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person · Reporting owner

Pinczuk Ana G.

Disclosed activity across 6 companies

Tapewire entity
11940
SEC CIK
0001689411

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aptiv PLCAPTV · Entity 3559DirectorApril 28, 2026April 30, 2026
Five9, Inc.FIVN · Entity 4346DirectorMay 18, 2022May 20, 2022
SentinelOne, Inc.S · Entity 3695Director · President Product & TechnologyOctober 06, 2026October 06, 2026
SmartRent, Inc.SMRT · Entity 6112DirectorAugust 11, 2026August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aptiv PLC

Report date April 28, 2026 · Filed April 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect13,314 Last balance in matching sequence After 2026-04-29 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-04-28 · Tax withholding · Disposed 287 · Balance 10,228

F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.

F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC.

Row 2 · 2026-04-29 · Grant · Acquired 3,086 · Balance 13,314

F3: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2027.

F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Vaziri Pinczuk Living Trust15,561 Reported balance Holding disclosure · report date 2026-04-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 15,561

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.

F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC.

F3: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2027.

Five9, Inc.

Report date May 18, 2022 · Filed May 20, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,632 Reported balance After 2022-05-18 transaction · row 1
1 source row

Row 1 · 2022-05-18 · Grant · Acquired 2,132 · Balance 5,632

SentinelOne, Inc.

Report date October 06, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect721,674 Reported balance After 2026-10-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-06 · Sale · Disposed 16,042 · Balance 721,674

F1: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

SmartRent, Inc.

Report date August 11, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect385,704 Reported balance After 2026-08-11 transaction · row 1
1 source row

Row 1 · 2026-08-11 · Purchase · Acquired 107,000 · Balance 385,704

F1: This transaction was executed in multiple trades at prices ranging from $1.415 to $1.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $1.415 to $1.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Anaplan, Inc.

Report date June 22, 2022 · Filed June 28, 2022

Section 16 reporting ended · disclosed 2022-06-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-06-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-06-22 · Grant · Acquired 11,661 · Balance 91,871

F1: Represents 3,877 shares of the Issuer's common stock awarded to the Reporting Person upon the vesting of a portion of an award of performance stock units ("PSUs") in connection with the closing of the transactions contemplated by the Merger Agreement (as defined below) and an additional 7,774 PSUs subject to the award that were converted into a right to receive a cash payment equal to product of $63.75 and that number of PSUs , subject to the Reporting Person's continued service with the Company less all applicable deductions and withholdings required to be withheld in respect of such payment.

Row 2 · 2022-06-22 · Disposition to issuer · Disposed 91,871 · Balance 0

F2: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 20, 2022, as amended by that certain Amendment to the Agreement and Plan of Merger, dated as of June 6, 2022 (the "Merger Agreement") by and among the Issuer, Anaplan Holdings, LLC (f/k/a Alpine Parent, LLC), a Delaware limited liability company, and Alpine Merger Sub, Inc., a Delaware corporation, whereby, immediately prior to the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $63.75 per share in cash and, when so converted, automatically cancelled.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.12 · Expires 2027-02-27Direct0 Reported balance After 2022-06-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-06-22 · Disposition to issuer · Disposed 70,000 · Balance 0

F3: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.61 · Expires 2029-05-22Direct0 Reported balance After 2022-06-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-22 · Disposition to issuer · Disposed 46,713 · Balance 0

F3: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.61 · Expires 2030-03-09Direct0 Reported balance After 2022-06-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-06-22 · Disposition to issuer · Disposed 58,033 · Balance 0

F3: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-06-22 · Disposition to issuer · Disposed 45,575 · Balance 0

F5: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-06-22 · Disposition to issuer · Disposed 20,024 · Balance 0

F5: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-06-22 · Disposition to issuer · Disposed 24,050 · Balance 0

F5: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-06-22 · Disposition to issuer · Disposed 53,847 · Balance 0

F5: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-06-22 · Disposition to issuer · Disposed 45,455 · Balance 0

F6: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs, which were subject to service-based conditions with one-eighth of the RSUs vesting on December 10, 2022 and the remainder vesting in 14 equal quarterly installments. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 3,877 shares of the Issuer's common stock awarded to the Reporting Person upon the vesting of a portion of an award of performance stock units ("PSUs") in connection with the closing of the transactions contemplated by the Merger Agreement (as defined below) and an additional 7,774 PSUs subject to the award that were converted into a right to receive a cash payment equal to product of $63.75 and that number of PSUs , subject to the Reporting Person's continued service with the Company less all applicable deductions and withholdings required to be withheld in respect of such payment.

