Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Executive VP & General Counsel | February 10, 2020 | February 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date February 10, 2020 · Filed February 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,812 |
Ending reported balance
After 2020-02-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-10 · Grant · Acquired 15,618 · Balance 53,058 F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2017 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 114% level. Row 2 · 2020-02-10 · Tax withholding · Disposed 7,246 · Balance 45,812 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 9,021 |
Reported balance
Holding disclosure · report date 2020-02-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,021 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,546.02 |
Reported balance
Holding disclosure · report date 2020-02-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,546.02 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2017 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 114% level.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2017 Filed Feb 8, 2017 21:42 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 9,556 | $111.15 | $1,062,149.40 |
DisclosureSEC source: 0001225208-17-002661 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,222 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:42 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 45,000 | $70.81 | $3,186,450.00 |
DisclosureSEC source: 0001225208-17-002661 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 41,500 | $110.83 Strike: $110.83 | $4,599,445.00 |
DisclosureSEC source: 0001225208-17-000725 · doc4.xml · derivative · entry 5 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,500 Underlying: Common Stock · 41,500 shares Expires 2027-01-02 F2 · balance_after: The reporting person was also awarded 13,700 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 5,500 | $110.83 | $609,565.00 |
DisclosureSEC source: 0001225208-17-000725 · doc4.xml · derivative · entry 4 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:02 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 45,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-16-042967 · doc4.xml · derivative · entry 6 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2018-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50% of the stock appreciation rights became exercisable on April 9, 2011 and the remaining 50% became exercisable on April 9, 2012. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:02 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 29,204 | $109.11 | $3,186,448.44 |
DisclosureSEC source: 0001225208-16-042967 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,778 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:02 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 15,796 | $108.98 | $1,721,414.91 |
DisclosureSEC source: 0001225208-16-042967 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,982 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices ranged from $108.950 to $109.092 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:02 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 45,000 | $70.81 | $3,186,450.00 |
DisclosureSEC source: 0001225208-16-042967 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 20,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-16-037822 · doc4.xml · derivative · entry 6 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 13,798 | $109.01 | $1,504,119.98 |
DisclosureSEC source: 0001225208-16-037822 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,778 Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,202 | $109.00 | $676,031.64 |
DisclosureSEC source: 0001225208-16-037822 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,576 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices ranged from $109.00 to $109.013 per share. Upon request, the reporting person will provide to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| August 11, 2016 Filed Aug 12, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 20,000 | $75.21 | $1,504,200.00 |
DisclosureSEC source: 0001225208-16-037822 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| July 27, 2016 Filed Jul 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 23,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-16-037155 · doc4.xml · derivative · entry 6 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 23,500 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2016 Filed Jul 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 16,356 | $108.06 | $1,767,429.36 |
DisclosureSEC source: 0001225208-16-037155 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,778 Read SEC document |
| July 27, 2016 Filed Jul 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,144 | $108.05 | $771,909.91 |
DisclosureSEC source: 0001225208-16-037155 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,134 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices ranged from $108.05 to $108.06 per share. Upon request, the reporting person will provide to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| July 27, 2016 Filed Jul 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 23,500 | $75.21 | $1,767,435.00 |
DisclosureSEC source: 0001225208-16-037155 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| June 08, 2016 Filed Jun 10, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 23,300 | $0.00 Strike: $62.81 | $0.00 |
DisclosureSEC source: 0001225208-16-034922 · doc4.xml · derivative · entry 6 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,300 shares Expires 2017-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2016 Filed Jun 10, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 14,342 | $102.04 | $1,463,457.68 |
DisclosureSEC source: 0001225208-16-034922 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,778 Read SEC document |
| June 08, 2016 Filed Jun 10, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,958 | $102.04 | $914,097.61 |
DisclosureSEC source: 0001225208-16-034922 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,120 Read SEC document |
| June 08, 2016 Filed Jun 10, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 23,300 | $62.81 | $1,463,473.00 |
DisclosureSEC source: 0001225208-16-034922 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:03 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,712 | $86.96 | $235,835.52 |
DisclosureSEC source: 0001225208-16-026330 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,778 Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:03 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 7,876 | $86.96 | $684,896.96 |
DisclosureSEC source: 0001225208-16-026330 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,490 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2013 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share growth and total shareholder return over a three-year performance period. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 22:05 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 86,000 | $95.57 Strike: $95.57 | $8,219,020.00 |
