Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphabet Inc.GOOG · Entity 2516 | SVP, Corporate Development | January 02, 2020 | January 03, 2020 |
| KKR & Co. Inc.KKR · Entity 338 | Director | November 02, 2020 | November 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphabet Inc.
Report date January 02, 2020 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Capital StockSEC Table I · non-derivative | Direct | 46,329 |
Ending reported balance
After 2020-01-02 transaction · row 24
24 source rows · reconciled sequenceRow 1 · 2020-01-02 · Exercise / conversion · Acquired 800 · Balance 47,129 Row 2 · 2020-01-02 · Exercise / conversion · Acquired 9,762 · Balance 56,891 Row 3 · 2020-01-02 · Exercise / conversion · Acquired 2,882 · Balance 59,773 Row 4 · 2020-01-02 · Exercise / conversion · Acquired 14,985 · Balance 74,758 Row 5 · 2020-01-02 · Sale · Disposed 400 · Balance 74,358 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,341.55 to $1,342.54, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (20) to this Form 4. Row 6 · 2020-01-02 · Sale · Disposed 400 · Balance 73,958 F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,345.04 to $1,346.03, inclusive. Row 7 · 2020-01-02 · Sale · Disposed 1,100 · Balance 72,858 F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,347.35 to $1,348.34, inclusive. Row 8 · 2020-01-02 · Sale · Disposed 1,598 · Balance 71,260 F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,348.35 to $1,349.34, inclusive. Row 9 · 2020-01-02 · Sale · Disposed 602 · Balance 70,658 F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,349.41 to $1,350.40, inclusive. Row 10 · 2020-01-02 · Sale · Disposed 1,400 · Balance 69,258 F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,350.70 to $1,351.69, inclusive. Row 11 · 2020-01-02 · Sale · Disposed 2,212 · Balance 67,046 F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,351.83 to $1,352.82, inclusive. Row 12 · 2020-01-02 · Sale · Disposed 2,390 · Balance 64,656 F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,352.98 to $1,353.97, inclusive. Row 13 · 2020-01-02 · Sale · Disposed 1,110 · Balance 63,546 F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,353.98 to $1,354.97, inclusive. Row 14 · 2020-01-02 · Sale · Disposed 2,842 · Balance 60,704 F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,355.00 to $1,355.99, inclusive. Row 15 · 2020-01-02 · Sale · Disposed 2,410 · Balance 58,294 F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,356.00 to $1,356.99, inclusive. Row 16 · 2020-01-02 · Sale · Disposed 2,013 · Balance 56,281 F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,357.02 to $1,358.01, inclusive. Row 17 · 2020-01-02 · Sale · Disposed 748 · Balance 55,533 F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,358.03 to $1,359.02, inclusive. Row 18 · 2020-01-02 · Sale · Disposed 578 · Balance 54,955 F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,359.08 to $1,360.07, inclusive. Row 19 · 2020-01-02 · Sale · Disposed 500 · Balance 54,455 F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,360.09 to $1,361.08, inclusive. Row 20 · 2020-01-02 · Sale · Disposed 725 · Balance 53,730 F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,361.25 to $1,362.24, inclusive. Row 21 · 2020-01-02 · Sale · Disposed 600 · Balance 53,130 F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,362.58 to $1,363.57, inclusive. Row 22 · 2020-01-02 · Sale · Disposed 2,158 · Balance 50,972 F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,363.60 to $1,364.59, inclusive. Row 23 · 2020-01-02 · Sale · Disposed 3,692 · Balance 47,280 F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,641.61 to $1,365.60, inclusive. Row 24 · 2020-01-02 · Sale · Disposed 951 · Balance 46,329 F20: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,365.63 to $1,366.62, inclusive. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $316.94 · Expires 2022-04-04 | Direct | 0 |
Reported balance
After 2020-01-02 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2020-01-02 · Exercise / conversion · Disposed 14,985 · Balance 0 F22: Option is fully vested. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $316.94 · Expires 2022-04-04 | Direct | 0 |
Reported balance
After 2020-01-02 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2020-01-02 · Exercise / conversion · Disposed 2,882 · Balance 0 F22: Option is fully vested. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $286.52 · Expires 2021-04-06 | Direct | 0 |
Reported balance
After 2020-01-02 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2020-01-02 · Exercise / conversion · Disposed 9,762 · Balance 0 F22: Option is fully vested. |
| Option to Purchase Class C Capital StockSEC Table II · derivative / convertible security · Conversion / exercise price $281.61 · Expires 2020-12-01 | Direct | 5,198 |
Reported balance
After 2020-01-02 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2020-01-02 · Exercise / conversion · Disposed 800 · Balance 5,198 F22: Option is fully vested. |
| Class C Google Stock UnitsSEC Table I · non-derivative | Direct | 21,004 |
Reported balance
Holding disclosure · report date 2020-01-02 · row 25
Holding and transaction disclosures are not merged.
