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person · Reporting owner

Pinczuk Ana G.

Disclosed activity across 6 companies

Tapewire entity
11940
SEC CIK
0001689411

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aptiv PLCAPTV · Entity 3559DirectorApril 28, 2026April 30, 2026
Five9, Inc.FIVN · Entity 4346DirectorMay 18, 2022May 20, 2022
SentinelOne, Inc.S · Entity 3695Director · President Product & TechnologyOctober 06, 2026October 06, 2026
SmartRent, Inc.SMRT · Entity 6112DirectorAugust 11, 2026August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aptiv PLC

Report date April 28, 2026 · Filed April 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect13,314 Last balance in matching sequence After 2026-04-29 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-04-28 · Tax withholding · Disposed 287 · Balance 10,228

F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.

F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC.

Row 2 · 2026-04-29 · Grant · Acquired 3,086 · Balance 13,314

F3: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2027.

F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Vaziri Pinczuk Living Trust15,561 Reported balance Holding disclosure · report date 2026-04-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 15,561

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.

F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC.

F3: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2027.

Five9, Inc.

Report date May 18, 2022 · Filed May 20, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,632 Reported balance After 2022-05-18 transaction · row 1
1 source row

Row 1 · 2022-05-18 · Grant · Acquired 2,132 · Balance 5,632

SentinelOne, Inc.

Report date October 06, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect721,674 Reported balance After 2026-10-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-06 · Sale · Disposed 16,042 · Balance 721,674

F1: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

SmartRent, Inc.

Report date August 11, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect385,704 Reported balance After 2026-08-11 transaction · row 1
1 source row

Row 1 · 2026-08-11 · Purchase · Acquired 107,000 · Balance 385,704

F1: This transaction was executed in multiple trades at prices ranging from $1.415 to $1.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $1.415 to $1.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Anaplan, Inc.

Report date June 22, 2022 · Filed June 28, 2022

Section 16 reporting ended · disclosed 2022-06-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-06-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-06-22 · Grant · Acquired 11,661 · Balance 91,871

F1: Represents 3,877 shares of the Issuer's common stock awarded to the Reporting Person upon the vesting of a portion of an award of performance stock units ("PSUs") in connection with the closing of the transactions contemplated by the Merger Agreement (as defined below) and an additional 7,774 PSUs subject to the award that were converted into a right to receive a cash payment equal to product of $63.75 and that number of PSUs , subject to the Reporting Person's continued service with the Company less all applicable deductions and withholdings required to be withheld in respect of such payment.

Row 2 · 2022-06-22 · Disposition to issuer · Disposed 91,871 · Balance 0

F2: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 20, 2022, as amended by that certain Amendment to the Agreement and Plan of Merger, dated as of June 6, 2022 (the "Merger Agreement") by and among the Issuer, Anaplan Holdings, LLC (f/k/a Alpine Parent, LLC), a Delaware limited liability company, and Alpine Merger Sub, Inc., a Delaware corporation, whereby, immediately prior to the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $63.75 per share in cash and, when so converted, automatically cancelled.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.12 · Expires 2027-02-27Direct0 Reported balance After 2022-06-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-06-22 · Disposition to issuer · Disposed 70,000 · Balance 0

F3: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.61 · Expires 2029-05-22Direct0 Reported balance After 2022-06-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-22 · Disposition to issuer · Disposed 46,713 · Balance 0

F3: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.61 · Expires 2030-03-09Direct0 Reported balance After 2022-06-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-06-22 · Disposition to issuer · Disposed 58,033 · Balance 0

F3: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-06-22 · Disposition to issuer · Disposed 45,575 · Balance 0

F5: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-06-22 · Disposition to issuer · Disposed 20,024 · Balance 0

F5: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-06-22 · Disposition to issuer · Disposed 24,050 · Balance 0

F5: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-06-22 · Disposition to issuer · Disposed 53,847 · Balance 0

F5: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-06-22 · Disposition to issuer · Disposed 45,455 · Balance 0

F6: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs, which were subject to service-based conditions with one-eighth of the RSUs vesting on December 10, 2022 and the remainder vesting in 14 equal quarterly installments. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 3,877 shares of the Issuer's common stock awarded to the Reporting Person upon the vesting of a portion of an award of performance stock units ("PSUs") in connection with the closing of the transactions contemplated by the Merger Agreement (as defined below) and an additional 7,774 PSUs subject to the award that were converted into a right to receive a cash payment equal to product of $63.75 and that number of PSUs , subject to the Reporting Person's continued service with the Company less all applicable deductions and withholdings required to be withheld in respect of such payment.

