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KELLEHER THOMAS COLM

Disclosed activity across 2 companies

Tapewire entity
11971
SEC CIK
0001413097

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MORGAN STANLEYMS · Entity 2815PresidentApril 24, 2019June 04, 2019
NORFOLK SOUTHERN CORPNSC · Entity 2965DirectorFebruary 20, 2025February 24, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MORGAN STANLEY

Report date April 24, 2019 · Filed June 04, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect970,068.315 Reported balance After 2019-04-24 transaction · row 1
1 source row

Row 1 · 2019-04-24 · Gift · Disposed 10,600 · Balance 970,068.315

NORFOLK SOUTHERN CORP

Report date February 20, 2025 · Filed February 24, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock Units - Dir. Def. Fee PlanSEC Table II · derivative / convertible securityDirect1,840.3896 Reported balance After 2025-02-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-02-20 · Grant · Acquired 9.908 · Balance 1,840.3896

F1: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferredstock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,750.576 Reported balance After 2025-02-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-02-20 · Grant · Acquired 31.1334 · Balance 5,750.576

F2: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferredstock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F2: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2020 Filed Sep 11, 2020 20:57 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 3.9273 $213.17 $837.18
Disclosure

SEC source: 0001225208-20-011438 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894.543

Underlying: Common Stock · 3.9273 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:49 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 160.1925 $175.93 $28,182.67
Disclosure

SEC source: 0001225208-20-009459 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890.6157

Underlying: Common Stock · 160.1925 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 14:14 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 8.9392 $190.29 $1,701.04
Disclosure

SEC source: 0001225208-20-008887 · doc4.xml · derivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,818.5549

Underlying: Common Stock · 8.9392 shares

Expires not disclosed

F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 14:14 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 3.6234 $188.55 $683.19
Disclosure

SEC source: 0001225208-20-008887 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730.4232

Underlying: Common Stock · 3.6234 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 15:33 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 192.637 $146.00 $28,125.00
Disclosure

SEC source: 0001225208-20-005840 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726.7998

Underlying: Common Stock · 192.637 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 15:30 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 10.7599 $157.15 $1,690.92
Disclosure

SEC source: 0001225208-20-004871 · doc4.xml · derivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809.6157

Underlying: Common Stock · 10.7599 shares

Expires not disclosed

F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the corporation's common stock on the dividend payment date. These units ultimately will be satisfied in common stock.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 15:30 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 3.11 $160.51 $499.19
Disclosure

SEC source: 0001225208-20-004871 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534.1628

Underlying: Common Stock · 3.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 18:09 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 810 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-001450 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798.8558

Underlying: Common Stock · 810 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Norfolk Southern Corporation Common Stock.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Norfolk Southern Corporation Common Stock.

F1 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Norfolk Southern Corporation Common Stock.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Norfolk Southern Corporation Common Stock.

F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Norfolk Southern Corporation Common Stock.

F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Norfolk Southern Corporation Common Stock.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:44 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 128.7797 $194.13 $25,000.00
Disclosure

SEC source: 0001225208-20-000016 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531.0528

Underlying: Common Stock · 128.7797 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:32 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 4.9051 $188.56 $924.91
Disclosure

SEC source: 0001225208-19-015686 · doc4.xml · derivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988.8558

Underlying: Common Stock · 4.9051 shares

Expires not disclosed

F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:32 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 1.9942 $188.68 $376.27
Disclosure

SEC source: 0001225208-19-015686 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402.2731

Underlying: Common Stock · 1.9942 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:18 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 139.1517 $179.66 $24,999.99
Disclosure

SEC source: 0001225208-19-013032 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400.2789

Underlying: Common Stock · 139.1517 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 19:28 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 5.1778 $177.69 $920.04
Disclosure

SEC source: 0001225208-19-012360 · doc4.xml · derivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983.9507

Underlying: Common Stock · 5.1778 shares

Expires not disclosed

F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 19:28 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 1.3673 $178.58 $244.17
Disclosure

SEC source: 0001225208-19-012360 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261.1272

Underlying: Common Stock · 1.3673 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:24 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 125.4202 $199.33 $25,000.01
Disclosure

SEC source: 0001225208-19-009682 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259.7599

Underlying: Common Stock · 125.4202 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 14:03 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 4.1016 $204.37 $838.22
Disclosure

SEC source: 0001225208-19-009137 · doc4.xml · derivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978.7729

Underlying: Common Stock · 4.1016 shares

Expires not disclosed

F2 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F2 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 14:03 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 0.5712 $201.41 $115.05
Disclosure

SEC source: 0001225208-19-009137 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134.3397

Underlying: Common Stock · 0.5712 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · kind: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · price: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan in the form of a deemed reinvestment of dividends on deferred stock units held under the plan, calculated on the basis of the closing market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in cash, not in shares of common stock, upon the reporting person's retirement or at such other time as may be elected under the terms of the plan.