1 source rowRow 25 · Balance 21,004 F21: Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Class C capital stock for each share underlying the GSU as GSU vests. 1/16th of GSUs vested on March 25, 2018 and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,341.55 to $1,342.54, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (20) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,345.04 to $1,346.03, inclusive.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,347.35 to $1,348.34, inclusive.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,348.35 to $1,349.34, inclusive.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,349.41 to $1,350.40, inclusive.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,350.70 to $1,351.69, inclusive.
F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,351.83 to $1,352.82, inclusive.
F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,352.98 to $1,353.97, inclusive.
F9: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,353.98 to $1,354.97, inclusive.
F10: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,355.00 to $1,355.99, inclusive.
F11: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,356.00 to $1,356.99, inclusive.
F12: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,357.02 to $1,358.01, inclusive.
F13: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,358.03 to $1,359.02, inclusive.
F14: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,359.08 to $1,360.07, inclusive.
F15: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,360.09 to $1,361.08, inclusive.
F16: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,361.25 to $1,362.24, inclusive.
F17: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,362.58 to $1,363.57, inclusive.
F18: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,363.60 to $1,364.59, inclusive.
F19: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,641.61 to $1,365.60, inclusive.
F20: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,365.63 to $1,366.62, inclusive.
F21: Class C Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Class C capital stock for each share underlying the GSU as GSU vests. 1/16th of GSUs vested on March 25, 2018 and an additional 1/16th vests quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such vesting dates.
F22: Option is fully vested.
KKR & Co. Inc.
Report date November 02, 2020 · Filed November 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 48,363 |
Reported balance
After 2020-11-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-11-02 · Grant · Acquired 4,280 · Balance 48,363 F1: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2021. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc. F2: These securities are held by the Reporting Person's living trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2021. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.
F2: These securities are held by the Reporting Person's living trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,028 | $1,271.75 | $1,307,354.07 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 15 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,093 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,271.52 to $1,272.51, inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,200 | $1,270.66 | $1,524,795.96 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 14 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,121 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,270.21 to $1,271.20, inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 3,455 | $1,269.62 | $4,386,537.45 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 13 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,321 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,269.20 to $1,270.19, inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 4,654 | $1,268.70 | $5,904,537.25 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 12 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,776 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,268.18 to $1,269.17, inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 4,500 | $1,267.77 | $5,704,972.65 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 11 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,430 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,267.18 to $1,268.17, inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 900 | $1,266.37 | $1,139,731.11 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 10 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,930 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,266.05 to $1,267.04, inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 4,769 | $1,265.43 | $6,034,827.09 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 9 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,830 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,265.02 to $1,266.01, inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 4,801 | $1,264.46 | $6,070,695.98 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 8 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,599 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,264.01 to $1,265.00, inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 1,736 | $1,263.54 | $2,193,512.90 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 7 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,400 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,263.01 to $1,264.00, inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 500 | $1,262.30 | $631,148.50 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 6 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,136 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,261.75 to $1,262.74, inclusive. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 800 | $1,261.08 | $1,008,866.16 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 5 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,636 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,260.73 to $1,261.72, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (11) to this Form 4. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass C Capital Stock | 14,985 | $316.94 | $4,749,344.40 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass C Capital Stock | 2,882 | $316.94 | $913,420.79 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass C Capital Stock | 9,763 | $286.52 | $2,797,254.73 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:50 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass C Capital Stock | 800 | $281.61 | $225,288.56 |