F2: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 20, 2022, as amended by that certain Amendment to the Agreement and Plan of Merger, dated as of June 6, 2022 (the "Merger Agreement") by and among the Issuer, Anaplan Holdings, LLC (f/k/a Alpine Parent, LLC), a Delaware limited liability company, and Alpine Merger Sub, Inc., a Delaware corporation, whereby, immediately prior to the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $63.75 per share in cash and, when so converted, automatically cancelled.

F3: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

F5: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F6: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs, which were subject to service-based conditions with one-eighth of the RSUs vesting on December 10, 2022 and the remainder vesting in 14 equal quarterly installments. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

KLA CORP

Report date November 05, 2019 · Filed November 07, 2019

Section 16 reporting ended · disclosed 2019-11-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock - Restricted Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2019-11-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-11-05 · Exercise / conversion · Disposed 2,072 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2: On November 7, 2018, the Reporting Person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full.

Common StockSEC Table I · non-derivativeDirect2,503 Reported balance After 2019-11-05 transaction · row 2
1 source row

Row 2 · 2019-11-05 · Exercise / conversion · Acquired 2,072 · Balance 2,503

F2: On November 7, 2018, the Reporting Person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2: On November 7, 2018, the Reporting Person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2026 Filed Oct 6, 2026 23:11 UTC SentinelOne, Inc. S · Entity 3695 SaleClass A Common Stock 16,042 $25.33 $406,343.86
Disclosure

SEC source: 0001689411-26-000017 · wk-form4_1791328293.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director · President Product & Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,674

F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 11, 2026 Filed Aug 11, 2026 20:21 UTC SmartRent, Inc. SMRT · Entity 6112 PurchaseClass A Common Stock 107,000 $1.43 $152,624.80
Disclosure

SEC source: 0001193125-26-344740 · ownership.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,704

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.415 to $1.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 06, 2026 Filed Aug 7, 2026 23:09 UTC SentinelOne, Inc. S · Entity 3695 SaleClass A Common Stock 6,230 $20.09 $125,142.01
Disclosure

SEC source: 0001689411-26-000015 · wk-form4_1786144137.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director · President Product & Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 737,716

F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.07 to $20.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
July 06, 2026 Filed Jul 7, 2026 01:14 UTC SentinelOne, Inc. S · Entity 3695 SaleClass A Common Stock 16,042 $17.89 $286,991.38
Disclosure

SEC source: 0001689411-26-000012 · wk-form4_1783386867.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director · President Product & Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 743,946

F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
May 12, 2026 Filed May 13, 2026 21:48 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 131,578 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-222061 · ownership.xml · derivative · entry 3

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,578

Underlying: Class A Common Stock · 131,578 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 11, 2026 Filed May 13, 2026 21:48 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 182,926 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-222061 · ownership.xml · derivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 182,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The Restricted Stock Units vested in full on May 11, 2026.

F3 · derivative.expiration_date: The Restricted Stock Units vested in full on May 11, 2026.

Read SEC document
May 11, 2026 Filed May 13, 2026 21:48 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 182,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-222061 · ownership.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of RSUs.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
April 29, 2026 Filed Apr 30, 2026 20:05 UTC Aptiv PLC APTV · Entity 3559 GrantOrdinary Shares 3,086 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-197182 · ownership.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,314

F3 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2027.

F2 · balance_after: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC.

Read SEC document
April 28, 2026 Filed Apr 30, 2026 20:05 UTC Aptiv PLC APTV · Entity 3559 Tax withholdingOrdinary Shares 287 $59.12 $16,967.44
Disclosure

SEC source: 0001193125-26-197182 · ownership.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,228

F1 · price: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.

