person · Reporting owner

Kennedy Thomas A

Disclosed activity across 3 companies

Tapewire entity: 11776
SEC CIK: 0001495635

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
RTX CorpRTX · Entity 2823	Director · Executive Chairman	March 20, 2021	March 23, 2021
TEXTRON INCTXT · Entity 3391	Director	April 29, 2026	May 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RTX Corp

Report date March 20, 2021 · Filed March 23, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	441,659	Ending reported balance After 2021-03-22 transaction · row 4 4 source rows · reconciled sequence Row 1 · 2021-03-20 · Exercise / conversion · Acquired 17,420 · Balance 439,644 F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Row 2 · 2021-03-21 · Exercise / conversion · Acquired 16,091 · Balance 455,735 F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Row 3 · 2021-03-22 · Tax withholding · Disposed 6,759 · Balance 448,976 Row 4 · 2021-03-22 · Tax withholding · Disposed 7,317 · Balance 441,659
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	317,360	Reported balance After 2021-03-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-03-20 · Exercise / conversion · Disposed 17,420 · Balance 317,360 F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 20, 2019.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	301,269	Reported balance After 2021-03-21 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-03-21 · Exercise / conversion · Disposed 16,091 · Balance 301,269 F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 21, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 20, 2019.

F3: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 21, 2018.

TEXTRON INC

Report date April 29, 2026 · Filed May 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	20,162	Ending reported balance After 2026-05-01 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-04-29 · Grant · Acquired 2,061 · Balance 9,862 Row 2 · 2026-05-01 · Purchase · Acquired 10,300 · Balance 20,162

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RAYTHEON CO/

Report date April 03, 2020 · Filed April 08, 2020

Section 16 reporting ended · disclosed 2020-04-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2020-04-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2020-04-03 · Disposition to issuer · Disposed 142,229 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	65,178	Reported balance After 2020-04-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2020-04-03 · Disposition to issuer · Disposed 8,423 · Balance 65,178 F2: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	51,394	Reported balance After 2020-04-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-04-03 · Disposition to issuer · Disposed 13,784 · Balance 51,394 F3: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	29,010	Reported balance After 2020-04-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-04-03 · Disposition to issuer · Disposed 22,384 · Balance 29,010 F4: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-04-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-04-03 · Disposition to issuer · Disposed 29,010 · Balance 0 F5: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.
Performance Stock UnitsSEC Table II · derivative / convertible security	Direct	69,805	Reported balance After 2020-04-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2020-04-03 · Disposition to issuer · Disposed 44,193 · Balance 69,805 F6: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
Performance Stock UnitsSEC Table II · derivative / convertible security	Direct	27,714	Reported balance After 2020-04-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2020-04-03 · Disposition to issuer · Disposed 42,091 · Balance 27,714 F7: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.
Performance Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-04-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2020-04-03 · Disposition to issuer · Disposed 27,714 · Balance 0 F8: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

F2: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F3: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F4: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F5: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement.

F6: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F7: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