DisclosureSEC source: 0001209191-19-055053 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 22:01 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantClass A Common Stock | 5,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-019648 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 44,083 F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2020. Upon vesting, each restricted stock unit will be settled by delivery of one share of Class A common stock of KKR & Co. Inc. F2 · ownership.nature: These securities are held by the Reporting Person's living trust. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:01 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Stock Units · Derivative | 6,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-017965 · form4.xml · derivative · entry 2 Drummond David C · CIK 0001295030 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 6,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 6,539 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F1 · derivative.exercise_date: 6,539 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F1 · derivative.expiration_date: 6,539 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F2 · ownership.nature: These securities are held by the Reporting Person's living trust. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:01 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionClass A Common Stock | 6,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-017965 · form4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 6,539 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F2 · ownership.nature: These securities are held by the Reporting Person's living trust. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 21:14 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class C Capital Stock · Derivative | 800 | $0.00 Strike: $281.61 | $0.00 |
DisclosureSEC source: 0001209191-19-051330 · doc4.xml · derivative · entry 9 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,598 Underlying: Class C Capital Stock · 800 shares Expires 2020-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option is fully vested. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 21:14 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class A Common Stock · Derivative | 800 | $0.00 Strike: $282.74 | $0.00 |
DisclosureSEC source: 0001209191-19-051330 · doc4.xml · derivative · entry 8 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,598 Underlying: Class A Common Stock · 800 shares Expires 2020-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option is fully vested. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 21:14 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 800 | $1,222.49 | $977,992.00 |
DisclosureSEC source: 0001209191-19-051330 · doc4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 21:14 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass A Common Stock | 800 | $282.74 | $226,191.52 |
DisclosureSEC source: 0001209191-19-051330 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 21:14 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 800 | $1,219.01 | $975,208.00 |
DisclosureSEC source: 0001209191-19-051330 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,006 Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 21:14 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass C Capital Stock | 800 | $281.61 | $225,288.56 |
DisclosureSEC source: 0001209191-19-051330 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2019 Filed Sep 28, 2019 01:19 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass C Google Stock Units | 1,302 | $1,218.76 | $1,586,825.52 |
DisclosureSEC source: 0001209191-19-051055 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,629 F2 · security: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates. F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. Read SEC document |
| September 25, 2019 Filed Sep 28, 2019 01:19 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Google Stock Units | 1,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051055 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates. F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4. Read SEC document |
| September 25, 2019 Filed Sep 28, 2019 01:19 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Capital Stock | 1,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051055 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 23:25 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class C Capital Stock · Derivative | 800 | $0.00 Strike: $281.61 | $0.00 |
DisclosureSEC source: 0001209191-19-048652 · doc4.xml · derivative · entry 9 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,398 Underlying: Class C Capital Stock · 800 shares Expires 2020-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option is fully vested. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 23:25 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class A Common Stock · Derivative | 800 | $0.00 Strike: $282.74 | $0.00 |
DisclosureSEC source: 0001209191-19-048652 · doc4.xml · derivative · entry 8 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,398 Underlying: Class A Common Stock · 800 shares Expires 2020-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option is fully vested. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 23:25 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 800 | $1,181.85 | $945,480.00 |
DisclosureSEC source: 0001209191-19-048652 · doc4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 23:25 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass A Common Stock | 800 | $282.74 | $226,191.52 |