F2 · balance_after: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 23:53 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 187,239 $0.00 $0.00
Disclosure

SEC source: 0001689411-26-000010 · wk-form4_1776470005.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director · President Product & Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774,847

F1 · shares: Represents a grant of restricted stock units ("RSUs") that shall vest as to 1/16th of the total award on the First Vesting Date and thereafter shall vest as to 1/16th of the total award on each third Vesting Date following the First Vesting Date, until fully vested, subject to the Reporting Person's continued service through each vesting date. A "Vesting Date" is the fifth day of each month.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
April 06, 2026 Filed Apr 8, 2026 00:23 UTC SentinelOne, Inc. S · Entity 3695 SaleClass A Common Stock 16,042 $13.41 $215,123.22
Disclosure

SEC source: 0001689411-26-000008 · wk-form4_1775607828.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director · President Product & Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587,608

F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
March 25, 2026 Filed Mar 26, 2026 00:59 UTC SentinelOne, Inc. S · Entity 3695 SaleClass A Common Stock 32,396 $13.37 $433,134.52
Disclosure

SEC source: 0001689411-26-000006 · wk-form4_1774486741.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director · President Product & Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 603,650

F4 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of performance-based Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 00:59 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 75,457 $0.00 $0.00
Disclosure

SEC source: 0001689411-26-000006 · wk-form4_1774486741.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director · President Product & Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636,046

F1 · kind: The reported transaction represents the certification of achievement of the first of four tranches of a performance-based restricted stock unit award granted to the reporting person by the Issuer's compensation committee on October 15, 2025 (the "2025 PRSU Award"). Vesting of each tranche of the 2025 PRSU Award is based on the achievement of pre-determined corporate performance milestones and is subject to the reporting person's continued service through the certification date of achievement of the relevant tranche.

F2 · kind: On March 23, 2026 (the "Certification Date"), the Issuer's compensation committee certified achievement of the first tranche of the 2025 PRSU Award, resulting in one-fourth of the 2025 PRSU Award becoming earned at 90.2% of the target amount granted. The performance restricted stock units comprising the first tranche of the 2025 PRSU Award so earned are fully vested and may be settled for shares of the Issuer's Class A common stock on the Certification Date.

F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

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January 06, 2026 Filed Jan 8, 2026 21:33 UTC SentinelOne, Inc. S · Entity 3695 SaleClass A Common Stock 11,900 $14.82 $176,358.00
Disclosure

SEC source: 0001689411-26-000002 · wk-form4_1767908022.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director · President Product & Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,589

F1 · kind: The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

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October 15, 2025 Filed Oct 17, 2025 23:12 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 501,938 $0.00 $0.00
Disclosure

SEC source: 0001689411-25-000006 · wk-form4_1760742776.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director · President Product & Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572,489

F1 · shares: Represents a grant of restricted stock units ("RSUs") that shall vest as to 1/16th of the total award quarterly on the 5th calendar day of January, April, July, and October, with the first tranche vesting on January 5, 2026, subject to the Reporting Person's continued service through each vesting date.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
August 22, 2025 Filed Aug 25, 2025 20:03 UTC SmartRent, Inc. SMRT · Entity 6112 PurchaseClass A Common Stock 67,094 $1.48 $99,111.26
Disclosure

SEC source: 0001689411-25-000004 · ownership.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,778

Read SEC document
June 25, 2025 Filed Jun 27, 2025 22:32 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 12,522 $0.00 $0.00
Disclosure

SEC source: 0001583708-25-000121 · wk-form4_1751063535.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,551

F4 · shares: Represents an award of restricted stock units. The entire award shall vest and settle for shares of the Issuer's Class A Common Stock on the earliest of (a) June 25, 2026, (b) the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to such, if the Reporting Person's service as a director ends at such meeting due to his/her failure to be re-elected or not standing for re-election), (c) the Reporting Person's death, (d) the date on which the Reporting Person becomes disabled, or (e) the occurrence of a change in control as defined in the Issuer's Non-Employee Director Compensation Program (the "Program"), in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

