PERLMUTTER ROGER M

SEC source: 0001193125-26-091779 · ownership.xml · derivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,176

Underlying: Common Stock · 268,176 shares

Expires 2036-03-01

F1 · derivative.exercise_date: 1/48th of the shares underlying the option will vest on each monthly anniversary of the vesting start date for 48 months, subject to the Reporting Person's continued service through each date.

SEC source: 0001193125-26-044903 · ownership.xml · derivative · entry 3

PERLMUTTER ROGER M · CIK 0001184228 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 114,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series D Preferred Stock converted into Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-7.4578 basis and had no expiration date.

F2 · price: The Series D Preferred Stock converted into Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-7.4578 basis and had no expiration date.

F2 · derivative.exercise_date: The Series D Preferred Stock converted into Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-7.4578 basis and had no expiration date.

F2 · derivative.expiration_date: The Series D Preferred Stock converted into Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-7.4578 basis and had no expiration date.

F3 · ownership.nature: The securities are held indirectly by the Reporting Person through Perlmutter Consulting, Inc. for the benefit of the Reporting Person. The Reporting Person had the sole pecuniary interest in the securities.

SEC source: 0001193125-26-044903 · ownership.xml · derivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 170,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A-1 Preferred Stock converted into Common Stock immediately prior to the closing of the Issuer's initial public offering ("IPO") on a 1-for-7.4578 basis and had no expiration date.

F1 · price: The Series A-1 Preferred Stock converted into Common Stock immediately prior to the closing of the Issuer's initial public offering ("IPO") on a 1-for-7.4578 basis and had no expiration date.

F1 · derivative.exercise_date: The Series A-1 Preferred Stock converted into Common Stock immediately prior to the closing of the Issuer's initial public offering ("IPO") on a 1-for-7.4578 basis and had no expiration date.

F1 · derivative.expiration_date: The Series A-1 Preferred Stock converted into Common Stock immediately prior to the closing of the Issuer's initial public offering ("IPO") on a 1-for-7.4578 basis and had no expiration date.

F3 · ownership.nature: The securities are held indirectly by the Reporting Person through Perlmutter Consulting, Inc. for the benefit of the Reporting Person. The Reporting Person had the sole pecuniary interest in the securities.

SEC source: 0001193125-26-044903 · ownership.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 284,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A-1 Preferred Stock converted into Common Stock immediately prior to the closing of the Issuer's initial public offering ("IPO") on a 1-for-7.4578 basis and had no expiration date.

F2 · price: The Series D Preferred Stock converted into Common Stock immediately prior to the closing of the Issuer's IPO on a 1-for-7.4578 basis and had no expiration date.

F3 · ownership.nature: The securities are held indirectly by the Reporting Person through Perlmutter Consulting, Inc. for the benefit of the Reporting Person. The Reporting Person had the sole pecuniary interest in the securities.

SEC source: 0000950170-24-042588 · ownership.xml · derivative · entry 3

PERLMUTTER ROGER M · CIK 0001184228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,238 shares

Expires 2031-06-07

F1 · derivative.exercise_price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser"), dated as of February 24, 2024 (Merger Agreement), pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Pursuant to the terms of the Merger Agreement and Purchaser's offer to purchase, the shares of common stock were tendered to Purchaser in consideration for a per share price of $1.55 in cash, subject to applicable tax withholding and without interest (the "Offer Price").

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, as of the Effective Time, the vesting of each outstanding unvested Stock Option that had a per share exercise price that was less than the Offer Price (an "In-the-Money Option") was accelerated, any applicable retention period for options that were repriced ended, and each outstanding In-the-Money Option (both vested and unvested) was canceled and the holder of such canceled Stock Option was entitled to receive an amount in cash, without interest and less any withholding of taxes, equal to the product of (i) the excess of the Offer Price over the applicable exercise price per share subject to such Stock Option multiplied by (ii) the total number of shares subject to such Stock Option. Each Stock Option that was not an In-the-Money Option (whether vested or unvested) was canceled as of the Effective Time for no consideration.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser"), dated as of February 24, 2024 (Merger Agreement), pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Pursuant to the terms of the Merger Agreement and Purchaser's offer to purchase, the shares of common stock were tendered to Purchaser in consideration for a per share price of $1.55 in cash, subject to applicable tax withholding and without interest (the "Offer Price").

