Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Executive VP & General Counsel | February 10, 2020 | February 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date February 10, 2020 · Filed February 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,812 |
Ending reported balance
After 2020-02-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-10 · Grant · Acquired 15,618 · Balance 53,058 F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2017 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 114% level. Row 2 · 2020-02-10 · Tax withholding · Disposed 7,246 · Balance 45,812 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 9,021 |
Reported balance
Holding disclosure · report date 2020-02-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,021 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,546.02 |
Reported balance
Holding disclosure · report date 2020-02-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,546.02 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2017 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 114% level.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $78.06 | $15,612.00 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,432 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $78.07 | $7,807.00 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,632 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $78.17 | $7,817.00 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,732 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 50 | $78.21 | $3,910.50 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,832 Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,778 | $84.00 | $149,353.78 |
DisclosureSEC source: 0001225208-12-005439 · doc4.xml · nonDerivative · entry 5 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,882 Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 638 | $84.01 | $53,598.38 |
DisclosureSEC source: 0001225208-12-005439 · doc4.xml · nonDerivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,660 Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 384 | $84.02 | $32,263.68 |
DisclosureSEC source: 0001225208-12-005439 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,298 Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $84.01 | $8,401.11 |
DisclosureSEC source: 0001225208-12-005439 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,682 Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $84.03 | $8,402.50 |
DisclosureSEC source: 0001225208-12-005439 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,782 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:18 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,940 | $80.57 | $236,875.80 |
DisclosureSEC source: 0001225208-12-003367 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,882 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:18 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 8,772 | $80.57 | $706,760.04 |
DisclosureSEC source: 0001225208-12-003367 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,822 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:30 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 75,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000902 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,500 Underlying: Common Stock · 75,500 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 20,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| April 21, 2011 Filed Apr 21, 2011 21:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,500 | $86.00 | $301,000.00 |
DisclosureSEC source: 0001225208-11-012132 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,050 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,600 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-11-006888 · doc4.xml · derivative · entry 6 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,600 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 6,931 | $85.01 | $589,204.31 |
DisclosureSEC source: 0001225208-11-006888 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,550 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,068 | $85.01 | $175,800.68 |
DisclosureSEC source: 0001225208-11-006888 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,481 Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 22:29 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 12,600 | $46.76 | $589,176.00 |
DisclosureSEC source: 0001225208-11-006888 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:55 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,988 | $83.66 | $249,976.08 |
DisclosureSEC source: 0001225208-11-005211 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,949 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:55 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 9,030 | $83.66 | $755,449.80 |
DisclosureSEC source: 0001225208-11-005211 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,937 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:23 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 66,500 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001113 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,500 Underlying: Common Stock · 66,500 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 17,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| February 10, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,115 | $65.40 | $138,321.00 |
DisclosureSEC source: 0001225208-10-003915 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,907 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 6,300 | $65.40 | $412,020.00 |
DisclosureSEC source: 0001225208-10-003915 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,022 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 60,500 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001006 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,500 Underlying: Common Stock · 60,500 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 17,400 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · derivative · entry 22 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,800 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · derivative · entry 21 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,800 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,100 | $56.00 | $453,600.00 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 18 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,722 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,710 | $55.84 | $318,869.24 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 17 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,822 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,500 | $56.00 | $196,003.50 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 16 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,532 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,400 | $55.96 | $134,304.24 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 15 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,032 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,700 | $55.96 | $95,133.70 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 14 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,432 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,400 | $56.00 | $78,400.14 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 13 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,132 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,100 | $55.96 | $61,558.20 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 12 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,532 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 390 | $56.00 | $21,840.16 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 11 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,632 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 300 | $55.96 | $16,788.09 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 10 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,022 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 300 | $56.01 | $16,803.00 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 9 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,322 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 300 | $56.01 | $16,803.09 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 8 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,622 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $55.96 | $11,192.18 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 7 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,922 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $55.85 | $5,585.06 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 6 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,122 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $55.96 | $5,596.05 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 5 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,222 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $56.00 | $5,600.07 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,322 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $56.00 | $5,600.09 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,422 Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 12,800 | $32.17 | $411,776.00 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2009 Filed Aug 11, 2009 21:50 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 13,000 | $31.71 | $412,165.00 |
DisclosureSEC source: 0001225208-09-017187 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:11 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,292 | $49.62 | $113,729.04 |
DisclosureSEC source: 0001225208-09-003416 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,722 Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:11 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 7,014 | $49.62 | $348,034.68 |
DisclosureSEC source: 0001225208-09-003416 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,014 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:13 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 74,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000824 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Underlying: Common Stock · 74,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 17,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:53 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 90,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006544 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:40 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 43,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000657 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 Underlying: Common Stock · 43,500 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 10,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| October 01, 2007 Filed Oct 3, 2007 21:03 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 8,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000110 · gil629.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,530 Underlying: Common Stock · 8,530 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.