Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ELI LILLY & CoLLY · Entity 2794 | Chief Eth/Cmpl Ofcr & SVP, ERM | February 08, 2021 | February 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ELI LILLY & Co
Report date February 08, 2021 · Filed February 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,616 |
Reported balance
After 2021-02-08 transaction · row 1
1 source rowRow 1 · 2021-02-08 · Grant · Acquired 9,594 · Balance 34,616 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-02-01 | Direct | 4,014 |
Reported balance
After 2021-02-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-02-08 · Grant · Acquired 4,014 · Balance 4,014 F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 927 |
Reported balance
Holding disclosure · report date 2021-02-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 927 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2014 Filed Sep 16, 2014 15:56 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 1,627 | $56.18 | $91,404.86 |
DisclosureSEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · nonDerivative · entry 3 Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2014 Filed Sep 16, 2014 15:56 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 1,153 | $65.18 | $75,152.54 |
DisclosureSEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · nonDerivative · entry 2 Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,457 Read SEC document |
| September 12, 2014 Filed Sep 16, 2014 15:56 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 1,314 | $55.65 | $73,124.10 |
DisclosureSEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · nonDerivative · entry 1 Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2014 Filed Dec 12, 2014 22:15 UTC Amendment | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative | 1,314 | $0.00 Strike: $55.65 | $0.00 |
DisclosureSEC source: 0000059478-14-000224 · wf-form4a_141842249309818.xml · derivative · entry 2 Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,314 shares Expires 2015-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This amendment is being filed to correctly report the securities beneficially owned under the "D" designation in column 5 of Table II (these were inadvertently reported under the "A" designation in column 5 on the original report), and to correct the number of securities beneficially owned following the reported transaction, as reported in column 9. F1 · balance_after: This amendment is being filed to correctly report the securities beneficially owned under the "D" designation in column 5 of Table II (these were inadvertently reported under the "A" designation in column 5 on the original report), and to correct the number of securities beneficially owned following the reported transaction, as reported in column 9. Read SEC document |
| September 12, 2014 Filed Dec 12, 2014 22:15 UTC Amendment | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative | 1,627 | $0.00 Strike: $56.18 | $0.00 |
DisclosureSEC source: 0000059478-14-000224 · wf-form4a_141842249309818.xml · derivative · entry 1 Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,627 shares Expires 2016-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This amendment is being filed to correctly report the securities beneficially owned under the "D" designation in column 5 of Table II (these were inadvertently reported under the "A" designation in column 5 on the original report), and to correct the number of securities beneficially owned following the reported transaction, as reported in column 9. F1 · balance_after: This amendment is being filed to correctly report the securities beneficially owned under the "D" designation in column 5 of Table II (these were inadvertently reported under the "A" designation in column 5 on the original report), and to correct the number of securities beneficially owned following the reported transaction, as reported in column 9. Read SEC document |
| January 28, 2014 Filed Jan 31, 2014 01:31 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 1,929 | $54.23 | $104,609.67 |
DisclosureSEC source: 0000059478-14-000034 · wf-form4_139113187900623.xml · nonDerivative · entry 1 Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,296 Read SEC document |
| May 31, 2013 Filed Jan 31, 2014 15:47 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 667 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-14-000047 · wf-form5_139118323771384.xml · nonDerivative · entry 1 Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367 Read SEC document |
| January 25, 2013 Filed Jan 29, 2013 21:42 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 1,367 | $53.21 | $72,738.07 |
DisclosureSEC source: 0001209191-13-004978 · doc4.xml · nonDerivative · entry 1 Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,034 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.