Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Restaurant Brands International Inc.QSR · Entity 3102 | See Remarks | April 04, 2017 | April 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Restaurant Brands International Inc.
Report date April 04, 2017 · Filed April 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 792.6573 |
Reported balance
After 2017-04-04 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-04-04 · Grant · Acquired 145.7703 · Balance 792.6573 F6: Each whole dividend equivalent right represents a contingent right to receive one common share. F7: These dividend equivalent rights accrued on the 2016 restricted share unit award (the "2016 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2016 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2016 RSUs to which they relate. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 55.0224 |
Reported balance
After 2017-04-04 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-04-04 · Grant · Acquired 55.0224 · Balance 55.0224 F6: Each whole dividend equivalent right represents a contingent right to receive one common share. F9: These dividend equivalent rights accrued on the 2017 restricted share unit award (the "2017 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2017 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2017 RSUs to which they relate. |
| Common SharesSEC Table I · non-derivative | Direct | 90,441 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 90,441 |
| Exchangeable unitsSEC Table II · derivative / convertible security | Direct | 686 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 686 F1: On December 12, 2014, Burger King Worldwide, Inc. ("Burger King Worldwide") consummated the business combination (the "Merger") pursuant to the Arrangement Agreement and Plan of Merger dated August 26, 2014 by and among Burger King Worldwide, Tim Hortons Inc., Restaurant Brands International Inc., Restaurant Brands International Limited Partnership and the other parties thereto (the "Arrangement Agreement"). Pursuant to the Reporting Person's election under the Arrangement Agreement, each share of Burger King Worldwide common stock previously held by the Reporting Person was converted into one Restaurant Brands International Limited Partnership exchangeable unit. F2: Each Restaurant Brands International Limited Partnership exchangeable unit is convertible, at the Reporting Person's election, at any time after the one year anniversary of the Merger, into common shares of Restaurant Brands International Inc. or a cash amount equal to a prescribed cash amount determined by reference to the weighted average trading price of Restaurant Brands International Inc.'s common shares on the New York Stock Exchange for the 20 consecutive trading days ending on the last business day prior to the exchange date, at the sole discretion of the general partner of Restaurant Brands International Limited Partnership (subject to the consent of the Restaurant Brands International Inc. conflicts committee, in certain circumstances). This conversion right has no expiration date. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.54 · Expires 2021-02-02 | Direct | 106,050 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 106,050 F3: These options are immediately exercisable. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.54 · Expires 2021-07-31 | Direct | 42,420 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 42,420 F3: These options are immediately exercisable. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.54 · Expires 2022-02-20 | Direct | 68,214 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 68,214 F3: These options are immediately exercisable. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.97 · Expires 2022-02-28 | Direct | 452,765 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 452,765 F3: These options are immediately exercisable. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2023-02-28 | Direct | 32,401 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 32,401 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2023-02-28 | Direct | 250,000 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 250,000 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.28 · Expires 2024-03-06 | Direct | 21,282 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 21,282 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.28 · Expires 2024-03-06 | Direct | 21,281 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 21,281 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.28 · Expires 2024-03-06 | Direct | 180,000 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 180,000 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.26 · Expires 2025-03-05 | Direct | 25,809 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 25,809 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.26 · Expires 2025-03-05 | Direct | 166,667 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 166,667 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.67 · Expires 2026-02-25 | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 150,000 |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 44,550 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 44,550 F4: Each restricted share unit represents a contingent right to receive one common share. F5: These restricted share units vest on December 31, 2020. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 17,060 |
Reported balance
Holding disclosure · report date 2017-04-04 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 17,060 F4: Each restricted share unit represents a contingent right to receive one common share. F8: These restricted share units vest on December 31, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 12, 2014, Burger King Worldwide, Inc. ("Burger King Worldwide") consummated the business combination (the "Merger") pursuant to the Arrangement Agreement and Plan of Merger dated August 26, 2014 by and among Burger King Worldwide, Tim Hortons Inc., Restaurant Brands International Inc., Restaurant Brands International Limited Partnership and the other parties thereto (the "Arrangement Agreement"). Pursuant to the Reporting Person's election under the Arrangement Agreement, each share of Burger King Worldwide common stock previously held by the Reporting Person was converted into one Restaurant Brands International Limited Partnership exchangeable unit.