F2: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 20, 2022, as amended by that certain Amendment to the Agreement and Plan of Merger, dated as of June 6, 2022 (the "Merger Agreement") by and among the Issuer, Anaplan Holdings, LLC (f/k/a Alpine Parent, LLC), a Delaware limited liability company, and Alpine Merger Sub, Inc., a Delaware corporation, whereby, immediately prior to the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $63.75 per share in cash and, when so converted, automatically cancelled.

F3: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

F5: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F6: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs, which were subject to service-based conditions with one-eighth of the RSUs vesting on December 10, 2022 and the remainder vesting in 14 equal quarterly installments. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

KLA CORP

Report date November 05, 2019 · Filed November 07, 2019

Section 16 reporting ended · disclosed 2019-11-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock - Restricted Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2019-11-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-11-05 · Exercise / conversion · Disposed 2,072 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2: On November 7, 2018, the Reporting Person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full.

Common StockSEC Table I · non-derivativeDirect2,503 Reported balance After 2019-11-05 transaction · row 2
1 source row

Row 2 · 2019-11-05 · Exercise / conversion · Acquired 2,072 · Balance 2,503

F2: On November 7, 2018, the Reporting Person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2: On November 7, 2018, the Reporting Person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 2,187 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · derivative · entry 12

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,050

Underlying: Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F8 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F8 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
June 10, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 2,860 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · derivative · entry 11

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,024

Underlying: Common Stock · 2,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F7 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F7 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
June 10, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 29,312 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · derivative · entry 10

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. 50% of the RSUs vested on June 10, 2021, and additional 50% of the RSUs will vest on June 10, 2022, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F6 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. 50% of the RSUs vested on June 10, 2021, and additional 50% of the RSUs will vest on June 10, 2022, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F6 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. 50% of the RSUs vested on June 10, 2021, and additional 50% of the RSUs will vest on June 10, 2022, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
June 10, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 15,192 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · derivative · entry 9

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,575

Underlying: Common Stock · 15,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F5 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F5 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
June 10, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 2,187 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · nonDerivative · entry 4

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
June 10, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 2,860 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · nonDerivative · entry 3

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
June 10, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 29,312 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

Read SEC document
June 10, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 15,192 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.

F2 · balance_after: Includes 549 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).

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May 18, 2022 Filed May 20, 2022 21:53 UTC Five9, Inc. FIVN · Entity 4346 GrantCommon Stock 2,132 $0.00 $0.00
Disclosure

SEC source: 0001288847-22-000062 · wf-form4_165308357247913.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,632

Read SEC document
May 10, 2022 Filed May 12, 2022 21:45 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 18,424 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-014152 · wf-form4_165239193516014.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,424

F1 · balance_after: Represents restricted stock units ("RSUs") that shall vest 1/12th of the total RSUs on each June 30, September 30, December 30 and March 30 following May 10, 2022, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Upon a 409A change in control ("409A CIC") of the Issuer, as defined in the Issuer's plan, the RSUs shall vest in full prior to a 409A CIC and the RSUs shall settle in shares of Class A Common Stock within 60 days following each vesting date thereafter, subject to the Reporting Person's continued service through each vesting date.

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April 27, 2022 Filed Apr 28, 2022 20:27 UTC Aptiv PLC APTV · Entity 3559 GrantOrdinary Shares 2,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026004 · doc4.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,562

F2 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2023.

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April 26, 2022 Filed Apr 28, 2022 20:27 UTC Aptiv PLC APTV · Entity 3559 Tax withholdingOrdinary Shares 173 $102.51 $17,734.23
Disclosure

SEC source: 0001209191-22-026004 · doc4.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669

F1 · price: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.