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June 25, 2025 Filed Jun 27, 2025 22:32 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 3,116 $0.00 $0.00
Disclosure

SEC source: 0001583708-25-000121 · wk-form4_1751063535.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,029

F1 · shares: Represents an award of deferred restricted stock units (DSUs) granted on June 25, 2025, which shall vest on a time-based vesting schedule but for which settlement has been deferred pursuant to the Reporting Person's election under the Program (defined below). Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to satisfaction of the time-based vesting conditions. The DSUs shall time-vest as to 25% of the total shares on each of September 15, December 15, and March 15, and with the final quarterly installment vesting on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election, and

F2 · shares: [cont'd from Footnote 1] (iii) June 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date, and with deferred settlement occurring subject to the terms of the Program.

F3 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

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May 13, 2025 Filed May 13, 2025 22:10 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 182,926 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-070627 · ownership.xml · derivative · entry 3

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,926

Underlying: Class A Common Stock · 182,926 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs shall vest in full upon the earlier of (i) May 13, 2026 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (i) May 13, 2026 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 12, 2025 Filed May 13, 2025 22:10 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 28,684 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-070627 · ownership.xml · derivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The Restricted Stock Units vested in full on May 12, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units vested in full on May 12, 2025.

Read SEC document
May 12, 2025 Filed May 13, 2025 22:10 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 28,684 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-070627 · ownership.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of RSUs

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
April 23, 2025 Filed Apr 24, 2025 20:10 UTC Aptiv PLC APTV · Entity 3559 GrantOrdinary Shares 3,377 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-058032 · ownership.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,068

F2 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2026.

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April 22, 2025 Filed Apr 24, 2025 20:10 UTC Aptiv PLC APTV · Entity 3559 Tax withholdingOrdinary Shares 180 $52.28 $9,410.40
Disclosure

SEC source: 0000950170-25-058032 · ownership.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,691

F1 · price: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 21:01 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 28,684 $1.49 $42,739.16
Disclosure

SEC source: 0000950170-25-012298 · ownership.xml · derivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,684

Underlying: Class A Common Stock · 28,684 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: The Restricted Stock Units shall vest in full upon the earlier of (i) May 14, 2025 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: The Restricted Stock Units shall vest in full upon the earlier of (i) May 14, 2025 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 22:14 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 3,064 $0.00 $0.00
Disclosure

SEC source: 0001583708-24-000048 · wk-form4_1719612872.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,913

F3 · shares: Represents an award of deferred restricted stock units (DSUs) granted on June 27, 2024, which shall vest on a time-based vesting schedule but for which settlement has been deferred pursuant to the Reporting Person's election under the Program. Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to satisfaction of the time-base vesting conditions. The DSUs shall time-vest as to 25% of the total shares on each of March 15, June 15, September 15 and December 15, with the final quarterly installment vesting on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election, and

F4 · shares: [cont'd from Footnote 3] (iii) the originally scheduled vesting date of such DSU installment, subject to the Reporting Person's provision of service to the Issuer on each vesting date, and with deferred settlement occurring subject to the terms of the Program.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
June 27, 2024 Filed Jun 28, 2024 22:14 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 12,314 $0.00 $0.00
Disclosure

SEC source: 0001583708-24-000048 · wk-form4_1719612872.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,849

F1 · shares: Represents an award of restricted stock units. The entire award shall vest and for shares of the Issuer's Class A Common Stock on the earliest of (a) June 27, 2025, (b) the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to such, if the Reporting Person's service as a director ends at such meeting due to his/her failure to be re-elected or not standing for re-election), (c) the Reporting Person's death, (d) the date on which the Reporting Person becomes disabled, or (e) the occurrence of a change in control as defined in the Issuer's Non-Employee Director Compensation Program (the "Program"), in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
April 25, 2024 Filed Apr 25, 2024 20:05 UTC Aptiv PLC APTV · Entity 3559 GrantOrdinary Shares 4,202 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-048274 · ownership.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,871

F2 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2025.