DisclosureSEC source: 0001225208-16-023809 · doc4.xml · derivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 Underlying: Common Stock · 86,000 shares Expires 2026-01-03 F1 · balance_after: The reporting person was also awarded 17,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| October 26, 2015 Filed Oct 28, 2015 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,889 | $100.88 | $291,442.32 |
DisclosureSEC source: 0001225208-15-019960 · doc4.xml · nonDerivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,614 Read SEC document |
| October 26, 2015 Filed Oct 28, 2015 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $100.86 | $50,432.00 |
DisclosureSEC source: 0001225208-15-019960 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,503 Read SEC document |
| October 26, 2015 Filed Oct 28, 2015 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $100.88 | $40,352.40 |
DisclosureSEC source: 0001225208-15-019960 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,003 Read SEC document |
| October 26, 2015 Filed Oct 28, 2015 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 211 | $100.86 | $21,281.46 |
DisclosureSEC source: 0001225208-15-019960 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,403 Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:12 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 7,557 | $119.32 | $901,701.24 |
DisclosureSEC source: 0001225208-15-003592 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,614 Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:12 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 18,000 | $119.32 | $2,147,760.00 |
DisclosureSEC source: 0001225208-15-003592 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,171 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 22:12 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 64,500 | $115.04 Strike: $115.04 | $7,420,080.00 |
DisclosureSEC source: 0001225208-15-000857 · doc4.xml · derivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,500 Underlying: Common Stock · 64,500 shares Expires 2025-01-01 F1 · balance_after: The reporting person was also awarded 15,400 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period. Read SEC document |
| February 24, 2014 Filed Feb 25, 2014 22:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $117.08 | $1,170,781.00 |
DisclosureSEC source: 0001225208-14-006139 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,171 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 117.07 to 117.10. Upon request UTC will provide full information as to shares sold at each separate prices. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:56 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 10,103 | $111.60 | $1,127,494.80 |
DisclosureSEC source: 0001225208-14-004379 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,171 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:56 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 23,392 | $111.60 | $2,610,547.20 |
DisclosureSEC source: 0001225208-14-004379 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,274 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:19 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 50,500 | $112.49 Strike: $112.49 | $5,680,745.00 |
DisclosureSEC source: 0001225208-14-001032 · doc4.xml · derivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,500 Underlying: Common Stock · 50,500 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 13,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 11,600 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0001225208-13-016969 · doc4.xml · derivative · entry 6 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,600 shares Expires 2016-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:06 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 6,244 | $105.02 | $655,744.88 |
DisclosureSEC source: 0001225208-13-016969 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,882 Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,356 | $105.05 | $562,664.40 |
DisclosureSEC source: 0001225208-13-016969 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,126 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.05 to $105.06. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| July 29, 2013 Filed Jul 31, 2013 21:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 11,600 | $56.53 | $655,748.00 |
DisclosureSEC source: 0001225208-13-016969 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2013 Filed Mar 11, 2013 21:20 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,500 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-13-007272 · doc4.xml · derivative · entry 5 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,500 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2013 Filed Mar 11, 2013 21:20 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 15,500 | $92.25 | $1,429,875.00 |
DisclosureSEC source: 0001225208-13-007272 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,882 Read SEC document |
| March 11, 2013 Filed Mar 11, 2013 21:20 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 15,500 | $51.50 | $798,250.00 |
DisclosureSEC source: 0001225208-13-007272 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2013 Filed Mar 5, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,750 | $91.21 | $342,026.25 |
DisclosureSEC source: 0001225208-13-006661 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,882 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.20 to $91.22. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 6,628 | $89.61 | $593,935.08 |
DisclosureSEC source: 0001225208-13-003978 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,632 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:10 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 16,878 | $89.61 | $1,512,437.58 |
DisclosureSEC source: 0001225208-13-003978 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,260 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,750 | $88.41 | $419,959.38 |
DisclosureSEC source: 0001225208-13-002066 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,382 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.41 to $88.435. Upon request UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 73,000 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000880 · doc4.xml · derivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,000 Underlying: Common Stock · 73,000 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 17,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 801 | $78.16 | $62,606.16 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 8 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,132 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 600 | $78.17 | $46,903.50 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 7 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,933 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 598 | $78.05 | $46,673.90 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 6 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,533 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 301 | $78.15 | $23,523.15 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 5 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,131 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.