Read SEC document
April 24, 2019 Filed Jun 4, 2019 20:29 UTC MORGAN STANLEY MS · Entity 2815 GiftCommon Stock 10,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034277 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,068.315

Read SEC document
March 29, 2019 Filed Apr 2, 2019 17:59 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantDeferred Stock Units - Dir. Def. Fee Plan · Derivative 133.7685 $186.89 $24,999.99
Disclosure

SEC source: 0001225208-19-005984 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133.7685

Underlying: Common Stock · 133.7685 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · kind: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · price: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.exercise_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

F1 · derivative.expiration_date: Reports the number of deferred stock units--on the basis of the market value of the Common Stock on the last trading day of each quarter--credited to the reporting person's account in the Norfolk Southern Corporation Directors' Deferred Fee Plan for deferral of quarterly fees. These deferred stock units ultimately will be satisfied in cash, not in shares of Common Stock, upon the reporting person's retirement or other termination of services, or at such other time as may be elected under the terms of the Directors' Deferred Fee Plan.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 18:59 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 4.6713 $178.58 $834.20
Disclosure

SEC source: 0001225208-19-005193 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974.6713

Underlying: Common Stock · 4.6713 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:06 UTC MORGAN STANLEY MS · Entity 2815 Tax withholdingCommon Stock 73,038 $42.19 $3,081,473.22
Disclosure

SEC source: 0001209191-19-014440 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,988.866

F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 20, 2016 and earned on February 26, 2019 as described in footnote (1).

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:06 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 138,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014440 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,026.866

F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 20, 2016.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 14:40 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-001515 · doc4.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

Read SEC document
January 28, 2019 Filed Feb 15, 2019 21:49 UTC Amendment NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 970 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-002792 · doc4a.xml · derivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970

Underlying: Common Stock · 970 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F2 · shares: The number of restricted stock units granted was previously reported incorrectly as 1,000. The correct number of restricted stock units granted is 970.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

Read SEC document
January 18, 2019 Filed Jan 18, 2019 21:25 UTC MORGAN STANLEY MS · Entity 2815 Tax withholdingCommon Stock 12,293 $42.53 $522,821.29
Disclosure

SEC source: 0001209191-19-004555 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,003.915

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2016.

Read SEC document
January 18, 2019 Filed Jan 18, 2019 21:25 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 150,365.17 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004555 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,296.915

F1 · kind: Restricted Stock Units granted in 2019 as part of 2018 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

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February 27, 2018 Filed Mar 1, 2018 21:16 UTC MORGAN STANLEY MS · Entity 2815 Tax withholdingCommon Stock 72,340 $57.01 $4,124,103.40
Disclosure

SEC source: 0001209191-18-014988 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,782.308

F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2015 and earned on February 27, 2018 as described in footnote (1).

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February 27, 2018 Filed Mar 1, 2018 21:16 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 142,631 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014988 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,122.308

F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2015.

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January 19, 2018 Filed Jan 19, 2018 21:36 UTC MORGAN STANLEY MS · Entity 2815 Tax withholdingCommon Stock 25,792 $55.84 $1,440,225.28
Disclosure

SEC source: 0001209191-18-004568 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,947.372

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2015 and January 20, 2016.

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January 19, 2018 Filed Jan 19, 2018 21:36 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 33,978.63 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-004568 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,739.372

F1 · kind: Restricted Stock Units granted in 2018 as part of 2017 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

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October 23, 2017 Filed Oct 25, 2017 20:07 UTC MORGAN STANLEY MS · Entity 2815 SaleCommon Stock 40,000 $50.59 $2,023,516.00
Disclosure

SEC source: 0001209191-17-057937 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,037.296

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.40 to $50.74, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 01, 2017 Filed Mar 3, 2017 21:05 UTC MORGAN STANLEY MS · Entity 2815 Tax withholdingCommon Stock 73,159 $45.67 $3,341,171.53
Disclosure

SEC source: 0001209191-17-017416 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,657.44

F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2014 and earned on March 1, 2017 as described in footnote (1).

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March 01, 2017 Filed Mar 3, 2017 21:05 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 148,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017416 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,816.44

F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2014.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:04 UTC MORGAN STANLEY MS · Entity 2815 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 182,027 $0.00 Strike: $30.01 $0.00
Disclosure

SEC source: 0001209191-17-009519 · doc4.xml · derivative · entry 3

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 182,027 shares

Expires 2018-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on February 2, 2012.

