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person · Reporting owner

Drummond David C

Disclosed activity across 2 companies

Tapewire entity
11917
SEC CIK
0001295030

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alphabet Inc.GOOG · Entity 2516SVP, Corporate DevelopmentJanuary 02, 2020January 03, 2020
KKR & Co. Inc.KKR · Entity 338DirectorNovember 02, 2020November 05, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alphabet Inc.

Report date January 02, 2020 · Filed January 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Capital StockSEC Table I · non-derivativeDirect46,329 Ending reported balance After 2020-01-02 transaction · row 24
24 source rows · reconciled sequence

Row 1 · 2020-01-02 · Exercise / conversion · Acquired 800 · Balance 47,129

Row 2 · 2020-01-02 · Exercise / conversion · Acquired 9,762 · Balance 56,891

Row 3 · 2020-01-02 · Exercise / conversion · Acquired 2,882 · Balance 59,773

Row 4 · 2020-01-02 · Exercise / conversion · Acquired 14,985 · Balance 74,758

Row 5 · 2020-01-02 · Sale · Disposed 400 · Balance 74,358

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,341.55 to $1,342.54, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (20) to this Form 4.

Row 6 · 2020-01-02 · Sale · Disposed 400 · Balance 73,958

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,345.04 to $1,346.03, inclusive.

Row 7 · 2020-01-02 · Sale · Disposed 1,100 · Balance 72,858

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,347.35 to $1,348.34, inclusive.

Row 8 · 2020-01-02 · Sale · Disposed 1,598 · Balance 71,260

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,348.35 to $1,349.34, inclusive.

Row 9 · 2020-01-02 · Sale · Disposed 602 · Balance 70,658

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,349.41 to $1,350.40, inclusive.

Row 10 · 2020-01-02 · Sale · Disposed 1,400 · Balance 69,258

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,350.70 to $1,351.69, inclusive.

Row 11 · 2020-01-02 · Sale · Disposed 2,212 · Balance 67,046

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,351.83 to $1,352.82, inclusive.

Row 12 · 2020-01-02 · Sale · Disposed 2,390 · Balance 64,656

F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,352.98 to $1,353.97, inclusive.

Row 13 · 2020-01-02 · Sale · Disposed 1,110 · Balance 63,546

F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,353.98 to $1,354.97, inclusive.

Row 14 · 2020-01-02 · Sale · Disposed 2,842 · Balance 60,704

F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,355.00 to $1,355.99, inclusive.

Row 15 · 2020-01-02 · Sale · Disposed 2,410 · Balance 58,294

F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,356.00 to $1,356.99, inclusive.

Row 16 · 2020-01-02 · Sale · Disposed 2,013 · Balance 56,281

F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,357.02 to $1,358.01, inclusive.

Row 17 · 2020-01-02 · Sale · Disposed 748 · Balance 55,533

F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,358.03 to $1,359.02, inclusive.

Row 18 · 2020-01-02 · Sale · Disposed 578 · Balance 54,955

F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,359.08 to $1,360.07, inclusive.

Row 19 · 2020-01-02 · Sale · Disposed 500 · Balance 54,455

F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,360.09 to $1,361.08, inclusive.

Row 20 · 2020-01-02 · Sale · Disposed 725 · Balance 53,730

F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,361.25 to $1,362.24, inclusive.

Row 21 · 2020-01-02 · Sale · Disposed 600 · Balance 53,130

F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,362.58 to $1,363.57, inclusive.

Row 22 · 2020-01-02 · Sale · Disposed 2,158 · Balance 50,972

F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,363.60 to $1,364.59, inclusive.

Row 23 · 2020-01-02 · Sale · Disposed 3,692 · Balance 47,280

F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,641.61 to $1,365.60, inclusive.

Row 24 · 2020-01-02 · Sale · Disposed 951 · Balance 46,329

F20: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,365.63 to $1,366.62, inclusive.

Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $316.94 · Expires 2022-04-04Direct0 Reported balance After 2020-01-02 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2020-01-02 · Exercise / conversion · Disposed 14,985 · Balance 0

F22: Option is fully vested.

Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $316.94 · Expires 2022-04-04Direct0 Reported balance After 2020-01-02 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2020-01-02 · Exercise / conversion · Disposed 2,882 · Balance 0

F22: Option is fully vested.

Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $286.52 · Expires 2021-04-06Direct0 Reported balance After 2020-01-02 transaction · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · 2020-01-02 · Exercise / conversion · Disposed 9,762 · Balance 0

F22: Option is fully vested.

Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $281.61 · Expires 2020-12-01Direct5,198 Reported balance After 2020-01-02 transaction · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · 2020-01-02 · Exercise / conversion · Disposed 800 · Balance 5,198

F22: Option is fully vested.

Class C Google Stock UnitsSEC Table I · non-derivativeDirect21,004 Reported balance Holding disclosure · report date 2020-01-02 · row 25 Holding and transaction disclosures are not merged.
1 source row

Row 25 · Balance 21,004

F21: Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Class C capital stock for each share underlying the GSU as GSU vests. 1/16th of GSUs vested on March 25, 2018 and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,341.55 to $1,342.54, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (20) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,345.04 to $1,346.03, inclusive.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,347.35 to $1,348.34, inclusive.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,348.35 to $1,349.34, inclusive.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,349.41 to $1,350.40, inclusive.

F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,350.70 to $1,351.69, inclusive.

F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,351.83 to $1,352.82, inclusive.

F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,352.98 to $1,353.97, inclusive.

F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,353.98 to $1,354.97, inclusive.

F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,355.00 to $1,355.99, inclusive.

F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,356.00 to $1,356.99, inclusive.

F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,357.02 to $1,358.01, inclusive.

F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,358.03 to $1,359.02, inclusive.

F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,359.08 to $1,360.07, inclusive.

F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,360.09 to $1,361.08, inclusive.

F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,361.25 to $1,362.24, inclusive.

F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,362.58 to $1,363.57, inclusive.

F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,363.60 to $1,364.59, inclusive.

F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,641.61 to $1,365.60, inclusive.

F20: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,365.63 to $1,366.62, inclusive.

F21: Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Class C capital stock for each share underlying the GSU as GSU vests. 1/16th of GSUs vested on March 25, 2018 and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.

F22: Option is fully vested.

KKR & Co. Inc.

Report date November 02, 2020 · Filed November 05, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote48,363 Reported balance After 2020-11-02 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-11-02 · Grant · Acquired 4,280 · Balance 48,363

F1: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2021. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

F2: These securities are held by the Reporting Person's living trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2021. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

F2: These securities are held by the Reporting Person's living trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 14, 2019 Filed Jan 14, 2019 21:40 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass C Capital Stock 2,844 $159.14 $452,597.29
Disclosure

SEC source: 0001209191-19-003561 · doc4.xml · nonDerivative · entry 1

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 22:50 UTC Alphabet Inc. GOOG · Entity 2516 ConversionClass C Google Stock Units 1,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064345 · doc4.xml · nonDerivative · entry 3

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.

F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 22:50 UTC Alphabet Inc. GOOG · Entity 2516 Tax withholdingClass C Google Stock Units 1,302 $976.22 $1,271,038.44
Disclosure

SEC source: 0001209191-18-064345 · doc4.xml · nonDerivative · entry 2

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,829

F2 · security: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.

F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 22:50 UTC Alphabet Inc. GOOG · Entity 2516 ConversionClass C Capital Stock 1,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064345 · doc4.xml · nonDerivative · entry 1

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.

Read SEC document
December 12, 2018 Filed Dec 12, 2018 17:58 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class C Capital Stock · Derivative 2,844 $0.00 Strike: $159.14 $0.00
Disclosure

SEC source: 0001209191-18-062185 · doc4.xml · derivative · entry 9

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,844

Underlying: Class C Capital Stock · 2,844 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
December 12, 2018 Filed Dec 12, 2018 17:58 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class A Common Stock · Derivative 2,844 $0.00 Strike: $159.78 $0.00
Disclosure

SEC source: 0001209191-18-062185 · doc4.xml · derivative · entry 8

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,844

Underlying: Class A Common Stock · 2,844 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
December 12, 2018 Filed Dec 12, 2018 17:58 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass A Common Stock 2,844 $1,077.08 $3,063,215.52
Disclosure

