Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAM RESEARCH CORPLRCX · Entity 1467 | Senior Vice President | July 10, 2020 | July 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAM RESEARCH CORP
Report date July 10, 2020 · Filed July 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,899 |
Reported balance
After 2020-04-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-20 · Gift · Disposed 6,816 · Balance 4,899 F1: The amount reported includes shares subject to unvested Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 11,804 |
Reported balance
After 2020-06-08 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-06-08 · Gift · Acquired 6,816 · Balance 11,804 F1: The amount reported includes shares subject to unvested Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 4,899 |
Reported balance
After 2020-07-10 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2020-07-10 · Sale · Disposed 6,905 · Balance 4,899 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1: The amount reported includes shares subject to unvested Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 6,453 |
Reported balance
After 2020-07-10 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2020-07-10 · Exercise / conversion · Acquired 1,554 · Balance 6,453 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1: The amount reported includes shares subject to unvested Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 4,899 |
Reported balance
After 2020-07-10 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2020-07-10 · Sale · Disposed 1,554 · Balance 4,899 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1: The amount reported includes shares subject to unvested Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 6,022 |
Reported balance
After 2020-07-10 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2020-07-10 · Exercise / conversion · Acquired 1,123 · Balance 6,022 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1: The amount reported includes shares subject to unvested Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 4,899 |
Reported balance
After 2020-07-10 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2020-07-10 · Sale · Disposed 1,123 · Balance 4,899 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1: The amount reported includes shares subject to unvested Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 7,376 |
Reported balance
After 2020-07-10 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2020-07-10 · Exercise / conversion · Acquired 2,477 · Balance 7,376 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1: The amount reported includes shares subject to unvested Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 4,899 |
Reported balance
After 2020-07-10 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2020-07-10 · Sale · Disposed 2,477 · Balance 4,899 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1: The amount reported includes shares subject to unvested Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 6,816 |
Reported balance
After 2020-04-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-04-20 · Gift · Acquired 6,816 · Balance 6,816 |
| Common StockSEC Table I · non-derivative | Indirectby trust | 0 |
Reported balance
After 2020-06-08 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-06-08 · Gift · Disposed 6,816 · Balance 0 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.67 · Expires 2024-03-01 | Direct | 0 |
Reported balance
After 2020-07-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-07-10 · Exercise / conversion · Disposed 1,554 · Balance 0 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F3: The option vests in three equal annual installments beginning on March 1, 2018. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $190.07 · Expires 2025-03-01 | Direct | 1,123 |
Reported balance
After 2020-07-10 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-07-10 · Exercise / conversion · Disposed 1,123 · Balance 1,123 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F4: The option vests in three equal annual installments beginning on March 1, 2019. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $176.75 · Expires 2026-03-01 | Direct | 4,955 |
Reported balance
After 2020-07-10 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-07-10 · Exercise / conversion · Disposed 2,477 · Balance 4,955 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F5: The option vests in three equal annual installments beginning on March 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount reported includes shares subject to unvested Restricted Stock Units.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020.
F3: The option vests in three equal annual installments beginning on March 1, 2018.
F4: The option vests in three equal annual installments beginning on March 1, 2019.
