TapewireFind a company

person · Reporting owner

Barnes Melissa S

Disclosed activity across 1 company

Tapewire entity
11811
SEC CIK
0001566364

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ELI LILLY & CoLLY · Entity 2794Chief Eth/Cmpl Ofcr & SVP, ERMFebruary 08, 2021February 11, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ELI LILLY & Co

Report date February 08, 2021 · Filed February 11, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,616 Reported balance After 2021-02-08 transaction · row 1
1 source row

Row 1 · 2021-02-08 · Grant · Acquired 9,594 · Balance 34,616

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-02-01Direct4,014 Reported balance After 2021-02-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-02-08 · Grant · Acquired 4,014 · Balance 4,014

F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Common StockSEC Table I · non-derivativeIndirect401(k)927 Reported balance Holding disclosure · report date 2021-02-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 927

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2021 Filed Feb 11, 2021 01:29 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 4,014 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000044 · wf-form4_161300696896190.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,014

Underlying: Common Stock · 4,014 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:29 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 9,594 $205.77 $1,974,157.38
Disclosure

SEC source: 0000059478-21-000044 · wf-form4_161300696896190.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,616

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:29 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 5,445 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000020 · wf-form4_161239497033708.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,445 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:29 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 2,403 $207.97 $499,751.91
Disclosure

SEC source: 0000059478-21-000020 · wf-form4_161239497033708.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,022

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:29 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 5,445 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000020 · wf-form4_161239497033708.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:25 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $151.01 $755,050.00
Disclosure

SEC source: 0000059478-20-000139 · wf-form4_159976950463304.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,580

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020 and amended on September 8, 2020.

Read SEC document
September 08, 2020 Filed Oct 28, 2020 19:24 UTC Amendment ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 5,000 $151.01 $755,050.00
Disclosure

SEC source: 0000059478-20-000157 · wf-form4a_160391304057001.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,580

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020.

Read SEC document
August 05, 2020 Filed Feb 2, 2021 22:09 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000012 · wf-form5_161230372271295.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,980

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:34 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 5,445 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000026 · wf-form4_158163325512066.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,445

Underlying: Common Stock · 5,445 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:34 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 5,588 $144.25 $806,069.00
Disclosure

SEC source: 0000059478-20-000026 · wf-form4_158163325512066.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,580

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:44 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 4,896 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000016 · wf-form4_158084903354660.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,896 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:44 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 2,174 $139.64 $303,577.36
Disclosure

SEC source: 0000059478-20-000016 · wf-form4_158084903354660.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,992

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:44 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 4,896 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000016 · wf-form4_158084903354660.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2019 Filed Apr 16, 2019 18:36 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 4,735 $125.15 $592,585.25
Disclosure

SEC source: 0000059478-19-000155 · wf-form4_155543979771441.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,085

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.

Read SEC document
March 15, 2019 Filed Apr 16, 2019 18:36 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,815 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000155 · wf-form4_155543979771441.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,270

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:00 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 4,896 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000049 · wf-form4_154949760502486.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

Underlying: Common Stock · 4,896 shares

Expires 2020-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 04, 2019 Filed Feb 7, 2019 00:00 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 7,411 $120.17 $890,579.87
Disclosure

SEC source: 0000059478-19-000049 · wf-form4_154949760502486.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,820

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:43 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000032 · wf-form4_154941021277393.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:43 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 1,492 $119.86 $178,831.12
Disclosure

SEC source: 0000059478-19-000032 · wf-form4_154941021277393.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,409

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:43 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000032 · wf-form4_154941021277393.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Feb 1, 2019 18:54 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000012 · wf-form5_154904726566943.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,568

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:09 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 6,398 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000058 · wf-form4_151787218358969.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,398 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:09 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 2,789 $81.45 $227,164.05
Disclosure

SEC source: 0000059478-18-000058 · wf-form4_151787218358969.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,318

Read SEC document
February 01, 2018 Filed Feb 5, 2018 23:09 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 6,398 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000058 · wf-form4_151787218358969.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:55 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000030 · wf-form4_151743932243299.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires 2019-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:55 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 3,759 $87.60 $329,288.40
Disclosure

SEC source: 0000059478-18-000030 · wf-form4_151743932243299.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,709