SEC source: 0001209191-18-062185 · doc4.xml · nonDerivative · entry 4

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 12, 2018 Filed Dec 12, 2018 17:58 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass A Common Stock 2,844 $159.78 $454,411.48
Disclosure

SEC source: 0001209191-18-062185 · doc4.xml · nonDerivative · entry 3

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2018 Filed Dec 12, 2018 17:58 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass C Capital Stock 2,844 $1,064.54 $3,027,551.76
Disclosure

SEC source: 0001209191-18-062185 · doc4.xml · nonDerivative · entry 2

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,713

Read SEC document
December 12, 2018 Filed Dec 12, 2018 17:58 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass C Capital Stock 2,844 $159.14 $452,597.29
Disclosure

SEC source: 0001209191-18-062185 · doc4.xml · nonDerivative · entry 1

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 00:18 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class C Capital Stock · Derivative 2,845 $0.00 Strike: $159.14 $0.00
Disclosure

SEC source: 0001209191-18-058400 · doc4.xml · derivative · entry 9

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,688

Underlying: Class C Capital Stock · 2,845 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 00:18 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class A Common Stock · Derivative 2,845 $0.00 Strike: $159.78 $0.00
Disclosure

SEC source: 0001209191-18-058400 · doc4.xml · derivative · entry 8

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,688

Underlying: Class A Common Stock · 2,845 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 00:18 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass A Common Stock 2,845 $1,072.58 $3,051,490.10
Disclosure

SEC source: 0001209191-18-058400 · doc4.xml · nonDerivative · entry 4

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 12, 2018 Filed Nov 14, 2018 00:18 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass A Common Stock 2,845 $159.78 $454,571.26
Disclosure

SEC source: 0001209191-18-058400 · doc4.xml · nonDerivative · entry 3

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 00:18 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass C Capital Stock 2,845 $1,058.41 $3,011,176.45
Disclosure

SEC source: 0001209191-18-058400 · doc4.xml · nonDerivative · entry 2

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,713

Read SEC document
November 12, 2018 Filed Nov 14, 2018 00:18 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass C Capital Stock 2,845 $159.14 $452,756.43
Disclosure

SEC source: 0001209191-18-058400 · doc4.xml · nonDerivative · entry 1

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2018 Filed Oct 29, 2018 22:41 UTC KKR & Co. Inc. KKR · Entity 338 GrantRestricted Stock Units · Derivative 6,539 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-041540 · form4.xml · derivative · entry 1

Drummond David C · CIK 0001295030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,539

Underlying: Class A Common Stock · 6,539 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units of KKR & Co. Inc. were approved for grant under the Amended and Restated KKR & Co. Inc. 2010 Equity Incentive Plan and will generally vest on October 1, 2019. Upon vesting, each restricted stock unit may be settled by delivery of one share of Class A common stock of KKR & Co. Inc.

F1 · derivative.exercise_date: These restricted stock units of KKR & Co. Inc. were approved for grant under the Amended and Restated KKR & Co. Inc. 2010 Equity Incentive Plan and will generally vest on October 1, 2019. Upon vesting, each restricted stock unit may be settled by delivery of one share of Class A common stock of KKR & Co. Inc.

F1 · derivative.expiration_date: These restricted stock units of KKR & Co. Inc. were approved for grant under the Amended and Restated KKR & Co. Inc. 2010 Equity Incentive Plan and will generally vest on October 1, 2019. Upon vesting, each restricted stock unit may be settled by delivery of one share of Class A common stock of KKR & Co. Inc.