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April 08, 2022 Filed Apr 13, 2022 01:23 UTC Anaplan, Inc. PLAN · Entity 125824 GrantRestricted Stock Units · Derivative 45,455 $0.00 $0.00
Disclosure

SEC source: 0001540755-22-000024 · wf-form4_164981301813922.xml · derivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,455

Underlying: Common Stock · 45,455 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. One-eighth of the RSUs vest on December 10, 2022, with the remainder vesting in 14 equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. One-eighth of the RSUs vest on December 10, 2022, with the remainder vesting in 14 equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. One-eighth of the RSUs vest on December 10, 2022, with the remainder vesting in 14 equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

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March 11, 2022 Filed Mar 15, 2022 01:57 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 792 $45.93 $36,378.78
Disclosure

SEC source: 0001540755-22-000010 · wf-form4_164730942070355.xml · nonDerivative · entry 6

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,867

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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March 11, 2022 Filed Mar 15, 2022 01:57 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 1,036 $45.93 $47,587.93
Disclosure

SEC source: 0001540755-22-000010 · wf-form4_164730942070355.xml · nonDerivative · entry 4

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,473

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 01:57 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 5,600 $45.94 $257,239.36
Disclosure

SEC source: 0001540755-22-000010 · wf-form4_164730942070355.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,648

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:57 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 2,186 $0.00 $0.00
Disclosure

SEC source: 0001540755-22-000010 · wf-form4_164730942070355.xml · derivative · entry 9

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,237

Underlying: Common Stock · 2,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:57 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 2,861 $0.00 $0.00
Disclosure

SEC source: 0001540755-22-000010 · wf-form4_164730942070355.xml · derivative · entry 8

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,884

Underlying: Common Stock · 2,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:57 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 15,191 $0.00 $0.00
Disclosure

SEC source: 0001540755-22-000010 · wf-form4_164730942070355.xml · derivative · entry 7

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,767

Underlying: Common Stock · 15,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:57 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 2,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-22-000010 · wf-form4_164730942070355.xml · nonDerivative · entry 5

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:57 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 2,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-22-000010 · wf-form4_164730942070355.xml · nonDerivative · entry 3

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:57 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 15,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-22-000010 · wf-form4_164730942070355.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 02:15 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 1,099 $45.25 $49,735.14
Disclosure

SEC source: 0001540755-21-000077 · wf-form4_163953448219866.xml · nonDerivative · entry 6

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,057

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 02:15 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 1,437 $45.25 $65,031.29
Disclosure

SEC source: 0001540755-21-000077 · wf-form4_163953448219866.xml · nonDerivative · entry 4

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,969

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 02:15 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 7,634 $45.26 $345,476.67
Disclosure

SEC source: 0001540755-21-000077 · wf-form4_163953448219866.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,546

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
December 10, 2021 Filed Dec 15, 2021 02:15 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 2,187 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000077 · wf-form4_163953448219866.xml · derivative · entry 9

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,423

Underlying: Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 15, 2021 02:15 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 2,860 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000077 · wf-form4_163953448219866.xml · derivative · entry 8

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,745

Underlying: Common Stock · 2,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 15, 2021 02:15 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 15,192 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000077 · wf-form4_163953448219866.xml · derivative · entry 7

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,958

Underlying: Common Stock · 15,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 15, 2021 02:15 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 2,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-21-000077 · wf-form4_163953448219866.xml · nonDerivative · entry 5

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 15, 2021 02:15 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 2,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-21-000077 · wf-form4_163953448219866.xml · nonDerivative · entry 3

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
December 10, 2021 Filed Dec 15, 2021 02:15 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 15,192 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-21-000077 · wf-form4_163953448219866.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

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September 14, 2021 Filed Sep 15, 2021 01:43 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 1,109 $64.94 $72,021.23
Disclosure

SEC source: 0001540755-21-000049 · wf-form4_163167018949407.xml · nonDerivative · entry 6

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,439

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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September 14, 2021 Filed Sep 15, 2021 01:43 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 1,451 $64.94 $94,231.57
Disclosure

SEC source: 0001540755-21-000049 · wf-form4_163167018949407.xml · nonDerivative · entry 4

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,362

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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September 14, 2021 Filed Sep 15, 2021 01:43 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 7,701 $64.94 $500,122.19
Disclosure

SEC source: 0001540755-21-000049 · wf-form4_163167018949407.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,952

F2 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

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September 13, 2021 Filed Sep 16, 2021 00:18 UTC Anaplan, Inc. PLAN · Entity 125824 GrantPerformance Stock Units · Derivative 53,847 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000053 · wf-form4_163175151023205.xml · derivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,847

Underlying: Common Stock · 53,847 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Stock Unit converts into common stock on a one-for-one basis. The Performance Stock Units will vest dependent upon achievement of both performance-based and service-based conditions.