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February 08, 2017 Filed Feb 10, 2017 21:04 UTC MORGAN STANLEY MS · Entity 2815 SaleCommon Stock 182,027 $43.82 $7,976,586.96
Disclosure

SEC source: 0001209191-17-009519 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,782.412

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.66 to $43.98, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 21:04 UTC MORGAN STANLEY MS · Entity 2815 Exercise / conversionCommon Stock 182,027 $30.01 $5,462,630.27
Disclosure

SEC source: 0001209191-17-009519 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,809.412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2017 Filed Jan 20, 2017 21:05 UTC MORGAN STANLEY MS · Entity 2815 Tax withholdingCommon Stock 46,368 $42.15 $1,954,411.20
Disclosure

SEC source: 0001209191-17-004814 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,782.412

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014, January 21, 2015, and January 20, 2016.

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January 18, 2017 Filed Jan 20, 2017 21:05 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 56,206.14 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-004814 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,152.377

F1 · kind: Restricted Stock Units granted in 2017 as part of 2016 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 23:17 UTC MORGAN STANLEY MS · Entity 2815 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 222,713 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001209191-16-149921 · doc4.xml · derivative · entry 4

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 222,713 shares

Expires 2018-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on January 27, 2014.

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November 10, 2016 Filed Nov 14, 2016 23:17 UTC MORGAN STANLEY MS · Entity 2815 SaleCommon Stock 64,127 $38.71 $2,482,285.63
Disclosure

SEC source: 0001209191-16-149921 · doc4.xml · nonDerivative · entry 3

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,040.921

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.56 to $38.93, inclusive.

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November 10, 2016 Filed Nov 14, 2016 23:17 UTC MORGAN STANLEY MS · Entity 2815 SaleCommon Stock 155,167 $37.92 $5,884,134.36
Disclosure

SEC source: 0001209191-16-149921 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,167.921

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.56 to $38.55, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.

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November 10, 2016 Filed Nov 14, 2016 23:17 UTC MORGAN STANLEY MS · Entity 2815 Exercise / conversionCommon Stock 222,713 $22.98 $5,117,944.74
Disclosure

SEC source: 0001209191-16-149921 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,334.921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 20:32 UTC MORGAN STANLEY MS · Entity 2815 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 222,712 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001209191-16-146731 · doc4.xml · derivative · entry 3

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,713

Underlying: Common Stock · 222,712 shares

Expires 2018-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on January 27, 2014.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 20:32 UTC MORGAN STANLEY MS · Entity 2815 SaleCommon Stock 222,712 $32.90 $7,328,026.56
Disclosure

SEC source: 0001209191-16-146731 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,621.921

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.59 to $33.15, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 20:32 UTC MORGAN STANLEY MS · Entity 2815 Exercise / conversionCommon Stock 222,712 $22.98 $5,117,921.76
Disclosure

SEC source: 0001209191-16-146731 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,333.921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2016 Filed Jul 22, 2016 20:40 UTC MORGAN STANLEY MS · Entity 2815 Tax withholdingCommon Stock 20,411 $28.78 $587,428.58
Disclosure

SEC source: 0001209191-16-133724 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,429.12

F1 · kind: Shares withheld to satisfy taxes upon conversion of previously granted restricted stock units to shares of Common Stock.

Read SEC document
February 25, 2016 Filed Feb 26, 2016 21:07 UTC MORGAN STANLEY MS · Entity 2815 Tax withholdingCommon Stock 83,174 $23.71 $1,972,055.54
Disclosure

SEC source: 0001209191-16-102820 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,586.487

F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 31, 2013 and earned on February 25, 2016 as described in footnote (1).

Read SEC document
February 25, 2016 Filed Feb 26, 2016 21:07 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 176,968 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-102820 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,760.487

F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 31, 2013.

Read SEC document
January 20, 2016 Filed Jan 22, 2016 21:07 UTC MORGAN STANLEY MS · Entity 2815 Tax withholdingCommon Stock 31,718 $26.26 $832,914.68
Disclosure

SEC source: 0001209191-16-093096 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,413.205

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014 and January 21, 2015.

Read SEC document
January 20, 2016 Filed Jan 22, 2016 21:07 UTC MORGAN STANLEY MS · Entity 2815 GrantCommon Stock 125,383.69 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-093096 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,132.53

F1 · kind: Restricted Stock Units granted in 2016 as part of 2015 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.