Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOEING COBA · Entity 2862 | Director | July 01, 2026 | July 06, 2026 |
| CARRIER GLOBAL CorpCARR · Entity 3043 | Director · Chairman and CEO | February 01, 2026 | February 04, 2026 |
| RTX CorpUTX · Entity 2823 | President & CEO, Carrier | February 12, 2020 | February 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOEING CO
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,675.802 |
Reported balance
After 2026-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 383 · Balance 7,675.802 F1: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units are convertible into common stock on a 1-for-1 basis.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director.
CARRIER GLOBAL Corp
Report date February 01, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 589,549 |
Ending reported balance
After 2026-02-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-01 · Grant · Acquired 90,872 · Balance 625,346 F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Row 2 · 2026-02-01 · Tax withholding · Disposed 35,797 · Balance 589,549 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 176,397 |
Reported balance
Holding disclosure · report date 2026-02-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 176,397 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's Trust | 102,374 |
Reported balance
Holding disclosure · report date 2026-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 102,374 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.
RTX Corp
Report date February 12, 2020 · Filed February 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,965 |
Ending reported balance
After 2020-02-12 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2020-02-12 · Exercise / conversion · Acquired 37,467 · Balance 56,084 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 2 · 2020-02-12 · Exercise / conversion · Acquired 24,500 · Balance 80,584 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 3 · 2020-02-12 · Exercise / conversion · Acquired 18,900 · Balance 99,484 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 4 · 2020-02-12 · Exercise / conversion · Acquired 7,569 · Balance 107,053 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 5 · 2020-02-12 · Disposition to issuer · Disposed 49,597 · Balance 57,456 Row 6 · 2020-02-12 · Sale · Disposed 51,491 · Balance 5,965 F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $153.56 to $155.29 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $84.00 · Expires 2023-01-01 | Direct | 0 |
Reported balance
After 2020-02-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-02-12 · Exercise / conversion · Disposed 18,900 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $112.49 · Expires 2024-01-01 | Direct | 0 |
Reported balance
After 2020-02-12 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-02-12 · Exercise / conversion · Disposed 24,500 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $74.79 · Expires 2022-07-31 | Direct | 0 |
Reported balance
After 2020-02-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-02-12 · Exercise / conversion · Disposed 7,569 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $74.79 · Expires 2022-07-31 | Direct | 0 |
Reported balance
After 2020-02-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-02-12 · Exercise / conversion · Disposed 37,467 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 2,810 |
Reported balance
Holding disclosure · report date 2020-02-12 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,810 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's Trust | 12,893 |
Reported balance
Holding disclosure · report date 2020-02-12 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 12,893 |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $153.56 to $155.29 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2019 Filed Feb 22, 2019 21:33 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,200 | $128.26 | $923,489.28 |
DisclosureSEC source: 0001225208-19-003391 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Pres & COO, Collins Aerospace 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's Trust Disclosed balance after: 12,893 F1 · balance_after: On or about February 14, 2019, the reporting person transferred 11,351 shares, which he held directly, to the trust. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:33 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 6,977 | $122.72 | $856,217.44 |
DisclosureSEC source: 0001225208-19-002442 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Pres & COO, Collins Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,351 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:33 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 18,328 | $122.72 | $2,249,212.16 |
DisclosureSEC source: 0001225208-19-002442 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Pres & COO, Collins Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,328 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2016 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 116% level. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:32 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 101,500 | $120.77 Strike: $120.77 | $12,258,155.00 |
DisclosureSEC source: 0001225208-19-001962 · doc4.xml · derivative · entry 3 Gitlin David L. · CIK 0001631473 · Pres & COO, Collins Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,500 Underlying: Common Stock · 101,500 shares Expires 2029-02-04 F1 · balance_after: The reporting person was also awarded 18,300 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:50 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 924 | $127.38 | $117,699.12 |
DisclosureSEC source: 0001225208-18-002912 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,156 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:50 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 3,080 | $127.38 | $392,330.40 |
DisclosureSEC source: 0001225208-18-002912 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,080 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) awarded to the reporting person on January 2, 2015, under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share growth and total shareholder return over a three-year performance period, which ended on December 31, 2017. The performance criteria were satisfied at the 28% level. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:32 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 53,500 | $128.16 Strike: $128.16 | $6,856,560.00 |