Read SEC document
June 13, 2017 Filed Jan 30, 2018 21:03 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 2,091 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000016 · wf-form5_151734619929734.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:10 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 1,900 $80.78 $153,482.00
Disclosure

SEC source: 0000059478-17-000161 · wf-form4_149738464100946.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,041

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:24 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 3,073 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000087 · wf-form4_148615345890925.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,073 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:24 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 1,420 $77.03 $109,382.60
Disclosure

SEC source: 0000059478-17-000087 · wf-form4_148615345890925.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,941

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:24 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 3,073 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000087 · wf-form4_148615345890925.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:47 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 6,398 $0.00 $0.00
Disclosure

SEC source: 0000059478-17-000026 · wf-form4_148590284266649.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,398

Underlying: Common Stock · 6,398 shares

Expires 2018-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 22:47 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 6,119 $75.38 $461,250.22
Disclosure

SEC source: 0000059478-17-000026 · wf-form4_148590284266649.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,288

Read SEC document
December 16, 2016 Filed Dec 19, 2016 19:10 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 2,093 $82.23 $172,107.39
Disclosure

SEC source: 0000059478-16-000481 · wf-form4_148217463696571.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,169

Read SEC document
October 02, 2016 Filed Oct 4, 2016 18:08 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 3,894 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000426 · wf-form4_147560449809261.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,894 shares

Expires 2016-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
October 02, 2016 Filed Oct 4, 2016 18:08 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 1,801 $80.26 $144,548.26
Disclosure

SEC source: 0000059478-16-000426 · wf-form4_147560449809261.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,262

Read SEC document
October 02, 2016 Filed Oct 4, 2016 18:08 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 3,894 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000426 · wf-form4_147560449809261.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2016 Filed Jun 13, 2016 20:19 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 2,541 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000379 · wf-form4_146584917758562.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,169

Read SEC document
June 10, 2016 Filed Jun 13, 2016 20:19 UTC ELI LILLY & Co LLY · Entity 2794 SaleCommon Stock 992 $73.77 $73,179.84
Disclosure

SEC source: 0000059478-16-000379 · wf-form4_146584917758562.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,710

Read SEC document
February 01, 2016 Filed Feb 3, 2016 18:43 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionRestricted Stock Unit · Derivative 2,072 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000288 · wf-form4_145452502448570.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,072 shares

Expires 2016-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 18:43 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 656 $79.10 $51,889.60
Disclosure

SEC source: 0000059478-16-000288 · wf-form4_145452502448570.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,702

Read SEC document
February 01, 2016 Filed Feb 3, 2016 18:43 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 2,072 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000288 · wf-form4_145452502448570.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:55 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 3,073 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000276 · wf-form4_145402530169593.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,073

Underlying: Common Stock · 3,073 shares

Expires 2017-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 23:55 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 4,662 $81.96 $382,097.52
Disclosure

SEC source: 0000059478-16-000276 · wf-form4_145402530169593.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,286

Read SEC document
July 30, 2015 Filed Jan 25, 2016 20:24 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 963 $0.00 $0.00
Disclosure

SEC source: 0000059478-16-000234 · wf-form5_145375346248859.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,624

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:10 UTC ELI LILLY & Co LLY · Entity 2794 GrantRestricted Stock Unit · Derivative 2,072 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000018 · wf-form4_142265583186576.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072

Underlying: Common Stock · 2,072 shares

Expires 2016-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
January 28, 2015 Filed Jan 30, 2015 22:10 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 2,943 $70.97 $208,864.71
Disclosure

SEC source: 0000059478-15-000018 · wf-form4_142265583186576.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,587

Read SEC document
September 12, 2014 Filed Sep 16, 2014 15:56 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 1,314 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · derivative · entry 7

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,628

Underlying: Common Stock · 1,314 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2014 Filed Sep 16, 2014 15:56 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 1,627 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · derivative · entry 6

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,254

Underlying: Common Stock · 1,627 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2014 Filed Sep 16, 2014 15:56 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 1,440 $65.18 $93,859.20
Disclosure

SEC source: 0000059478-14-000153 · wf-form4_141088298771723.xml · nonDerivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,644

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.