F2 · ownership.nature: These securities are held by the Reporting Person's living trust and were transferred to the Reporting Person's living trust in transactions exempt from reporting under Rule 16a-13 under the Securities Exchange Act of 1934.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 00:07 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class C Capital Stock · Derivative 2,845 $0.00 Strike: $159.14 $0.00
Disclosure

SEC source: 0001209191-18-055007 · doc4.xml · derivative · entry 9

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,533

Underlying: Class C Capital Stock · 2,845 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 00:07 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class A Common Stock · Derivative 2,845 $0.00 Strike: $159.78 $0.00
Disclosure

SEC source: 0001209191-18-055007 · doc4.xml · derivative · entry 8

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,533

Underlying: Class A Common Stock · 2,845 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 00:07 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass A Common Stock 2,845 $1,120.02 $3,186,456.90
Disclosure

SEC source: 0001209191-18-055007 · doc4.xml · nonDerivative · entry 4

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 12, 2018 Filed Oct 16, 2018 00:07 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass A Common Stock 2,845 $159.78 $454,571.26
Disclosure

SEC source: 0001209191-18-055007 · doc4.xml · nonDerivative · entry 3

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2018 Filed Oct 16, 2018 00:07 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass C Capital Stock 2,845 $1,110.70 $3,159,941.50
Disclosure

SEC source: 0001209191-18-055007 · doc4.xml · nonDerivative · entry 2

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,713

Read SEC document
October 12, 2018 Filed Oct 16, 2018 00:07 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass C Capital Stock 2,845 $159.14 $452,756.43
Disclosure

SEC source: 0001209191-18-055007 · doc4.xml · nonDerivative · entry 1

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:41 UTC KKR & Co. Inc. KKR · Entity 338 Exercise / conversionRestricted Stock Units · Derivative 7,372 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-040075 · form4.xml · derivative · entry 2

Drummond David C · CIK 0001295030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 7,372 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis.

F1 · derivative.exercise_date: 7,372 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis.

F1 · derivative.expiration_date: 7,372 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis.

F2 · ownership.nature: These securities are held by the Reporting Person's living trust.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:41 UTC KKR & Co. Inc. KKR · Entity 338 Exercise / conversionClass A Common Stock 7,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-040075 · form4.xml · nonDerivative · entry 1

Drummond David C · CIK 0001295030 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 7,372 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis.

F2 · ownership.nature: These securities are held by the Reporting Person's living trust.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:41 UTC Alphabet Inc. GOOG · Entity 2516 ConversionClass C Google Stock Units 1,324 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052475 · doc4.xml · nonDerivative · entry 3

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.

F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:41 UTC Alphabet Inc. GOOG · Entity 2516 Tax withholdingClass C Google Stock Units 1,302 $1,173.37 $1,527,727.74
Disclosure

SEC source: 0001209191-18-052475 · doc4.xml · nonDerivative · entry 2

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,455

F2 · security: The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.

F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 21:41 UTC Alphabet Inc. GOOG · Entity 2516 ConversionClass C Capital Stock 1,324 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052475 · doc4.xml · nonDerivative · entry 1

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 21:51 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class C Capital Stock · Derivative 2,845 $0.00 Strike: $159.14 $0.00
Disclosure

SEC source: 0001209191-18-050929 · doc4.xml · derivative · entry 9

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,378

Underlying: Class C Capital Stock · 2,845 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 21:51 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class A Common Stock · Derivative 2,845 $0.00 Strike: $159.78 $0.00
Disclosure

SEC source: 0001209191-18-050929 · doc4.xml · derivative · entry 8

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,378

Underlying: Class A Common Stock · 2,845 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 21:51 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass A Common Stock 2,845 $1,182.00 $3,362,790.00
Disclosure

SEC source: 0001209191-18-050929 · doc4.xml · nonDerivative · entry 4

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 12, 2018 Filed Sep 13, 2018 21:51 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass A Common Stock 2,845 $159.78 $454,571.26
Disclosure

SEC source: 0001209191-18-050929 · doc4.xml · nonDerivative · entry 3

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 21:51 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass C Capital Stock 2,845 $1,172.72 $3,336,388.40
Disclosure

SEC source: 0001209191-18-050929 · doc4.xml · nonDerivative · entry 2

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,389

Read SEC document
September 12, 2018 Filed Sep 13, 2018 21:51 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass C Capital Stock 2,845 $159.14 $452,756.43
Disclosure

SEC source: 0001209191-18-050929 · doc4.xml · nonDerivative · entry 1

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 21:01 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class C Capital Stock · Derivative 2,845 $0.00 Strike: $159.14 $0.00
Disclosure