F8: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 01, 2026 Filed May 1, 2026 20:10 UTC	TEXTRON INC TXT · Entity 3391	PurchaseCommon Stock	10,300	$95.98	$988,594.00	Disclosure SEC source: 0000217346-26-000020 · wk-form4_1777666205.xml · nonDerivative · entry 2 Kennedy Thomas A · CIK 0001495635 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,162 Read SEC document
April 29, 2026 Filed May 1, 2026 20:10 UTC	TEXTRON INC TXT · Entity 3391	GrantCommon Stock	2,061	$0.00	$0.00	Disclosure SEC source: 0000217346-26-000020 · wk-form4_1777666205.xml · nonDerivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,862 Read SEC document
April 23, 2025 Filed Apr 25, 2025 14:18 UTC	TEXTRON INC TXT · Entity 3391	GrantCommon Stock	2,794	$0.00	$0.00	Disclosure SEC source: 0000217346-25-000055 · wk-form4_1745590693.xml · nonDerivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,801 Read SEC document
April 24, 2024 Filed Apr 25, 2024 21:24 UTC	TEXTRON INC TXT · Entity 3391	GrantCommon Stock	1,756	$0.00	$0.00	Disclosure SEC source: 0000217346-24-000068 · wk-form4_1714080263.xml · nonDerivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,007 Read SEC document
April 26, 2023 Filed Apr 27, 2023 14:38 UTC	TEXTRON INC TXT · Entity 3391	GrantCommon Stock	2,517	$0.00	$0.00	Disclosure SEC source: 0001062993-23-009544 · form4.xml · nonDerivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,251 Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:06 UTC	TEXTRON INC TXT · Entity 3391	GrantCommon Stock	734	$0.00	$0.00	Disclosure SEC source: 0001062993-23-000405 · form4.xml · nonDerivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734 Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:11 UTC	RTX Corp RTX · Entity 2823	Tax withholdingCommon Stock	7,317	$76.92	$562,823.64	Disclosure SEC source: 0001225208-21-005813 · doc4.xml · nonDerivative · entry 4 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,659 Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:11 UTC	RTX Corp RTX · Entity 2823	Tax withholdingCommon Stock	6,759	$76.92	$519,902.28	Disclosure SEC source: 0001225208-21-005813 · doc4.xml · nonDerivative · entry 3 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,976 Read SEC document
March 21, 2021 Filed Mar 23, 2021 21:11 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionRestricted Stock Units · Derivative	16,091	$0.00	$0.00	Disclosure SEC source: 0001225208-21-005813 · doc4.xml · derivative · entry 6 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,269 Underlying: Common Stock · 16,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 21, 2018. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 21, 2018. Read SEC document
March 21, 2021 Filed Mar 23, 2021 21:11 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionCommon Stock	16,091	$0.00	$0.00	Disclosure SEC source: 0001225208-21-005813 · doc4.xml · nonDerivative · entry 2 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:11 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionRestricted Stock Units · Derivative	17,420	$0.00	$0.00	Disclosure SEC source: 0001225208-21-005813 · doc4.xml · derivative · entry 5 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,360 Underlying: Common Stock · 17,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 20, 2019. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 20, 2019. Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:11 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionCommon Stock	17,420	$0.00	$0.00	Disclosure SEC source: 0001225208-21-005813 · doc4.xml · nonDerivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:18 UTC	RTX Corp RTX · Entity 2823	GrantStock Appreciation Right · Derivative	131,700	$72.49 Strike: $72.49	$9,546,933.00	Disclosure SEC source: 0001225208-21-002071 · doc4.xml · derivative · entry 2 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,700 Underlying: Common Stock · 131,700 shares Expires 2031-02-07 F2 · balance_after: In addition to the stock appreciation rights (SARs) and not included in this number, the reporting person was also awarded 86,910 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital (ROIC), earnings per share (EPS) growth and total shareholder return (TSR) relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period. Read SEC document
February 08, 2021 Filed Feb 10, 2021 23:18 UTC	RTX Corp RTX · Entity 2823	GrantRestricted Stock Units · Derivative	28,970	$0.00	$0.00	Disclosure SEC source: 0001225208-21-002071 · doc4.xml · derivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,780 Underlying: Common Stock · 28,970 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. Read SEC document
January 25, 2021 Filed Jan 26, 2021 22:10 UTC	RTX Corp RTX · Entity 2823	Tax withholdingCommon Stock	39,318	$66.28	$2,605,997.04	Disclosure SEC source: 0001225208-21-001162 · doc4.xml · nonDerivative · entry 2 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,224 Read SEC document
January 24, 2021 Filed Jan 26, 2021 22:10 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionRestricted Stock Units · Derivative	99,001	$0.00	$0.00	Disclosure SEC source: 0001225208-21-001162 · doc4.xml · derivative · entry 3 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,810 Underlying: Common Stock · 99,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan. Read SEC document
January 24, 2021 Filed Jan 26, 2021 22:10 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionCommon Stock	99,001	$0.00	$0.00	Disclosure SEC source: 0001225208-21-001162 · doc4.xml · nonDerivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document