Read SEC document
April 23, 2024 Filed Apr 25, 2024 20:05 UTC Aptiv PLC APTV · Entity 3559 Tax withholdingOrdinary Shares 248 $70.25 $17,422.00
Disclosure

SEC source: 0000950170-24-048274 · ownership.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,669

F1 · price: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 00:33 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 3,530 $0.00 $0.00
Disclosure

SEC source: 0001689411-23-000004 · wf-form4_168808518409027.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,535

F3 · shares: Represents deferred stock units ("DSUs") granted on June 29, 2023 pursuant to the Program as a form of voluntary deferred compensation for serving as a non-employee director. Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The DSUs vest as to 25% of the total shares on each of March 15, June 15, September 15 and December 15, with the final quarterly installment vest on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election, and

F4 · shares: [cont'd from Footnote 3] (iii) the originally scheduled vesting date of such DSU installment, subject to the Reporting Person's provision of service to the Issuer on each vesting date and subject to the terms of the Program.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 00:33 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 14,185 $0.00 $0.00
Disclosure

SEC source: 0001689411-23-000004 · wf-form4_168808518409027.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,005

F1 · shares: Represents restricted stock units that shall vest 100% of the total units on the earliest of (a) June 29, 2024, (b) the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to such, if the Report Person's service as a director ends at such meeting due to his/her failure to be re-elected or not standing for re-election), (c) the Report Person's death, (d) the date on which the Reporting Person becomes disabled, or (e) the occurrence of a change in control as defined in the Issuer's Non-Employee Director Compensation Program (the "Program"), in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 20:06 UTC Aptiv PLC APTV · Entity 3559 GiftOrdinary Shares 4,266 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035043 · doc4.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,917

Read SEC document
April 26, 2023 Filed Apr 27, 2023 20:20 UTC Aptiv PLC APTV · Entity 3559 GrantOrdinary Shares 2,917 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025858 · doc4.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,183

F2 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2024.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 20:20 UTC Aptiv PLC APTV · Entity 3559 Tax withholdingOrdinary Shares 296 $102.32 $30,286.72
Disclosure

SEC source: 0001209191-23-025858 · doc4.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,266

F1 · price: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 01:06 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 2,612 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-018561 · wf-form4_165706953486744.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,839

F3 · shares: Represents deferred stock units ("DSUs") granted on July 5, 2022 pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program") as a form of voluntary deferred compensation for serving as a non-employee director. Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The DSUs vest as to 25% of the total shares on each of March 15, June 15, September 15 and December 15 following December 10, 2021, with the final quarterly installment vest on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election, and

F4 · shares: [cont'd from Footnote 3] (iii) the originally scheduled vesting date of such DSU installment, subject to the Reporting Person's provision of service to the Issuer on each vesting date and subject to the terms of the Program.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
July 05, 2022 Filed Feb 10, 2023 21:18 UTC Amendment SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 2,593 $0.00 $0.00
Disclosure

SEC source: 0001689411-23-000002 · wf-form4a_167606390073606.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,820

F1 · shares: Represents deferred stock units ("DSUs") granted on July 5, 2022 pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program") as a form of voluntary deferred compensation for serving as a non-employee director. Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The DSUs vest as to 25% of the total shares on each of March 15, June 15, September 15 and December 15 following December 10, 2021, with the final quarterly installment vest on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election, and

F2 · shares: [cont'd from Footnote 1] (iii) the originally scheduled vesting date of such DSU installment, subject to the Reporting Person's provision of service to the Issuer on each vesting date and subject to the terms of the Program.

F3 · shares: This Form 4/A is being filed to correct the amount of securities acquired on the Form 4 filed on July 5, 2022.

F3 · balance_after: This Form 4/A is being filed to correct the amount of securities acquired on the Form 4 filed on July 5, 2022.