DisclosureSEC source: 0001225208-18-000665 · doc4.xml · derivative · entry 4 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,500 Underlying: Common Stock · 53,500 shares Expires 2028-01-01 F2 · balance_after: The reporting person was also awarded 16,100 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:32 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 6,500 | $128.16 | $833,040.00 |
DisclosureSEC source: 0001225208-18-000665 · doc4.xml · derivative · entry 3 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 20:32 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 34,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016245 · doc4.xml · derivative · entry 3 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 34,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. F1 · price: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. F2 · derivative.exercise_date: The reporting person was awarded 34,000 RSUs, which, with accumuated dividend equivalents, vest on October 11, 2020. F2 · derivative.expiration_date: The reporting person was awarded 34,000 RSUs, which, with accumuated dividend equivalents, vest on October 11, 2020. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 17,800 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-17-003390 · doc4.xml · derivative · entry 8 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,800 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 10,500 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-17-003390 · doc4.xml · derivative · entry 7 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,500 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:34 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 19,332 | $111.64 | $2,158,224.48 |
DisclosureSEC source: 0001225208-17-003390 · doc4.xml · nonDerivative · entry 4 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,968 | $111.67 | $1,001,411.72 |
DisclosureSEC source: 0001225208-17-003390 · doc4.xml · nonDerivative · entry 3 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,332 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,500 | $78.99 | $829,395.00 |
DisclosureSEC source: 0001225208-17-003390 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 17,800 | $74.66 | $1,328,948.00 |
DisclosureSEC source: 0001225208-17-003390 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:43 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 7,569 | $0.00 Strike: $74.79 | $0.00 |
DisclosureSEC source: 0001225208-17-002663 · doc4.xml · derivative · entry 3 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,569 Underlying: Common Stock · 7,569 shares Expires 2022-07-31 F1 · date: On August 1, 2012, the reporting person was granted 75,690 performance stock appreciation rights, 50% of which became exercisable on February 9, 2015 and 50% of which became exercisable on December 31, 2016, in each case subject to and following confirmation of achievement of pre-established business unit earnings, sales and other financial targets. The performance criteria were satisfied at the 20% level for the second 50% of the grant, resulting in the vesting of 7,569 stock appreciation rights and the cancellation of 30,276 stock appreciation rights, both as of February 6, 2017. F1 · shares: On August 1, 2012, the reporting person was granted 75,690 performance stock appreciation rights, 50% of which became exercisable on February 9, 2015 and 50% of which became exercisable on December 31, 2016, in each case subject to and following confirmation of achievement of pre-established business unit earnings, sales and other financial targets. The performance criteria were satisfied at the 20% level for the second 50% of the grant, resulting in the vesting of 7,569 stock appreciation rights and the cancellation of 30,276 stock appreciation rights, both as of February 6, 2017. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 55,000 | $110.83 Strike: $110.83 | $6,095,650.00 |
DisclosureSEC source: 0001225208-17-000720 · doc4.xml · derivative · entry 4 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2027-01-02 F3 · balance_after: The reporting person was also awarded 18,300 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:36 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 7,400 | $110.83 | $820,142.00 |
DisclosureSEC source: 0001225208-17-000720 · doc4.xml · derivative · entry 3 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 7,400 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. F2 · derivative.expiration_date: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| April 28, 2016 Filed Apr 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 8,500 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-16-032013 · doc4.xml · derivative · entry 9 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2016 Filed Apr 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 7,350 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-16-032013 · doc4.xml · derivative · entry 8 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,350 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2016 Filed Apr 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 3,300 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-16-032013 · doc4.xml · derivative · entry 7 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,300 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2016 Filed Apr 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 12,059 | $104.55 | $1,260,768.45 |
DisclosureSEC source: 0001225208-16-032013 · doc4.xml · nonDerivative · entry 5 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,586 Read SEC document |
| April 28, 2016 Filed Apr 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,091 | $104.22 | $739,024.02 |
DisclosureSEC source: 0001225208-16-032013 · doc4.xml · nonDerivative · entry 4 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,645 Read SEC document |
| April 28, 2016 Filed Apr 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 3,300 | $75.21 | $248,193.00 |