F2 · price: Pursuant to the Merger Agreement, as of the Effective Time, the vesting of each outstanding unvested Stock Option that had a per share exercise price that was less than the Offer Price (an "In-the-Money Option") was accelerated, any applicable retention period for options that were repriced ended, and each outstanding In-the-Money Option (both vested and unvested) was canceled and the holder of such canceled Stock Option was entitled to receive an amount in cash, without interest and less any withholding of taxes, equal to the product of (i) the excess of the Offer Price over the applicable exercise price per share subject to such Stock Option multiplied by (ii) the total number of shares subject to such Stock Option. Each Stock Option that was not an In-the-Money Option (whether vested or unvested) was canceled as of the Effective Time for no consideration.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, as of the Effective Time, the vesting of each outstanding unvested Stock Option that had a per share exercise price that was less than the Offer Price (an "In-the-Money Option") was accelerated, any applicable retention period for options that were repriced ended, and each outstanding In-the-Money Option (both vested and unvested) was canceled and the holder of such canceled Stock Option was entitled to receive an amount in cash, without interest and less any withholding of taxes, equal to the product of (i) the excess of the Offer Price over the applicable exercise price per share subject to such Stock Option multiplied by (ii) the total number of shares subject to such Stock Option. Each Stock Option that was not an In-the-Money Option (whether vested or unvested) was canceled as of the Effective Time for no consideration.

SEC source: 0000950170-24-042588 · ownership.xml · derivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,222 shares

Expires 2032-05-17

F1 · derivative.exercise_price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser"), dated as of February 24, 2024 (Merger Agreement), pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Pursuant to the terms of the Merger Agreement and Purchaser's offer to purchase, the shares of common stock were tendered to Purchaser in consideration for a per share price of $1.55 in cash, subject to applicable tax withholding and without interest (the "Offer Price").

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, as of the Effective Time, the vesting of each outstanding unvested Stock Option that had a per share exercise price that was less than the Offer Price (an "In-the-Money Option") was accelerated, any applicable retention period for options that were repriced ended, and each outstanding In-the-Money Option (both vested and unvested) was canceled and the holder of such canceled Stock Option was entitled to receive an amount in cash, without interest and less any withholding of taxes, equal to the product of (i) the excess of the Offer Price over the applicable exercise price per share subject to such Stock Option multiplied by (ii) the total number of shares subject to such Stock Option. Each Stock Option that was not an In-the-Money Option (whether vested or unvested) was canceled as of the Effective Time for no consideration.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser"), dated as of February 24, 2024 (Merger Agreement), pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Pursuant to the terms of the Merger Agreement and Purchaser's offer to purchase, the shares of common stock were tendered to Purchaser in consideration for a per share price of $1.55 in cash, subject to applicable tax withholding and without interest (the "Offer Price").

F2 · price: Pursuant to the Merger Agreement, as of the Effective Time, the vesting of each outstanding unvested Stock Option that had a per share exercise price that was less than the Offer Price (an "In-the-Money Option") was accelerated, any applicable retention period for options that were repriced ended, and each outstanding In-the-Money Option (both vested and unvested) was canceled and the holder of such canceled Stock Option was entitled to receive an amount in cash, without interest and less any withholding of taxes, equal to the product of (i) the excess of the Offer Price over the applicable exercise price per share subject to such Stock Option multiplied by (ii) the total number of shares subject to such Stock Option. Each Stock Option that was not an In-the-Money Option (whether vested or unvested) was canceled as of the Effective Time for no consideration.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, as of the Effective Time, the vesting of each outstanding unvested Stock Option that had a per share exercise price that was less than the Offer Price (an "In-the-Money Option") was accelerated, any applicable retention period for options that were repriced ended, and each outstanding In-the-Money Option (both vested and unvested) was canceled and the holder of such canceled Stock Option was entitled to receive an amount in cash, without interest and less any withholding of taxes, equal to the product of (i) the excess of the Offer Price over the applicable exercise price per share subject to such Stock Option multiplied by (ii) the total number of shares subject to such Stock Option. Each Stock Option that was not an In-the-Money Option (whether vested or unvested) was canceled as of the Effective Time for no consideration.

SEC source: 0000950170-24-042588 · ownership.xml · derivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,407 shares

Expires 2033-05-09

F1 · derivative.exercise_price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser"), dated as of February 24, 2024 (Merger Agreement), pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Pursuant to the terms of the Merger Agreement and Purchaser's offer to purchase, the shares of common stock were tendered to Purchaser in consideration for a per share price of $1.55 in cash, subject to applicable tax withholding and without interest (the "Offer Price").