F4 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 01:06 UTC SentinelOne, Inc. S · Entity 3695 GrantClass A Common Stock 803 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-018561 · wf-form4_165706953486744.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,227

F1 · shares: Represents restricted stock units that shall vest 100% of the total units on June 30, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · balance_after: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

Read SEC document
June 22, 2022 Filed Jun 28, 2022 01:07 UTC Anaplan, Inc. PLAN · Entity 125824 Disposition to issuerRestricted Stock Units · Derivative 45,455 $63.75 $2,897,756.25
Disclosure

SEC source: 0000899243-22-024281 · doc4.xml · derivative · entry 10

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F6 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs, which were subject to service-based conditions with one-eighth of the RSUs vesting on December 10, 2022 and the remainder vesting in 14 equal quarterly installments. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F6 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs, which were subject to service-based conditions with one-eighth of the RSUs vesting on December 10, 2022 and the remainder vesting in 14 equal quarterly installments. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F6 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs, which were subject to service-based conditions with one-eighth of the RSUs vesting on December 10, 2022 and the remainder vesting in 14 equal quarterly installments. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F6 · derivative.underlying_shares: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs, which were subject to service-based conditions with one-eighth of the RSUs vesting on December 10, 2022 and the remainder vesting in 14 equal quarterly installments. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Read SEC document
June 22, 2022 Filed Jun 28, 2022 01:07 UTC Anaplan, Inc. PLAN · Entity 125824 Disposition to issuerRestricted Stock Units · Derivative 53,847 $63.75 $3,432,746.25
Disclosure

SEC source: 0000899243-22-024281 · doc4.xml · derivative · entry 9

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,847 shares

Expires not disclosed

F5 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.underlying_shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

Read SEC document
June 22, 2022 Filed Jun 28, 2022 01:07 UTC Anaplan, Inc. PLAN · Entity 125824 Disposition to issuerRestricted Stock Units · Derivative 24,050 $63.75 $1,533,187.50
Disclosure

SEC source: 0000899243-22-024281 · doc4.xml · derivative · entry 8

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,050 shares

Expires not disclosed

F5 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.underlying_shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

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June 22, 2022 Filed Jun 28, 2022 01:07 UTC Anaplan, Inc. PLAN · Entity 125824 Disposition to issuerRestricted Stock Units · Derivative 20,024 $63.75 $1,276,530.00
Disclosure

SEC source: 0000899243-22-024281 · doc4.xml · derivative · entry 7

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,024 shares

Expires not disclosed

F5 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.underlying_shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

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June 22, 2022 Filed Jun 28, 2022 01:07 UTC Anaplan, Inc. PLAN · Entity 125824 Disposition to issuerStock Option (right to buy) · Derivative 58,033 $26.14 Strike: $37.61 $1,516,982.62
Disclosure

SEC source: 0000899243-22-024281 · doc4.xml · derivative · entry 6

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,033 shares

Expires 2030-03-09

F3 · price: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4 · price: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

F3 · derivative.exercise_date: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4 · derivative.exercise_date: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

F3 · derivative.underlying_shares: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4 · derivative.underlying_shares: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

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June 22, 2022 Filed Jun 28, 2022 01:07 UTC Anaplan, Inc. PLAN · Entity 125824 Disposition to issuerStock Option (right to buy) · Derivative 46,713 $25.14 Strike: $38.61 $1,174,364.82
Disclosure

SEC source: 0000899243-22-024281 · doc4.xml · derivative · entry 5

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,713 shares

Expires 2029-05-22

F3 · price: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F3 · derivative.exercise_date: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F3 · derivative.underlying_shares: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

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June 22, 2022 Filed Jun 28, 2022 01:07 UTC Anaplan, Inc. PLAN · Entity 125824 Disposition to issuerRestricted Stock Units · Derivative 45,575 $63.75 $2,905,406.25
Disclosure

SEC source: 0000899243-22-024281 · doc4.xml · derivative · entry 4

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,575 shares

Expires not disclosed

F5 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

F5 · derivative.underlying_shares: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock. The RSUs were subject to performance-based and/or service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding RSU was cancelled and converted into a right to receive a cash payment equal to $63.75. Following the Effective Time, the cash payments relating to the unvested RSUs shall be subject to the Reporting Person's continued service with the Company.