F2 · derivative.exercise_date: Each Performance Stock Unit converts into common stock on a one-for-one basis. The Performance Stock Units will vest dependent upon achievement of both performance-based and service-based conditions.

F2 · derivative.expiration_date: Each Performance Stock Unit converts into common stock on a one-for-one basis. The Performance Stock Units will vest dependent upon achievement of both performance-based and service-based conditions.

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September 13, 2021 Filed Sep 16, 2021 00:18 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 4,451 $64.57 $287,401.07
Disclosure

SEC source: 0001540755-21-000053 · wf-form4_163175151023205.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,988

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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September 10, 2021 Filed Sep 15, 2021 01:43 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 2,186 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000049 · wf-form4_163167018949407.xml · derivative · entry 9

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,610

Underlying: Common Stock · 2,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

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September 10, 2021 Filed Sep 15, 2021 01:43 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 2,861 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000049 · wf-form4_163167018949407.xml · derivative · entry 8

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,605

Underlying: Common Stock · 2,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

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September 10, 2021 Filed Sep 15, 2021 01:43 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionRestricted Stock Units · Derivative 15,192 $0.00 $0.00
Disclosure

SEC source: 0001540755-21-000049 · wf-form4_163167018949407.xml · derivative · entry 7

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,150

Underlying: Common Stock · 15,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

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September 10, 2021 Filed Sep 15, 2021 01:43 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 2,186 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-21-000049 · wf-form4_163167018949407.xml · nonDerivative · entry 5

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F4 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

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September 10, 2021 Filed Sep 15, 2021 01:43 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 2,861 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-21-000049 · wf-form4_163167018949407.xml · nonDerivative · entry 3

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F3 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

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September 10, 2021 Filed Sep 15, 2021 01:43 UTC Anaplan, Inc. PLAN · Entity 125824 Exercise / conversionCommon Stock 15,192 Not disclosed Not disclosed
Disclosure

SEC source: 0001540755-21-000049 · wf-form4_163167018949407.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

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August 23, 2021 Filed Aug 25, 2021 21:12 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 11,554 $60.13 $694,732.78
Disclosure

SEC source: 0001540755-21-000025 · wf-form4_162992592122989.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,461

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $60.00 to $60.36, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

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August 18, 2021 Filed Aug 20, 2021 23:57 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 1,100 $60.00 $66,000.00
Disclosure

SEC source: 0001540755-21-000023 · wf-form4_162950382043723.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,015

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 16, 2021 Filed Jun 21, 2021 20:18 UTC Five9, Inc. FIVN · Entity 4346 GrantCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000095 · wf-form4_162430668582120.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

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June 16, 2021 Filed Jun 21, 2021 20:18 UTC Five9, Inc. FIVN · Entity 4346 GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000095 · wf-form4_162430668582120.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Read SEC document
April 30, 2021 Filed May 3, 2021 18:30 UTC Aptiv PLC APTV · Entity 3559 GrantOrdinary Shares 1,842 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029441 · doc4.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,161

F2 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2022.

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April 29, 2021 Filed May 3, 2021 18:30 UTC Aptiv PLC APTV · Entity 3559 Tax withholdingOrdinary Shares 543 $144.54 $78,485.22
Disclosure

SEC source: 0001209191-21-029441 · doc4.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,319

F1 · price: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.

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April 23, 2020 Filed Apr 24, 2020 17:01 UTC Aptiv PLC APTV · Entity 3559 GrantOrdinary Shares 4,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025553 · doc4.xml · nonDerivative · entry 3

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,862

F3 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan, as amended and restated, and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2021.

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April 22, 2020 Filed Apr 24, 2020 17:01 UTC Aptiv PLC APTV · Entity 3559 OtherDividend Equivalent Right · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025553 · doc4.xml · derivative · entry 5

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.