DisclosureSEC source: 0001209191-19-048652 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 23:25 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 800 | $1,177.03 | $941,624.00 |
DisclosureSEC source: 0001209191-19-048652 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,682 Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 23:25 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass C Capital Stock | 800 | $281.61 | $225,288.56 |
DisclosureSEC source: 0001209191-19-048652 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:24 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class C Capital Stock · Derivative | 800 | $0.00 Strike: $281.61 | $0.00 |
DisclosureSEC source: 0001209191-19-044252 · doc4.xml · derivative · entry 9 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,198 Underlying: Class C Capital Stock · 800 shares Expires 2020-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option is fully vested. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:24 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class A Common Stock · Derivative | 800 | $0.00 Strike: $282.74 | $0.00 |
DisclosureSEC source: 0001209191-19-044252 · doc4.xml · derivative · entry 8 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,198 Underlying: Class A Common Stock · 800 shares Expires 2020-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option is fully vested. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:24 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 800 | $1,217.63 | $974,104.00 |
DisclosureSEC source: 0001209191-19-044252 · doc4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:24 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass A Common Stock | 800 | $282.74 | $226,191.52 |
DisclosureSEC source: 0001209191-19-044252 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:24 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 800 | $1,213.14 | $970,512.00 |
DisclosureSEC source: 0001209191-19-044252 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,682 Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 20:24 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass C Capital Stock | 800 | $281.61 | $225,288.56 |
DisclosureSEC source: 0001209191-19-044252 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 23:47 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass C Google Stock Units | 1,303 | $1,115.52 | $1,453,522.56 |
DisclosureSEC source: 0001209191-19-039384 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,255 F2 · security: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates. F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 23:47 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Google Stock Units | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039384 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates. F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 23:47 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Capital Stock | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039384 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 01:31 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Google Stock Units | 1,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021380 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates. F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 01:31 UTC | Alphabet Inc. GOOG · Entity 2516 | Tax withholdingClass C Google Stock Units | 1,302 | $1,205.50 | $1,569,561.00 |
DisclosureSEC source: 0001209191-19-021380 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,204 F2 · security: The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/16th of GSUs will vest on March 25, 2018 and an additional 1/16th will vest quarterly on the 25th day of the month until the units are fully vested, subject to continued employment on such vesting dates. F3 · kind: Shares withheld to satisfy tax obligations arising out of vesting of GSUs. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 01:31 UTC | Alphabet Inc. GOOG · Entity 2516 | ConversionClass C Capital Stock | 1,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021380 · doc4.xml · nonDerivative · entry 1 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4. Read SEC document |
| January 14, 2019 Filed Jan 14, 2019 21:40 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class C Capital Stock · Derivative | 2,844 | $0.00 Strike: $159.14 | $0.00 |
DisclosureSEC source: 0001209191-19-003561 · doc4.xml · derivative · entry 9 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Capital Stock · 2,844 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option is fully vested. Read SEC document |
| January 14, 2019 Filed Jan 14, 2019 21:40 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionOption to Purchase Class A Common Stock · Derivative | 2,844 | $0.00 Strike: $159.78 | $0.00 |
DisclosureSEC source: 0001209191-19-003561 · doc4.xml · derivative · entry 8 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,844 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option is fully vested. Read SEC document |
| January 14, 2019 Filed Jan 14, 2019 21:40 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass A Common Stock | 2,844 | $1,053.34 | $2,995,698.96 |
DisclosureSEC source: 0001209191-19-003561 · doc4.xml · nonDerivative · entry 4 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 14, 2019 Filed Jan 14, 2019 21:40 UTC | Alphabet Inc. GOOG · Entity 2516 | Exercise / conversionClass A Common Stock | 2,844 | $159.78 | $454,411.48 |
DisclosureSEC source: 0001209191-19-003561 · doc4.xml · nonDerivative · entry 3 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2019 Filed Jan 14, 2019 21:40 UTC | Alphabet Inc. GOOG · Entity 2516 | SaleClass C Capital Stock | 2,844 | $1,046.92 | $2,977,440.48 |
DisclosureSEC source: 0001209191-19-003561 · doc4.xml · nonDerivative · entry 2 Drummond David C · CIK 0001295030 · SVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,036 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.