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June 22, 2022 Filed Jun 28, 2022 01:07 UTC Anaplan, Inc. PLAN · Entity 125824 Disposition to issuerStock Option (right to buy) · Derivative 70,000 $24.63 Strike: $39.12 $1,724,100.00
Disclosure

SEC source: 0000899243-22-024281 · doc4.xml · derivative · entry 3

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2027-02-27

F3 · price: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4 · price: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

F3 · derivative.exercise_date: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4 · derivative.exercise_date: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

F3 · derivative.underlying_shares: The Reporting Person was granted a Stock Option to purchase Company Common Stock. The Stock Option was subject to service-based vesting conditions, some or all of which were accelerated immediately prior to the Effective Time. Pursuant to the Merger Agreement, each outstanding Stock Option was cancelled and converted into a right to receive a cash payment equal to the product obtained by multiplying (i) the difference between the per share exercise price of the Stock Option and the $63.75 per share merger consideration, less all applicable deductions and withholdings required to be withheld in respect of such payment by (ii) the total number of shares of Company Common Stock underlying such Stock Option.

F4 · derivative.underlying_shares: (continued from Footnote 3) Following the Effective Time, the cash payments relating to the unvested shares underlying the Stock Option shall be subject to the Reporting Person's continued service with the Company through the applicable vesting dates that would have otherwise applied to the corresponding Stock Option.

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June 22, 2022 Filed Jun 28, 2022 01:07 UTC Anaplan, Inc. PLAN · Entity 125824 Disposition to issuerCommon Stock 91,871 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-024281 · doc4.xml · nonDerivative · entry 2

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 20, 2022, as amended by that certain Amendment to the Agreement and Plan of Merger, dated as of June 6, 2022 (the "Merger Agreement") by and among the Issuer, Anaplan Holdings, LLC (f/k/a Alpine Parent, LLC), a Delaware limited liability company, and Alpine Merger Sub, Inc., a Delaware corporation, whereby, immediately prior to the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of Issuer common stock were converted into the right to receive $63.75 per share in cash and, when so converted, automatically cancelled.

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June 22, 2022 Filed Jun 28, 2022 01:07 UTC Anaplan, Inc. PLAN · Entity 125824 GrantCommon Stock 11,661 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-024281 · doc4.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,871

F1 · shares: Represents 3,877 shares of the Issuer's common stock awarded to the Reporting Person upon the vesting of a portion of an award of performance stock units ("PSUs") in connection with the closing of the transactions contemplated by the Merger Agreement (as defined below) and an additional 7,774 PSUs subject to the award that were converted into a right to receive a cash payment equal to product of $63.75 and that number of PSUs , subject to the Reporting Person's continued service with the Company less all applicable deductions and withholdings required to be withheld in respect of such payment.

F1 · price: Represents 3,877 shares of the Issuer's common stock awarded to the Reporting Person upon the vesting of a portion of an award of performance stock units ("PSUs") in connection with the closing of the transactions contemplated by the Merger Agreement (as defined below) and an additional 7,774 PSUs subject to the award that were converted into a right to receive a cash payment equal to product of $63.75 and that number of PSUs , subject to the Reporting Person's continued service with the Company less all applicable deductions and withholdings required to be withheld in respect of such payment.

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June 13, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 1,093 $62.83 $68,674.17
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · nonDerivative · entry 8

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,210

F3 · kind: The sales reported represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $62.83 to $63.154, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 13, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 1,429 $62.83 $89,785.07
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · nonDerivative · entry 7

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,303

F3 · kind: The sales reported represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $62.83 to $63.154, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 13, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 14,645 $62.83 $920,158.53
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · nonDerivative · entry 6

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,732

F3 · kind: The sales reported represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $62.83 to $63.154, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 13, 2022 Filed Jun 15, 2022 00:29 UTC Anaplan, Inc. PLAN · Entity 125824 SaleCommon Stock 7,590 $62.83 $476,885.77
Disclosure

SEC source: 0000899243-22-022438 · doc4.xml · nonDerivative · entry 5

Pinczuk Ana G. · CIK 0001689411 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,377

F3 · kind: The sales reported represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $62.83 to $63.154, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.