SEC source: 0001209191-18-046461 · doc4.xml · derivative · entry 9

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,223

Underlying: Class C Capital Stock · 2,845 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 21:01 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class A Common Stock · Derivative 2,845 $0.00 Strike: $159.78 $0.00
Disclosure

SEC source: 0001209191-18-046461 · doc4.xml · derivative · entry 8

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,223

Underlying: Class A Common Stock · 2,845 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 21:01 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass A Common Stock 2,845 $1,251.20 $3,559,664.00
Disclosure

SEC source: 0001209191-18-046461 · doc4.xml · nonDerivative · entry 4

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 13, 2018 Filed Aug 13, 2018 21:01 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass A Common Stock 2,845 $159.78 $454,571.26
Disclosure

SEC source: 0001209191-18-046461 · doc4.xml · nonDerivative · entry 3

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2018 Filed Aug 13, 2018 21:01 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass C Capital Stock 2,845 $1,236.98 $3,519,208.10
Disclosure

SEC source: 0001209191-18-046461 · doc4.xml · nonDerivative · entry 2

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,389

Read SEC document
August 13, 2018 Filed Aug 13, 2018 21:01 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass C Capital Stock 2,845 $159.14 $452,756.43
Disclosure

SEC source: 0001209191-18-046461 · doc4.xml · nonDerivative · entry 1

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2018 Filed Jul 16, 2018 18:01 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class C Capital Stock · Derivative 2,845 $0.00 Strike: $159.14 $0.00
Disclosure

SEC source: 0001209191-18-042604 · doc4.xml · derivative · entry 9

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

Underlying: Class C Capital Stock · 2,845 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
July 12, 2018 Filed Jul 16, 2018 18:01 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class A Common Stock · Derivative 2,845 $0.00 Strike: $159.78 $0.00
Disclosure

SEC source: 0001209191-18-042604 · doc4.xml · derivative · entry 8

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

Underlying: Class A Common Stock · 2,845 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option is fully vested.

Read SEC document
July 12, 2018 Filed Jul 16, 2018 18:01 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass A Common Stock 2,845 $1,174.86 $3,342,476.70
Disclosure

SEC source: 0001209191-18-042604 · doc4.xml · nonDerivative · entry 4

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 12, 2018 Filed Jul 16, 2018 18:01 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass A Common Stock 2,845 $159.78 $454,571.26
Disclosure

SEC source: 0001209191-18-042604 · doc4.xml · nonDerivative · entry 3

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2018 Filed Jul 16, 2018 18:01 UTC Alphabet Inc. GOOG · Entity 2516 SaleClass C Capital Stock 2,845 $1,159.89 $3,299,887.05
Disclosure

SEC source: 0001209191-18-042604 · doc4.xml · nonDerivative · entry 2

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,389

Read SEC document
July 12, 2018 Filed Jul 16, 2018 18:01 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionClass C Capital Stock 2,845 $159.14 $452,756.43
Disclosure

SEC source: 0001209191-18-042604 · doc4.xml · nonDerivative · entry 1

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 16:49 UTC Alphabet Inc. GOOG · Entity 2516 ConversionClass C Google Stock Units 1,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039582 · doc4.xml · nonDerivative · entry 3

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.

F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 16:49 UTC Alphabet Inc. GOOG · Entity 2516 Tax withholdingClass C Google Stock Units 1,302 $1,155.48 $1,504,434.96
Disclosure

SEC source: 0001209191-18-039582 · doc4.xml · nonDerivative · entry 2

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,080

F2 · security: The GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates.

F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs.

Read SEC document
June 25, 2018 Filed Jun 27, 2018 16:49 UTC Alphabet Inc. GOOG · Entity 2516 ConversionClass C Capital Stock 1,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039582 · doc4.xml · nonDerivative · entry 1

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4.

Read SEC document
June 12, 2018 Filed Jun 13, 2018 23:11 UTC Alphabet Inc. GOOG · Entity 2516 Exercise / conversionOption to Purchase Class C Capital Stock · Derivative 2,845 $0.00 Strike: $159.14 $0.00
Disclosure

SEC source: 0001209191-18-037594 · doc4.xml · derivative · entry 10

Drummond David C · CIK 0001295030 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,913

Underlying: Class C Capital Stock · 2,845 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option is fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.