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, as of the Effective Time, the vesting of each outstanding unvested Stock Option that had a per share exercise price that was less than the Offer Price (an "In-the-Money Option") was accelerated, any applicable retention period for options that were repriced ended, and each outstanding In-the-Money Option (both vested and unvested) was canceled and the holder of such canceled Stock Option was entitled to receive an amount in cash, without interest and less any withholding of taxes, equal to the product of (i) the excess of the Offer Price over the applicable exercise price per share subject to such Stock Option multiplied by (ii) the total number of shares subject to such Stock Option. Each Stock Option that was not an In-the-Money Option (whether vested or unvested) was canceled as of the Effective Time for no consideration.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger entered into by and among the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser"), dated as of February 24, 2024 (Merger Agreement), pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Pursuant to the terms of the Merger Agreement and Purchaser's offer to purchase, the shares of common stock were tendered to Purchaser in consideration for a per share price of $1.55 in cash, subject to applicable tax withholding and without interest (the "Offer Price").

F2 · price: Pursuant to the Merger Agreement, as of the Effective Time, the vesting of each outstanding unvested Stock Option that had a per share exercise price that was less than the Offer Price (an "In-the-Money Option") was accelerated, any applicable retention period for options that were repriced ended, and each outstanding In-the-Money Option (both vested and unvested) was canceled and the holder of such canceled Stock Option was entitled to receive an amount in cash, without interest and less any withholding of taxes, equal to the product of (i) the excess of the Offer Price over the applicable exercise price per share subject to such Stock Option multiplied by (ii) the total number of shares subject to such Stock Option. Each Stock Option that was not an In-the-Money Option (whether vested or unvested) was canceled as of the Effective Time for no consideration.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, as of the Effective Time, the vesting of each outstanding unvested Stock Option that had a per share exercise price that was less than the Offer Price (an "In-the-Money Option") was accelerated, any applicable retention period for options that were repriced ended, and each outstanding In-the-Money Option (both vested and unvested) was canceled and the holder of such canceled Stock Option was entitled to receive an amount in cash, without interest and less any withholding of taxes, equal to the product of (i) the excess of the Offer Price over the applicable exercise price per share subject to such Stock Option multiplied by (ii) the total number of shares subject to such Stock Option. Each Stock Option that was not an In-the-Money Option (whether vested or unvested) was canceled as of the Effective Time for no consideration.

SEC source: 0001209191-23-029183 · doc4.xml · derivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,407

Underlying: Common Stock · 78,407 shares

Expires 2033-05-09

F1 · derivative.exercise_date: The stock option shall vest in four (4) approximately equal quarterly installments, such that the option shall be fully vested on the earlier of (i) the one-year anniversary of the date of grant and (ii) the day prior to the Issuer's next annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Amended and Restated 2018 Equity Incentive Plan) on each applicable vesting date.

SEC source: 0001209191-22-031135 · doc4.xml · derivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,222

Underlying: Common Stock · 24,222 shares

Expires 2032-05-17

F1 · derivative.exercise_date: The stock option shall vest in four (4) approximately equal quarterly installments, such that the option shall be fully vested on the earlier of (i) the one-year anniversary of the date of grant and (ii) the day prior to the Issuer's next annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Amended and Restated 2018 Equity Incentive Plan) on each applicable vesting date.

SEC source: 0001209191-21-039585 · doc4.xml · derivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,238

Underlying: Common Stock · 46,238 shares

Expires 2031-06-07

F1 · derivative.exercise_date: The stock option shall vest one-third on the first anniversary of the date of grant, with the remaining shares vesting quarterly over the next two years, such that the option grant will be fully vested on the third anniversary of the date of grant, subject to the Reporting Person's Continuous Service (as defined in the Amended and Restated 2018 Equity Incentive Plan) on each applicable vesting date.

SEC source: 0001127602-20-015456 · form4.xml · derivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,029

Underlying: Common Stock · 151,029 shares

Expires 2030-04-30

F2 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/1/2021, 5/1/2022 and 5/1/2023.

SEC source: 0001127602-20-009162 · form4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,428.496

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/17. Performance shares were paid out at 137 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2019.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

SEC source: 0001104659-19-027586 · a4.xml · derivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,134

Underlying: Common Stock · 141,134 shares

Expires 2029-05-02

F2 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/3/2020, 5/3/2021 and 5/3/2022.

SEC source: 0001225208-19-003897 · doc4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,335.921

F1 · shares: Distrubtion of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/16. Performance shares were paid out at 126 percent of target awards. Includes dividends accured over the three-year performance period ending December 31, 2018.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

SEC source: 0001225208-18-015318 · doc4.xml · derivative · entry 3

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 225,443 shares

Expires 2023-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in equal installments on 5/6/2014, 5/6/2015 and 5/6/2016.