F2: Each Restaurant Brands International Limited Partnership exchangeable unit is convertible, at the Reporting Person's election, at any time after the one year anniversary of the Merger, into common shares of Restaurant Brands International Inc. or a cash amount equal to a prescribed cash amount determined by reference to the weighted average trading price of Restaurant Brands International Inc.'s common shares on the New York Stock Exchange for the 20 consecutive trading days ending on the last business day prior to the exchange date, at the sole discretion of the general partner of Restaurant Brands International Limited Partnership (subject to the consent of the Restaurant Brands International Inc. conflicts committee, in certain circumstances). This conversion right has no expiration date.
F3: These options are immediately exercisable.
F4: Each restricted share unit represents a contingent right to receive one common share.
F5: These restricted share units vest on December 31, 2020.
F6: Each whole dividend equivalent right represents a contingent right to receive one common share.
F7: These dividend equivalent rights accrued on the 2016 restricted share unit award (the "2016 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2016 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2016 RSUs to which they relate.
F8: These restricted share units vest on December 31, 2021.
F9: These dividend equivalent rights accrued on the 2017 restricted share unit award (the "2017 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2017 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2017 RSUs to which they relate.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AlTi Global, Inc.
Report date January 24, 2023 · Filed January 24, 2023
Section 16 reporting ended · disclosed 2023-01-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2023-01-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 25,000 F1: The Class B ordinary shares of Cartesian Growth Corporation automatically converted into shares of Class A common stock of the Issuer upon the closing of Cartesian Growth Corporation's initial business combination. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares of Cartesian Growth Corporation automatically converted into shares of Class A common stock of the Issuer upon the closing of Cartesian Growth Corporation's initial business combination.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 04, 2017 Filed Apr 6, 2017 16:33 UTC | Restaurant Brands International Inc. QSR · Entity 3102 | GrantDividend Equivalent Rights · Derivative | 55.0224 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026099 · doc4.xml · derivative · entry 18 Diaz-Sese Elias · CIK 0001627676 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55.0224 Underlying: Common Shares · 55.0224 shares Expires not disclosed F6 · derivative.exercise_price: Each whole dividend equivalent right represents a contingent right to receive one common share. F9 · derivative.exercise_date: These dividend equivalent rights accrued on the 2017 restricted share unit award (the "2017 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2017 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2017 RSUs to which they relate. F9 · derivative.expiration_date: These dividend equivalent rights accrued on the 2017 restricted share unit award (the "2017 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2017 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2017 RSUs to which they relate. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 16:33 UTC | Restaurant Brands International Inc. QSR · Entity 3102 | GrantDividend Equivalent Rights · Derivative | 145.7703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026099 · doc4.xml · derivative · entry 15 Diaz-Sese Elias · CIK 0001627676 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792.6573 Underlying: Common Shares · 145.7703 shares Expires not disclosed F6 · derivative.exercise_price: Each whole dividend equivalent right represents a contingent right to receive one common share. F7 · derivative.exercise_date: These dividend equivalent rights accrued on the 2016 restricted share unit award (the "2016 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2016 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2016 RSUs to which they relate. F7 · derivative.expiration_date: These dividend equivalent rights accrued on the 2016 restricted share unit award (the "2016 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2016 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2016 RSUs to which they relate. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:29 UTC | Restaurant Brands International Inc. QSR · Entity 3102 | GrantRestricted Share Units · Derivative | 17,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015428 · doc4.xml · derivative · entry 17 Diaz-Sese Elias · CIK 0001627676 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,060 Underlying: Common Shares · 17,060 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share. F10 · shares: The Issuer granted the 2017 restricted share units ("2017 RSUs") to the Reporting Person pursuant to the Issuer's 2016 Bonus Swap Program under its 2014 Plan. The Reporting Person elected to use 50% of his 2016 net bonus to purchase Investment Shares and received a matching grant of 2017 RSUs in an amount equal to 50% of his gross bonus, multiplied by a multiple based on the Reporting Person's position level with the Issuer ("RSU Multiplier"), and divided by the purchase price of $55.55 per share. The RSU Multiplier was 2.0 for executive vice presidents and above. If the Reporting Person sells 50% or less of the Investment Shares, he will forfeit 8,530 of the 2017 RSUs and a proportionate number of the remaining 2017 RSUs based on the number of Investment Shares sold. If the Reporting Person sells more than 50% of the Investment Shares, he will forfeit all of the 2017 RSUs. F11 · derivative.exercise_date: These restricted share units vest on December 31, 2021. F11 · derivative.expiration_date: These restricted share units vest on December 31, 2021. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 18:29 UTC | Restaurant Brands International Inc. QSR · Entity 3102 | GrantCommon Shares | 5,152 | $55.56 | $286,245.12 |
DisclosureSEC source: 0001209191-17-015428 · doc4.xml · nonDerivative · entry 1 Diaz-Sese Elias · CIK 0001627676 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,441 F1 · shares: The shares reported represent common shares purchased from the Issuer by the Reporting Person upon exercise of his investment rights pursuant to the Issuer's 2016 Bonus Swap Program under its Amended and Restated 2014 Omnibus Incentive Plan ("2014 Plan"). The Reporting Person elected to use 50% of his 2016 net bonus to purchase common shares at a purchase price in Canadian dollars of $CAD72.86 per share ("Investment Shares"). The reported price represents the U.S. dollar equivalent following conversion using the closing exchange rate on February 23, 2017 of .7625. F1 · price: The shares reported represent common shares purchased from the Issuer by the Reporting Person upon exercise of his investment rights pursuant to the Issuer's 2016 Bonus Swap Program under its Amended and Restated 2014 Omnibus Incentive Plan ("2014 Plan"). The Reporting Person elected to use 50% of his 2016 net bonus to purchase common shares at a purchase price in Canadian dollars of $CAD72.86 per share ("Investment Shares"). The reported price represents the U.S. dollar equivalent following conversion using the closing exchange rate on February 23, 2017 of .7625. F2 · price: Pursuant to the Issuer's 2014 Plan, (i) the purchase price of the Investment Shares is the last sales price of a common share of the Issuer on the Toronto Stock Exchange on the trading day immediately preceding the grant date, and (ii) the number of matching restricted share units described in footnote 10 below pursuant to the Issuer's 2016 Bonus Swap Program is calculated based on the last sales price of a common share of the Issuer on the New York Stock Exchange on the trading day immediately preceding the grant date, in this case February 23, 2017. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 17:38 UTC | Restaurant Brands International Inc. QSR · Entity 3102 | GrantDividend Equivalent Rights · Derivative | 162.8889 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002726 · doc4.xml · derivative · entry 15 Diaz-Sese Elias · CIK 0001627676 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646.887 Underlying: Common Shares · 162.8889 shares Expires not disclosed F6 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one common share. F7 · derivative.exercise_date: These dividend equivalent rights accrued on the 2016 restricted share unit award (the "2016 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2016 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2016 RSUs to which they relate. F7 · derivative.expiration_date: These dividend equivalent rights accrued on the 2016 restricted share unit award (the "2016 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2016 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2016 RSUs to which they relate. Read SEC document |
| October 04, 2016 Filed Oct 11, 2016 20:09 UTC | Restaurant Brands International Inc. QSR · Entity 3102 | GrantDividend Equivalent Rights · Derivative | 162.9453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145649 · doc4.xml · derivative · entry 15 Diaz-Sese Elias · CIK 0001627676 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483.9981 Underlying: Common Shares · 162.9453 shares Expires not disclosed F6 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one common share. F7 · derivative.exercise_date: These dividend equivalent rights accrued on the 2016 restricted share unit award (the "2016 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2016 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2016 RSUs to which they relate. F7 · derivative.expiration_date: These dividend equivalent rights accrued on the 2016 restricted share unit award (the "2016 RSUs"). Dividend equivalent rights accrue when and as dividends are paid on the common shares underlying the 2016 RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the 2016 RSUs to which they relate. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.