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SULLIVAN JOHN L III

Disclosed activity across 1 company

Tapewire entity
117575
SEC CIK
0001187212

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

EASTERN CO

Report date December 31, 2022 · Filed January 30, 2023

Section 16 reporting ended · disclosed 2023-01-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect34,854 Reported balance After 2022-01-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-01-19 · Other · Acquired 10 · Balance 34,854

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect34,862 Reported balance After 2022-02-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-02-09 · Other · Acquired 8 · Balance 34,862

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect34,870 Reported balance After 2022-03-07 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-03-07 · Other · Acquired 8 · Balance 34,870

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect35,000 Reported balance After 2022-03-15 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2022-03-15 · Purchase · Acquired 130 · Balance 35,000

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect35,011 Reported balance After 2022-04-20 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2022-04-20 · Other · Acquired 11 · Balance 35,011

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect35,020 Reported balance After 2022-05-06 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2022-05-06 · Other · Acquired 9 · Balance 35,020

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect35,029 Reported balance After 2022-06-07 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2022-06-07 · Other · Acquired 9 · Balance 35,029

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect35,183 Reported balance After 2022-06-15 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2022-06-15 · Purchase · Acquired 154 · Balance 35,183

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect35,185 Reported balance After 2022-07-12 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2022-07-12 · Other · Acquired 2 · Balance 35,185

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect35,352 Reported balance After 2022-09-15 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2022-09-15 · Purchase · Acquired 167 · Balance 35,352

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect35,504 Reported balance After 2022-12-15 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2022-12-15 · Purchase · Acquired 152 · Balance 35,504

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2018 Filed Jan 23, 2019 20:24 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 0 $1.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001567619-19-001492 · doc1.xml · derivative · entry 3

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2023-02-07

F3 · date: On February 7, 2018, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

F3 · shares: On February 7, 2018, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

F3 · derivative.exercise_date: On February 7, 2018, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

Read SEC document
February 07, 2018 Filed Jan 22, 2020 20:52 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001567619-20-001346 · doc1.xml · derivative · entry 3

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2023-02-07

F3 · date: On February 7, 2018, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

F3 · shares: On February 7, 2018, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

F3 · derivative.exercise_date: On February 7, 2018, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable on February 1, 2021, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2020.

Read SEC document
February 07, 2018 Filed Mar 6, 2020 22:17 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation · Derivative 10,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001567619-20-005847 · doc1.xml · derivative · entry 6

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · derivative.expiration_date: On February 7, 2018, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 10,000 of the granted SARs vest on February 7, 2021.

Read SEC document
February 07, 2018 Filed Mar 23, 2020 22:30 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation · Derivative 10,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001567619-20-006921 · doc1.xml · derivative · entry 3

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.expiration_date: On February 7, 2018, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $24.90 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 10,000 of the granted SARs vest on February 7, 2021.

Read SEC document
December 31, 2017 Filed Jan 16, 2018 23:39 UTC EASTERN CO EML · Entity 6456 GrantCommon Stock 115 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-002076 · doc1.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,808

F1 · security: 115 shares acquired at various prices for the period 9/16/2017 through 12/31/2017 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

F1 · price: 115 shares acquired at various prices for the period 9/16/2017 through 12/31/2017 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

Read SEC document
November 09, 2017 Filed Nov 9, 2017 20:42 UTC EASTERN CO EML · Entity 6456 OtherCommon Stock 399 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-041795 · doc1.xml · nonDerivative · entry 3

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,693

F1 · price: 399 shares acquired at various prices for the period 1/1/2017 through 9/15/2017 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

Read SEC document
November 09, 2017 Filed Nov 9, 2017 20:42 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 100 $26.00 $2,600.00
Disclosure

SEC source: 0001140361-17-041795 · doc1.xml · nonDerivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,294

Read SEC document
November 09, 2017 Filed Nov 9, 2017 20:42 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 1,300 $25.75 $33,475.00
Disclosure

SEC source: 0001140361-17-041795 · doc1.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,194

Read SEC document
March 02, 2017 Filed Mar 3, 2017 19:20 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 10,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-010476 · doc1.xml · derivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-02

F1 · derivative.exercise_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Nov 9, 2017 20:42 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 10,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001140361-17-041795 · doc1.xml · derivative · entry 4

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-02

F2 · derivative.exercise_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Jan 23, 2019 20:24 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 0 $1.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-19-001492 · doc1.xml · derivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-02

F2 · date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

F2 · shares: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

F2 · derivative.exercise_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Jan 22, 2020 20:52 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-20-001346 · doc1.xml · derivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-02

F2 · date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

F2 · shares: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

F2 · derivative.exercise_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds described in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Mar 6, 2020 22:17 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation · Derivative 10,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-20-005847 · doc1.xml · derivative · entry 5

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F2 · derivative.expiration_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 1,667 of the granted SARs vest on February 1, 2020.

Read SEC document
March 02, 2017 Filed Mar 23, 2020 22:30 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation · Derivative 10,000 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001567619-20-006921 · doc1.xml · derivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.expiration_date: On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 1,667 of the granted SARs vest on February 1, 2020.

Read SEC document
December 31, 2016 Filed Jan 13, 2017 20:14 UTC EASTERN CO EML · Entity 6456 GrantCommon Stock 692 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-001808 · doc1.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,894

F1 · security: 692 shares acquired at various prices for the period 1/29/2016 through 12/15/2016 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

F1 · price: 692 shares acquired at various prices for the period 1/29/2016 through 12/15/2016 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.