SEC source: 0001225208-18-015318 · doc4.xml · nonDerivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,554.968

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.2000 to $75.4500, inclusive. The reporting person undertakes to provide to Merck & Co., Inc., any security holder of Merck & Co., Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above in this footnote.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

SEC source: 0001225208-18-015318 · doc4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,997.968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-18-008939 · doc4.xml · derivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,383

Underlying: Common Stock · 146,383 shares

Expires 2028-05-03

F2 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/4/2019, 5/4/2020 and 5/4/2021.

SEC source: 0001225208-18-005011 · doc4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,906.628

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/15. Performance shares were paid out at 138 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2017.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

SEC source: 0001225208-17-009428 · doc4.xml · derivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,184

Underlying: Common Stock · 171,184 shares

Expires 2027-05-04

F2 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/5/2018, 5/5/2019 and 5/5/2020.

SEC source: 0001225208-17-005090 · doc4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,601.221

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance criteria for performance share units granted on 3/31/14. Performance shares were paid out at 158 percent of target awards. Includes dividends accrued over the three-year performance period ending December 31, 2016.

F2 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

SEC source: 0001225208-16-033211 · doc4.xml · derivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,647

Underlying: Common Stock · 271,647 shares

Expires 2026-05-09

F2 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/10/2017, 5/10/2018 and 5/10/2019.

SEC source: 0001225208-16-032906 · doc4.xml · derivative · entry 3

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,464 shares

Expires 2016-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.

SEC source: 0001225208-16-032906 · doc4.xml · nonDerivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,953.392

F1 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

SEC source: 0001225208-16-032906 · doc4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,899.392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-16-027766 · doc4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,227

F1 · shares: Distribution of net after tax shares of common stock on satisfaction of performance share units granted on 03/29/2013. Performance shares were paid out at 105 percent of target awards.

SEC source: 0001225208-15-011281 · doc4.xml · derivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,678

Underlying: Common Stock · 247,678 shares

Expires 2025-04-30

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on 5/1/2016, 5/1/2017 and 5/1/2018.

SEC source: 0001225208-14-012824 · doc4.xml · derivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,572

Underlying: Common Stock · 192,572 shares

Expires 2024-05-08

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning May 9, 2015.

SEC source: 0001225208-13-011736 · doc4.xml · derivative · entry 3

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,443

Underlying: Common Stock · 225,443 shares

Expires 2023-05-05

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning May 6, 2014.

SEC source: 0001225208-13-011736 · doc4.xml · derivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe V-P & Pres, MRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,464

Underlying: Common Stock · 44,464 shares

Expires 2016-05-06

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Merck & Co., Inc. common stock.

SEC source: 0001127602-12-004244 · form4.xml · derivative · entry 3

PERLMUTTER ROGER M · CIK 0001184228 · EVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2012-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-12-004244 · form4.xml · nonDerivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · EVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,031

F1 · price: The price reported is an average price. The prices ranged from $69.81 to $69.89 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.

F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 3,000 RSUs which fully vest on 4/29/2012; 6,000 RSUs which vest in two equal annual installments of 3,000 each commencing 4/28/2012; 9,000 RSUs which vest in three equal annual installments of 3,000 each commencing 4/26/2012; and 15,800 RSUs which vest in two equal installments of 5,214 each on 4/25/2013 and 4/25/2014 and one installment of 5,372 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

SEC source: 0001127602-12-004244 · form4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · EVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-11-014447 · form4.xml · nonDerivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · EVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,031

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 3,000 RSUs which fully vest on 4/29/2012; 6,000 RSUs which vest in two equal annual installments of 3,000 each commencing 4/28/2012; 9,000 RSUs which vest in three equal annual installments of 3,000 each commencing 4/26/2012; and 15,800 RSUs which vest in two equal installments of 5,214 each on 4/25/2013 and 4/25/2014 and one installment of 5,372 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

SEC source: 0001127602-11-014447 · form4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · EVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,388

SEC source: 0001127602-11-013892 · form4.xml · nonDerivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · EVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,745

F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 6,000 RSUs which vest in two equal annual installments of 3,000 each commencing 4/29/2011; 9,000 RSUs which vest in three equal annual installments of 3,000 each commencing 4/28/2011; 9,000 RSUs which vest in three equal annual installments of 3,000 each commencing 4/26/2012; and 15,800 RSUs which vest in two equal installments of 5,214 each on 4/25/2013 and 4/25/2014 and one installment of 5,372 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

SEC source: 0001127602-11-013892 · form4.xml · derivative · entry 3

PERLMUTTER ROGER M · CIK 0001184228 · EVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,125

Underlying: Common Stock · 55,125 shares

Expires 2021-04-25

F3 · derivative.exercise_date: These non-qualified stock options are exercisable in three annual installments of 33%, 33% and 34% on 4/25/2013, 4/25/2014 and 4/25/2015, respectively.

