Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Director | December 31, 2019 | January 04, 2020 |
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | EVP, CFO | September 21, 2007 | September 24, 2007 |
| INTUIT INC.INTU · Entity 2373 | Director | January 18, 2023 | January 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date December 31, 2019 · Filed January 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,247 |
Reported balance
After 2019-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-31 · Grant · Acquired 800 · Balance 70,247 F1: Represents number of restricted stock units automatically acquired based on a value of $61.04 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2019, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors. F2: Number of shares includes: (a) 58,870 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors, and (b) 5,988 restricted stock units previously reported that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in March 2020 (subject to continued service as a director through the vesting date). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents number of restricted stock units automatically acquired based on a value of $61.04 per share, the closing price of Applied Materials, Inc. ("Applied") common stock on December 31, 2019, in a transaction exempt under Rule 16b-3(d). This automatic acquisition resulted from dividends accrued on vested restricted stock units that, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.
F2: Number of shares includes: (a) 58,870 restricted stock units previously reported that have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors, and (b) 5,988 restricted stock units previously reported that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in March 2020 (subject to continued service as a director through the vesting date).
CISCO SYSTEMS, INC.
Report date September 21, 2007 · Filed September 24, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 103,042 |
Reported balance
After 2007-09-21 transaction · row 1
1 source rowRow 1 · 2007-09-21 · Tax withholding · Disposed 9,150 · Balance 103,042 F1: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the Reporting Person in a Form 4 filed with the Commission on September 21, 2006. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of tax liability as a result of the partial settlement of a restricted stock unit award originally reported by the Reporting Person in a Form 4 filed with the Commission on September 21, 2006.
INTUIT INC.
Report date January 18, 2023 · Filed January 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,308 |
Ending reported balance
After 2023-01-18 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2023-01-18 · Exercise / conversion · Acquired 1,550 · Balance 8,004 Row 2 · 2023-01-18 · Exercise / conversion · Acquired 1,215 · Balance 9,219 Row 3 · 2023-01-18 · Exercise / conversion · Acquired 903 · Balance 10,122 Row 4 · 2023-01-18 · Exercise / conversion · Acquired 694 · Balance 10,816 Row 5 · 2023-01-18 · Exercise / conversion · Acquired 492 · Balance 11,308 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-01-18 · Exercise / conversion · Disposed 1,550 · Balance 0 F1: 1-for-1 F2: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-01-18 · Exercise / conversion · Disposed 1,215 · Balance 0 F1: 1-for-1 F2: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-01-18 · Exercise / conversion · Disposed 903 · Balance 0 F1: 1-for-1 F2: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-01-18 · Exercise / conversion · Disposed 694 · Balance 0 F1: 1-for-1 F2: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-18 | Direct | 0 |
Reported balance
After 2023-01-18 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-01-18 · Exercise / conversion · Disposed 492 · Balance 0 F1: 1-for-1 F2: Represents vesting date for these Restricted Stock Units, subject to deferred release. F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1
F2: Represents vesting date for these Restricted Stock Units, subject to deferred release.
F3: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2005 Filed Dec 23, 2005 01:57 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001199683-05-000117 · edgardoc.xml · derivative · entry 5 POWELL DENNIS D · CIK 0001231878 · SVP,CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2006-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 22, 2004. F2 · derivative.exercise_date: The option vested as to twenty-five percent (25%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining seventy-five percent (75%) of the shares thereafter in thirty-six (36) successive equal monthly installments. Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 01:57 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | SaleCommon Stock | 90,000 | $17.20 | $1,548,000.00 |
DisclosureSEC source: 0001199683-05-000117 · edgardoc.xml · nonDerivative · entry 4 POWELL DENNIS D · CIK 0001231878 · SVP,CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,858 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 22, 2004. Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 01:57 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionCommon Stock | 90,000 | $5.65 | $508,752.00 |
DisclosureSEC source: 0001199683-05-000117 · edgardoc.xml · nonDerivative · entry 3 POWELL DENNIS D · CIK 0001231878 · SVP,CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 22, 2004. Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 01:57 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | SaleCommon Stock | 93,750 | $17.20 | $1,612,500.00 |
DisclosureSEC source: 0001199683-05-000117 · edgardoc.xml · nonDerivative · entry 2 POWELL DENNIS D · CIK 0001231878 · SVP,CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,858 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 22, 2004. Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 01:57 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionCommon Stock | 93,750 | $7.29 | $683,596.88 |
DisclosureSEC source: 0001199683-05-000117 · edgardoc.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · SVP,CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 22, 2004. Read SEC document |
| September 29, 2005 Filed Sep 30, 2005 01:30 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $17.86 | $0.00 |
DisclosureSEC source: 0001199683-05-000078 · edgardoc.xml · derivative · entry 1 POWELL DENNIS D · CIK 0001231878 · SVP,CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2014-09-29 F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| August 23, 2004 Filed Aug 26, 2004 00:08 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 550,000 | $0.00 Strike: $19.18 | $0.00 |
DisclosureSEC source: 0001199683-04-000058 · edgardoc.xml · derivative · entry 1 POWELL DENNIS D · CIK 0001231878 · SVP,CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires 2013-08-23 F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 22:16 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $19.59 | $0.00 |
DisclosureSEC source: 0001199683-03-000057 · edgardoc.xml · derivative · entry 1 POWELL DENNIS D · CIK 0001231878 · SVP,CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2012-09-02 F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| Date not disclosed Filed May 23, 2003 23:03 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | OtherCommon Stock | 4,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001199683-03-000015 · edgardoc.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · SVP,Corporate Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.