2, 2012. Read SEC document |
| January 21, 2011 Filed Jan 21, 2011 17:13 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 137,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-004451 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President-Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,881 F1 · kind: Restricted Stock Units granted as part of 2010 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 21, 2011 Filed Jan 25, 2011 17:01 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 22,210 | $29.78 | $661,413.80 |
DisclosureSEC source: 0001209191-11-004909 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Co-President-Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,671 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 20, 2007 to the Reporting Person. Read SEC document |
| February 17, 2010 Filed Feb 18, 2010 16:39 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 4,510 | $27.63 | $124,611.30 |
DisclosureSEC source: 0001209191-10-010440 · doc4.xml · nonDerivative · entry 4 KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,809 Read SEC document |
| February 17, 2010 Filed Feb 18, 2010 16:39 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 8,200 | $27.62 | $226,484.00 |
DisclosureSEC source: 0001209191-10-010440 · doc4.xml · nonDerivative · entry 3 KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,319 Read SEC document |
| February 17, 2010 Filed Feb 18, 2010 16:39 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100 | $27.61 | $2,761.01 |
DisclosureSEC source: 0001209191-10-010440 · doc4.xml · nonDerivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,519 Read SEC document |
| February 17, 2010 Filed Feb 18, 2010 16:39 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 37,190 | $27.61 | $1,026,815.90 |
DisclosureSEC source: 0001209191-10-010440 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,619 Read SEC document |
| January 21, 2010 Filed Jan 22, 2010 16:52 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 103,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-004476 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,665 F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 11:56 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 17,856 | $29.40 | $524,877.12 |
DisclosureSEC source: 0001209191-10-004563 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,809 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 20, 2007 to the Reporting Person as part of his 2007 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 17:34 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 15,107 | $29.38 | $443,768.13 |
DisclosureSEC source: 0001209191-10-000333 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,841 Read SEC document |
| October 07, 2009 Filed Oct 9, 2009 16:56 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 19,653 | $30.85 | $606,245.92 |
DisclosureSEC source: 0001209191-09-048258 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,948 Read SEC document |
| April 23, 2009 Filed Apr 24, 2009 17:13 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 7,326 | $22.06 | $161,611.56 |
DisclosureSEC source: 0001209191-09-022681 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,601 Read SEC document |
| December 18, 2008 Filed Dec 19, 2008 15:26 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 41,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-066702 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,927 F1 · kind: Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 26, 2008 Filed Mar 27, 2008 17:18 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 11,225 | $47.65 | $534,871.25 |
DisclosureSEC source: 0001209191-08-020450 · doc4.xml · nonDerivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,930 Read SEC document |
| March 26, 2008 Filed Mar 27, 2008 17:18 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 200 | $47.66 | $9,532.00 |
DisclosureSEC source: 0001209191-08-020450 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,155 Read SEC document |
| December 20, 2007 Filed Dec 21, 2007 16:40 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 87,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-07-071486 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,355 F1 · kind: Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.