SEC source: 0001127602-11-013892 · form4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · EVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,102

F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 4/25/2013, 4/25/2014 and 4/25/2015, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

SEC source: 0001127602-11-010292 · form4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · EVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,302

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 6,000 RSUs which vest in two equal annual installments of 3,000 each commencing 4/29/2011; 9,000 RSUs which vest in three equal annual installments of 3,000 each commencing 4/28/2011; and 12,000 RSUs which vest in four equal annual installments of 3,000 each commencing 4/26/2011. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

SEC source: 0001127602-11-009093 · form4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Exe VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,481

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 6,000 RSUs which vest in two equal annual installments of 3,000 each commencing 4/29/2011; 9,000 RSUs which vest in three equal annual installments of 3,000 each commencing 4/28/2011; and 12,000 RSUs which vest in four equal annual installments of 3,000 each commencing 4/26/2011. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

SEC source: 0001127602-10-012677 · form4.xml · nonDerivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,961

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 6,000 RSUs which vest in two equal annual installments of 3,000 each commencing 4/29/2011; 9,000 RSUs which vest in three equal annual installments of 3,000 each commencing 4/28/2011; and 12,000 RSUs which vest in four equal installments of 3,000 each commencing 4/26/2011. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

SEC source: 0001127602-10-012677 · form4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Exe VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,362

SEC source: 0001127602-10-012260 · form4.xml · derivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 84,000 shares

Expires 2020-04-26

F3 · derivative.exercise_date: These options are exercisable in four equal annual installments of 25% each commencing 04/26/2011.

SEC source: 0001127602-10-012260 · form4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Exe VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,763

F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Company's 2009 Equity Incentive Plan and vest in four equal annual installments of 25% each commencing April 26, 2011. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 9,000 RSUs which vest in three equal annual installments of 3,000 each commencing 4/29/2010; 12,000 RSUs which vest in four equal annual installments of 3,000 each commencing 4/28/2010; and 12,000 RSUs which vest in four equal annual installments of 3,000 each commencing 4/26/2011. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

SEC source: 0001127602-10-008777 · form4.xml · nonDerivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,763

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's Amended and Restated 1991 Equity Incentive Plan: 9,000 RSUs which vest in three equal annual installments of 3,000 each commencing 4/29/2010; and 12,000 RSUs which vests in four equal annual installments of 3,000 each commencing 4/29/2010. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the reporting person.

SEC source: 0001127602-10-008777 · form4.xml · nonDerivative · entry 1

PERLMUTTER ROGER M · CIK 0001184228 · Exe VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,516

SEC source: 0001127602-09-012973 · form4.xml · derivative · entry 5

PERLMUTTER ROGER M · CIK 0001184228 · Exe VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,391 shares

Expires 2009-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-09-012973 · form4.xml · derivative · entry 4

PERLMUTTER ROGER M · CIK 0001184228 · Exe VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,609 shares

Expires 2009-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-09-012973 · form4.xml · nonDerivative · entry 3

PERLMUTTER ROGER M · CIK 0001184228 · Exe VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,192

F1 · security: These shares include the following Restricted Stock Units (RSUs) granted under the Company's Amended and Restated 1991 Equity Incentive Plan: 9,000 RSUs which vest in three equal annual installments of 3,000 each commencing 4/29/2010; and 12,000 RSUs which vests in four equal annual installments of 3,000 each commencing 4/29/2010. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the reporting person.

F2 · price: The sale price is an average sale price with a low of $51.00 per share and a high of $51.19 per share. A detailed list of the number of shares sold and the sale price of each share is available upon request by the SEC staff, the issuer or a security holder of the issuer.

SEC source: 0001127602-09-012973 · form4.xml · nonDerivative · entry 2

PERLMUTTER ROGER M · CIK 0001184228 · Exe VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These shares include the following Restricted Stock Units (RSUs) granted under the Company's Amended and Restated 1991 Equity Incentive Plan: 9,000 RSUs which vest in three equal annual installments of 3,000 each commencing 4/29/2010; and 12,000 RSUs which vests in four equal annual installments of 3,000 each commencing 4/29/2010. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis unless payment is otherwise deferred by the reporting person.