F5: The option vests in three equal annual installments beginning on March 1, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 10, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,477 | $176.50 Strike: $176.75 | $437,190.50 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · derivative · entry 14 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,955 Underlying: Common Stock · 2,477 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F5 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2020. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,123 | $190.70 Strike: $190.07 | $214,156.10 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · derivative · entry 13 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123 Underlying: Common Stock · 1,123 shares Expires 2025-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2019. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,554 | $119.67 Strike: $119.67 | $185,967.18 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · derivative · entry 12 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,554 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2018. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 2,477 | $335.09 | $830,017.93 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · nonDerivative · entry 11 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 2,477 | $176.75 | $437,809.75 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · nonDerivative · entry 10 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 1,123 | $340.00 | $381,820.00 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · nonDerivative · entry 9 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 1,123 | $190.07 | $213,448.61 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · nonDerivative · entry 8 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 1,554 | $335.09 | $520,729.86 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · nonDerivative · entry 7 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 1,554 | $119.67 | $185,967.18 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · nonDerivative · entry 6 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 6,905 | $335.09 | $2,313,796.45 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · nonDerivative · entry 5 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020. F1 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| June 08, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GiftCommon Stock | 6,816 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · nonDerivative · entry 4 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,804 F1 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| June 08, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GiftCommon Stock | 6,816 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · nonDerivative · entry 3 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 0 Read SEC document |
| April 20, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GiftCommon Stock | 6,816 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · nonDerivative · entry 2 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 6,816 Read SEC document |
| April 20, 2020 Filed Jul 14, 2020 21:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GiftCommon Stock | 6,816 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-20-000114 · wf-form4_159476047022396.xml · nonDerivative · entry 1 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 F1 · balance_after: The amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 22:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 1,917 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-20-000048 · wf-form4_158327313782411.xml · nonDerivative · entry 5 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,715 F3 · shares: The Restricted Stock Units will vest on 03/02/2021. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 532 | $293.43 | $156,104.76 |
DisclosureSEC source: 0000707549-20-000048 · wf-form4_158327313782411.xml · nonDerivative · entry 4 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,798 F1 · shares: Represents the number of shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 737 | $293.43 | $216,257.91 |
DisclosureSEC source: 0000707549-20-000048 · wf-form4_158327313782411.xml · nonDerivative · entry 3 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,330 F1 · shares: Represents the number of shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 440 | $293.43 | $129,109.20 |
DisclosureSEC source: 0000707549-20-000048 · wf-form4_158327313782411.xml · nonDerivative · entry 2 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,067 F1 · shares: Represents the number of shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:05 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 3,823 | $293.43 | $1,121,782.89 |
DisclosureSEC source: 0000707549-20-000048 · wf-form4_158327313782411.xml · nonDerivative · entry 1 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,507 F1 · shares: Represents the number of shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 19, 2020 Filed Feb 22, 2020 00:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative | 5,828 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000707549-20-000036 · wf-form4_158232996823223.xml · derivative · entry 2 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 03/01/2020. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/01/2017 to 01/31/2020. F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 03/01/2020. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/01/2017 to 01/31/2020. Read SEC document |
| February 19, 2020 Filed Feb 22, 2020 00:06 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 8,742 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-20-000036 · wf-form4_158232996823223.xml · nonDerivative · entry 1 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On 03/01/2017, the Reporting Person received a target grant of 5,828 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 03/01/2020. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/01/2017 to 01/31/2020. The performance payout was approved at 150% of target. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:19 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 164 | $286.15 | $46,928.60 |
DisclosureSEC source: 0000707549-19-000204 · wf-form4_157661754620988.xml · nonDerivative · entry 1 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,588 F1 · shares: This transaction was affected pursuant to a Rule 10b5-1 Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 18:55 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,122 | $190.07 Strike: $190.07 | $213,258.54 |