DisclosureSEC source: 0001225208-16-032013 · doc4.xml · nonDerivative · entry 3 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2016 Filed Apr 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 7,350 | $54.95 | $403,882.50 |
DisclosureSEC source: 0001225208-16-032013 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2016 Filed Apr 29, 2016 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 8,500 | $71.63 | $608,855.00 |
DisclosureSEC source: 0001225208-16-032013 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:06 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 693 | $86.96 | $60,263.28 |
DisclosureSEC source: 0001225208-16-026339 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,586 Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:06 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 2,033 | $86.96 | $176,789.68 |
DisclosureSEC source: 0001225208-16-026339 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,279 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2013 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share growth and total shareholder return over a three-year performance period. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 22:04 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 79,000 | $95.57 Strike: $95.57 | $7,550,030.00 |
DisclosureSEC source: 0001225208-16-023803 · doc4.xml · derivative · entry 3 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,000 Underlying: Common Stock · 79,000 shares Expires 2026-01-03 F1 · balance_after: The reporting person was also awarded 15,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| May 15, 2015 Filed May 19, 2015 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 5,900 | $0.00 Strike: $62.81 | $0.00 |
DisclosureSEC source: 0001225208-15-012467 · doc4.xml · derivative · entry 5 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,900 shares Expires 2017-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2015 Filed May 19, 2015 21:03 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 3,108 | $119.21 | $370,504.68 |
DisclosureSEC source: 0001225208-15-012467 · doc4.xml · nonDerivative · entry 3 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,246 Read SEC document |
| May 15, 2015 Filed May 19, 2015 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,792 | $119.24 | $332,909.70 |
DisclosureSEC source: 0001225208-15-012467 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,354 Read SEC document |
| May 15, 2015 Filed May 19, 2015 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 5,900 | $62.81 | $370,579.00 |
DisclosureSEC source: 0001225208-15-012467 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:11 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 37,467 | $0.00 Strike: $74.79 | $0.00 |
DisclosureSEC source: 0001225208-15-003591 · doc4.xml · derivative · entry 4 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,467 Underlying: Common Stock · 37,467 shares Expires 2022-07-31 F2 · date: On August 1, 2012, the reporting person was granted 75,690 performance stock appreciation rights, 50% of which became exercisable on February 9, 2015 and 50% of which may become exercisable December 31, 2016, in each case subject to and following confirmation of achievement of pre-established business unit earnings, sales and other financial targets. The grant of 75,690 performance stock appreciation rights was incorrectly reported on a Form 3 filed on January 26, 2015 (performance-based stock appreciation rights not tied to the market price of the issuer's stock need not be reported until vesting upon achievement of performance conditions). The performance criteria were satisfied at the 99% level for the first 50% of the grant, resulting in the vesting of 37,467 stock appreciation rights and the cancellation of 378 stock appreciation rights, both as of February 9, 2015. F2 · shares: On August 1, 2012, the reporting person was granted 75,690 performance stock appreciation rights, 50% of which became exercisable on February 9, 2015 and 50% of which may become exercisable December 31, 2016, in each case subject to and following confirmation of achievement of pre-established business unit earnings, sales and other financial targets. The grant of 75,690 performance stock appreciation rights was incorrectly reported on a Form 3 filed on January 26, 2015 (performance-based stock appreciation rights not tied to the market price of the issuer's stock need not be reported until vesting upon achievement of performance conditions). The performance criteria were satisfied at the 99% level for the first 50% of the grant, resulting in the vesting of 37,467 stock appreciation rights and the cancellation of 378 stock appreciation rights, both as of February 9, 2015. F2 · derivative.underlying_shares: On August 1, 2012, the reporting person was granted 75,690 performance stock appreciation rights, 50% of which became exercisable on February 9, 2015 and 50% of which may become exercisable December 31, 2016, in each case subject to and following confirmation of achievement of pre-established business unit earnings, sales and other financial targets. The grant of 75,690 performance stock appreciation rights was incorrectly reported on a Form 3 filed on January 26, 2015 (performance-based stock appreciation rights not tied to the market price of the issuer's stock need not be reported until vesting upon achievement of performance conditions). The performance criteria were satisfied at the 99% level for the first 50% of the grant, resulting in the vesting of 37,467 stock appreciation rights and the cancellation of 378 stock appreciation rights, both as of February 9, 2015. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:11 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,423 | $119.32 | $169,792.36 |
DisclosureSEC source: 0001225208-15-003591 · doc4.xml · nonDerivative · entry 2 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,246 Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:11 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 4,239 | $119.32 | $505,797.48 |
DisclosureSEC source: 0001225208-15-003591 · doc4.xml · nonDerivative · entry 1 Gitlin David L. · CIK 0001631473 · Pres., UTC Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,669 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.