October 29, 2020 Filed Oct 30, 2020 13:17 UTC	RTX Corp RTX · Entity 2823	PurchaseCommon Stock	19,059	$52.47	$1,000,016.20	Disclosure SEC source: 0001225208-20-012821 · doc4.xml · nonDerivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,541 F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $52.2875 to $52.8299 per share. Full information regarding the number of shares purchased at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionRestricted Stock Units · Derivative	4,181	$0.00	$0.00	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · derivative · entry 12 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,811 Underlying: Common Stock · 4,181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F5 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP. F5 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 24, 2018 under the 2018-2020 LTPP. Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionRestricted Stock Units · Derivative	3,982	$0.00	$0.00	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · derivative · entry 11 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,992 Underlying: Common Stock · 3,982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F4 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP. F4 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 LTPP. Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionRestricted Stock Units · Derivative	2,745	$0.00	$0.00	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · derivative · entry 10 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,974 Underlying: Common Stock · 2,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 25, 2020. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company RSUs originally awarded on March 25, 2020. Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionRestricted Stock Units · Derivative	2,622	$0.00	$0.00	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · derivative · entry 9 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,719 Underlying: Common Stock · 2,622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP). F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 29, 2020 under the 2020-2022 Long-Term Performance Plan (LTPP). Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Tax withholdingCommon Stock	4,181	$61.97	$259,096.57	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 8 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,482 Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Tax withholdingCommon Stock	3,982	$61.97	$246,764.54	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 7 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,663 Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Tax withholdingCommon Stock	2,745	$61.97	$170,107.65	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 6 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,645 Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Tax withholdingCommon Stock	2,622	$61.97	$162,485.34	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 5 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,390 Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionCommon Stock	2,622	$0.00	$0.00	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 4 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionCommon Stock	2,745	$0.00	$0.00	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 3 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionCommon Stock	3,982	$0.00	$0.00	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 2 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document
September 14, 2020 Filed Sep 16, 2020 22:41 UTC	RTX Corp RTX · Entity 2823	Exercise / conversionCommon Stock	4,181	$0.00	$0.00	Disclosure SEC source: 0001225208-20-011624 · doc4.xml · nonDerivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC	RAYTHEON CO/ RTN · Entity 149943	Disposition to issuerPerformance Stock Units · Derivative	27,714	Not disclosed	Not disclosed	Disclosure SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 8 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,714 shares Expires not disclosed F8 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F8 · price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F8 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F8 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2020-2022 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC	RAYTHEON CO/ RTN · Entity 149943	Disposition to issuerPerformance Stock Units · Derivative	42,091	Not disclosed	Not disclosed	Disclosure SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 7 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,714 Underlying: Common Stock · 42,091 shares Expires not disclosed F7 · derivative.exercise_price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F7 · price: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F7 · derivative.exercise_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F7 · derivative.expiration_date: Represents PSUs earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2019-2021 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC	RAYTHEON CO/ RTN · Entity 149943	Disposition to issuerPerformance Stock Units · Derivative	44,193	Not disclosed	Not disclosed	Disclosure SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 6 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,805 Underlying: Common Stock · 44,193 shares Expires not disclosed F6 · derivative.exercise_price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F6 · price: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F6 · derivative.exercise_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. F6 · derivative.expiration_date: Represents performance-based restricted stock units ("PSUs") earned at a specific level pursuant to the term of the Merger Agreement and which had not been previously reported. The PSUs were originally granted under the 2018-2020 Long-Term Performance Plan. The PSUs were converted into an award of time-vesting UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC	RAYTHEON CO/ RTN · Entity 149943	Disposition to issuerRestricted Stock Units · Derivative	29,010	Not disclosed	Not disclosed	Disclosure SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 5 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,010 shares Expires not disclosed F5 · derivative.exercise_price: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. F5 · price: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. F5 · derivative.exercise_date: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. F5 · derivative.expiration_date: Time-based RSUs, granted on March 25, 2020, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC	RAYTHEON CO/ RTN · Entity 149943	Disposition to issuerRestricted Stock Units · Derivative	22,384	Not disclosed	Not disclosed	Disclosure SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 4 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,010 Underlying: Common Stock · 22,384 shares Expires not disclosed F4 · derivative.exercise_price: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. F4 · price: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. F4 · derivative.exercise_date: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. F4 · derivative.expiration_date: Time-based RSUs, granted on March 20, 2019, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC	RAYTHEON CO/ RTN · Entity 149943	Disposition to issuerRestricted Stock Units · Derivative	13,784	Not disclosed	Not disclosed	Disclosure SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 3 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,394 Underlying: Common Stock · 13,784 shares Expires not disclosed F3 · derivative.exercise_price: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. F3 · price: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. F3 · derivative.exercise_date: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. F3 · derivative.expiration_date: Time-based RSUs, granted on March 21, 2018, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into awards of UTC RSUs pursuant to the terms of the Merger Agreement. Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC	RAYTHEON CO/ RTN · Entity 149943	Disposition to issuerRestricted Stock Units · Derivative	8,423	Not disclosed	Not disclosed	Disclosure SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · derivative · entry 2 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,178 Underlying: Common Stock · 8,423 shares Expires not disclosed F2 · derivative.exercise_price: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F2 · price: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F2 · derivative.exercise_date: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. F2 · derivative.expiration_date: Time-based restricted stock units ("RSUs"), granted on March 29, 2017, that represent the right to receive one share of Raytheon Common Stock per unit. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. Read SEC document
April 03, 2020 Filed Apr 8, 2020 15:30 UTC	RAYTHEON CO/ RTN · Entity 149943	Disposition to issuerCommon Stock	142,229	Not disclosed	Not disclosed	Disclosure SEC source: 0001047122-20-000117 · wf-form4_158637419398775.xml · nonDerivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC	RTX Corp RTX · Entity 2823	GrantRestricted Stock Units · Derivative	64,707	Not disclosed	Not disclosed	Disclosure SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 8 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,341 Underlying: Common Stock · 64,707 shares Expires not disclosed F7 · derivative.exercise_price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F7 · price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F7 · derivative.exercise_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F7 · derivative.expiration_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 29, 2020 under the 2020-2022 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC	RTX Corp RTX · Entity 2823	GrantRestricted Stock Units · Derivative	98,274	Not disclosed	Not disclosed	Disclosure SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 7 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,634 Underlying: Common Stock · 98,274 shares Expires not disclosed F6 · derivative.exercise_price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F6 · price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F6 · derivative.exercise_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F6 · derivative.expiration_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 30, 2019 under the 2019-2021 LTPP. These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC	RTX Corp RTX · Entity 2823	GrantRestricted Stock Units · Derivative	103,182	Not disclosed	Not disclosed	Disclosure SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 6 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,360 Underlying: Common Stock · 103,182 shares Expires not disclosed F5 · derivative.exercise_price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · price: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · derivative.exercise_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. F5 · derivative.expiration_date: Represents RTX RSUs that were converted from Raytheon performance-based vesting restricted stock units granted on January 24, 2018 under the 2018-2020 Long-Term Performance Plan ("LTPP"). These RSUs will vest in full at the end of the original LTPP 3-year performance cycle. Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC	RTX Corp RTX · Entity 2823	GrantRestricted Stock Units · Derivative	67,733	Not disclosed	Not disclosed	Disclosure SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 5 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,178 Underlying: Common Stock · 67,733 shares Expires not disclosed F4 · derivative.exercise_price: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 25, 2020, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. F4 · price: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 25, 2020, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. F4 · derivative.exercise_date: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 25, 2020, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. F4 · derivative.expiration_date: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 25, 2020, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC	RTX Corp RTX · Entity 2823	GrantRestricted Stock Units · Derivative	52,262	Not disclosed	Not disclosed	Disclosure SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 4 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,445 Underlying: Common Stock · 52,262 shares Expires not disclosed F3 · derivative.exercise_price: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2019, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. F3 · price: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2019, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. F3 · derivative.exercise_date: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2019, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. F3 · derivative.expiration_date: Time-based RTX RSUs that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2019, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC	RTX Corp RTX · Entity 2823	GrantRestricted Stock Units · Derivative	32,183	Not disclosed	Not disclosed	Disclosure SEC source: 0000947871-20-000333 · ownership.xml · derivative · entry 3 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,183 Underlying: Common Stock · 32,183 shares Expires not disclosed F2 · derivative.exercise_price: Time-based RTX restricted stock units ("RSUs") that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2018, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. F2 · price: Time-based RTX restricted stock units ("RSUs") that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2018, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. F2 · derivative.exercise_date: Time-based RTX restricted stock units ("RSUs") that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2018, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. F2 · derivative.expiration_date: Time-based RTX restricted stock units ("RSUs") that represent the right to receive one share of RTX Common Stock per unit and were converted from Raytheon RSUs, originally granted on March 21, 2018, pursuant to the terms of the Merger Agreement. These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the original date of grant, as applicable, and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC	RTX Corp RTX · Entity 2823	Tax withholdingCommon Stock	8,260	$49.93	$412,421.80	Disclosure SEC source: 0000947871-20-000333 · ownership.xml · nonDerivative · entry 2 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,482 Read SEC document
April 03, 2020 Filed Apr 8, 2020 16:25 UTC	RTX Corp RTX · Entity 2823	GrantCommon Stock	351,742	Not disclosed	Not disclosed	Disclosure SEC source: 0000947871-20-000333 · ownership.xml · nonDerivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,742 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document
March 25, 2020 Filed Mar 27, 2020 17:21 UTC	RAYTHEON CO/ RTN · Entity 149943	GrantRestricted Stock Units · Derivative	29,010	$0.00	$0.00	Disclosure SEC source: 0001047122-20-000071 · wf-form4_158534408006009.xml · derivative · entry 1 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,601 Underlying: Common Stock · 29,010 shares Expires 2024-03-25 F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: These RSUs vest in one-third increments on each of the second, third and fourth anniversaries of the date of grant and continue to vest (but do not accelerate) on the scheduled vesting dates into retirement, subject to the employee's compliance with certain post-employment covenants. Read SEC document
March 23, 2020 Filed Mar 24, 2020 18:50 UTC	RAYTHEON CO/ RTN · Entity 149943	Tax withholdingCommon Stock	3,082	$115.54	$356,094.28	Disclosure SEC source: 0001047122-20-000042 · wf-form4_158509021209865.xml · nonDerivative · entry 6 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,229 Read SEC document
March 23, 2020 Filed Mar 24, 2020 18:50 UTC	RAYTHEON CO/ RTN · Entity 149943	Tax withholdingCommon Stock	4,055	$115.54	$468,514.70	Disclosure SEC source: 0001047122-20-000042 · wf-form4_158509021209865.xml · nonDerivative · entry 4 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,973 Read SEC document
March 23, 2020 Filed Mar 24, 2020 18:50 UTC	RAYTHEON CO/ RTN · Entity 149943	Tax withholdingCommon Stock	3,846	$115.54	$444,366.84	Disclosure SEC source: 0001047122-20-000042 · wf-form4_158509021209865.xml · nonDerivative · entry 2 Kennedy Thomas A · CIK 0001495635 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,374 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.