DisclosureSEC source: 0000707549-19-000110 · wf-form4_156408092569170.xml · derivative · entry 3 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,246 Underlying: Common Stock · 1,122 shares Expires 2025-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 33.3% of the stock options will vest on 3/1/19, 3/1/20, and 3/1/21. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 18:55 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 1,122 | $210.07 | $235,698.54 |
DisclosureSEC source: 0000707549-19-000110 · wf-form4_156408092569170.xml · nonDerivative · entry 2 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,752 F1 · shares: Shares exercised pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 18:55 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 1,122 | $190.07 | $213,258.54 |
DisclosureSEC source: 0000707549-19-000110 · wf-form4_156408092569170.xml · nonDerivative · entry 1 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares exercised pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 22:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 7,016 | $177.35 | $1,244,287.60 |
DisclosureSEC source: 0000707549-19-000055 · wf-form4_155182617029132.xml · nonDerivative · entry 8 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,588 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,553 | $119.67 Strike: $119.67 | $185,847.51 |
DisclosureSEC source: 0000707549-19-000055 · wf-form4_155182617029132.xml · derivative · entry 11 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,553 Underlying: Common Stock · 1,553 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 33.3% of the stock options will vest on 3/1/18, 3/1/19, and 3/1/20. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,432 | $176.75 Strike: $176.75 | $1,313,606.00 |
DisclosureSEC source: 0000707549-19-000055 · wf-form4_155182617029132.xml · derivative · entry 10 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,432 Underlying: Common Stock · 7,432 shares Expires 2026-03-01 F5 · derivative.exercise_date: The stock option becomes exercisable in three equal installments on 03/01/2020, 03/01/2021, and 03/01/2022. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 4,647 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000707549-19-000055 · wf-form4_155182617029132.xml · derivative · entry 9 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,647 Underlying: Common Stock · 4,647 shares Expires not disclosed F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 03/01/2022. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/01/2019 through 01/31/2022. F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 03/01/2022. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/01/2019 through 01/31/2022. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 1,553 | $177.67 | $275,921.51 |
DisclosureSEC source: 0000707549-19-000055 · wf-form4_155182617029132.xml · nonDerivative · entry 7 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,604 F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan. F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 1,553 | $119.67 | $185,847.51 |
DisclosureSEC source: 0000707549-19-000055 · wf-form4_155182617029132.xml · nonDerivative · entry 6 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan. F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 2,788 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-19-000055 · wf-form4_155182617029132.xml · nonDerivative · entry 5 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,604 F2 · shares: The Restricted Stock Units will vest in three equal installments on 03/01/2020, 03/01/2021, and 03/01/2022. F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 556 | $176.75 | $98,273.00 |
DisclosureSEC source: 0000707549-19-000055 · wf-form4_155182617029132.xml · nonDerivative · entry 4 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,816 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 770 | $176.75 | $136,097.50 |
DisclosureSEC source: 0000707549-19-000055 · wf-form4_155182617029132.xml · nonDerivative · entry 3 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,372 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 1,195 | $176.75 | $211,216.25 |
DisclosureSEC source: 0000707549-19-000055 · wf-form4_155182617029132.xml · nonDerivative · entry 2 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,142 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 3,573 | $176.75 | $631,527.75 |
DisclosureSEC source: 0000707549-19-000055 · wf-form4_155182617029132.xml · nonDerivative · entry 1 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,337 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 11, 2019 Filed Feb 14, 2019 00:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative | 7,233 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000707549-19-000022 · wf-form4_155010333827328.xml · derivative · entry 2 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 03/01/2019. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/01/2016 to 01/31/2019. F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 03/01/2019. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/01/2016 to 01/31/2019. Read SEC document |
| February 11, 2019 Filed Feb 14, 2019 00:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 8,023 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-19-000022 · wf-form4_155010333827328.xml · nonDerivative · entry 1 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On 03/01/2016, the Reporting Person received a target grant of 7,233 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 03/01/2019. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 02/01/2016 to 01/31/2019. The performance payout was approved at 110.93% of target. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 01:26 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,553 | $119.67 Strike: $119.67 | $185,847.51 |
DisclosureSEC source: 0000707549-19-000012 · wf-form4_154958918281408.xml · derivative · entry 4 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,107 Underlying: Common Stock · 1,553 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 33.3% of the stock options will vest on 3/1/2018, 3/1/2019, and 3/1/2020. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 01:26 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 1,553 | $180.00 | $279,540.00 |
DisclosureSEC source: 0000707549-19-000012 · wf-form4_154958918281408.xml · nonDerivative · entry 3 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,887 F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 01:26 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 1,553 | $119.67 | $185,847.51 |
DisclosureSEC source: 0000707549-19-000012 · wf-form4_154958918281408.xml · nonDerivative · entry 2 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 01:26 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 139 | $180.00 | $25,020.00 |
DisclosureSEC source: 0000707549-19-000012 · wf-form4_154958918281408.xml · nonDerivative · entry 1 JENNINGS KEVIN · CIK 0001185730 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,887 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.