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person · Reporting owner

Kathpal Prateek

Disclosed activity across 1 company

Tapewire entity
117626
SEC CIK
0001908438

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cerence Inc.CRNC · Entity 5708EVP, CTOJanuary 26, 2023January 26, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cerence Inc.

Report date January 26, 2023 · Filed January 26, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect210,718 Reported balance After 2023-01-26 transaction · row 1
1 source row

Row 1 · 2023-01-26 · Sale · Disposed 2,209 · Balance 210,718

F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2023 Filed Jan 26, 2023 21:10 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 2,209 $23.26 $51,381.34
Disclosure

SEC source: 0001667731-23-000055 · ownership.xml · nonDerivative · entry 1

Kathpal Prateek · CIK 0001908438 · EVP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,718

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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January 03, 2023 Filed Jan 4, 2023 21:24 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon Stock 5,935 $0.01 $59.35
Disclosure

SEC source: 0001667731-23-000039 · ownership.xml · nonDerivative · entry 1

Kathpal Prateek · CIK 0001908438 · EVP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,927

F1 · shares: Grant of Restricted Stock Units that will vest 100% on January 19, 2023, issued pursuant to the Company's FY2022 Short-Term Incentive Program

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December 02, 2022 Filed Dec 6, 2022 15:31 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon Stock 143,843 $0.01 $1,438.43
Disclosure

SEC source: 0001667731-22-000440 · ownership.xml · nonDerivative · entry 1

Kathpal Prateek · CIK 0001908438 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,992

F1 · shares: Grant of Restricted Stock Units subject to the Restricted Stock Unit Agreement. Shares vest one-quarter on each of October 1, 2023, 2024, 2025 and 2026.

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October 11, 2022 Filed Oct 11, 2022 20:16 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 11,167 $16.14 $180,235.38
Disclosure

SEC source: 0001667731-22-000392 · kathpal10112022.xml · nonDerivative · entry 1

Kathpal Prateek · CIK 0001908438 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,149

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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May 27, 2022 Filed Jun 1, 2022 20:37 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 10,421 $31.77 $331,075.17
Disclosure

SEC source: 0001667731-22-000230 · kathpal05272022.xml · nonDerivative · entry 1

Kathpal Prateek · CIK 0001908438 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,316

F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $31.75 to $31.86 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price

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January 25, 2022 Filed Feb 8, 2022 21:35 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon Stcok 4,884 $0.01 $48.84
Disclosure

SEC source: 0001667731-22-000028 · ownership.xml · nonDerivative · entry 1

Kathpal Prateek · CIK 0001908438 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,737

F1 · shares: Grant of Restricted Stock Units subject to the Restricted Stock Unit Agreement. Shares vest one-third on each of October 1, 2022, 2023, and 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.