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person · Reporting owner

SULLIVAN JOHN L III

Disclosed activity across 1 company

Tapewire entity
117575
SEC CIK
0001187212

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

EASTERN CO

Report date December 31, 2022 · Filed January 30, 2023

Section 16 reporting ended · disclosed 2023-01-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect34,854 Reported balance After 2022-01-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-01-19 · Other · Acquired 10 · Balance 34,854

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect34,862 Reported balance After 2022-02-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-02-09 · Other · Acquired 8 · Balance 34,862

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect34,870 Reported balance After 2022-03-07 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-03-07 · Other · Acquired 8 · Balance 34,870

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect35,000 Reported balance After 2022-03-15 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2022-03-15 · Purchase · Acquired 130 · Balance 35,000

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect35,011 Reported balance After 2022-04-20 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2022-04-20 · Other · Acquired 11 · Balance 35,011

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect35,020 Reported balance After 2022-05-06 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2022-05-06 · Other · Acquired 9 · Balance 35,020

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect35,029 Reported balance After 2022-06-07 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2022-06-07 · Other · Acquired 9 · Balance 35,029

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect35,183 Reported balance After 2022-06-15 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2022-06-15 · Purchase · Acquired 154 · Balance 35,183

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect35,185 Reported balance After 2022-07-12 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2022-07-12 · Other · Acquired 2 · Balance 35,185

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeDirect35,352 Reported balance After 2022-09-15 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2022-09-15 · Purchase · Acquired 167 · Balance 35,352

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Class A Common StockSEC Table I · non-derivativeDirect35,504 Reported balance After 2022-12-15 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2022-12-15 · Purchase · Acquired 152 · Balance 35,504

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

F2: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2022 Filed Jan 30, 2023 20:52 UTC EASTERN CO EML · Entity 6456 PurchaseClass A Common Stock 152 $21.22 $3,225.44
Disclosure

SEC source: 0001654954-23-000985 · section16.xml · nonDerivative · entry 11

SULLIVAN JOHN L III · CIK 0001187212 · no longer an Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,504

F2 · security: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
September 15, 2022 Filed Jan 30, 2023 20:52 UTC EASTERN CO EML · Entity 6456 PurchaseClass A Common Stock 167 $19.16 $3,199.72
Disclosure

SEC source: 0001654954-23-000985 · section16.xml · nonDerivative · entry 10

SULLIVAN JOHN L III · CIK 0001187212 · no longer an Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,352

F2 · security: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
July 12, 2022 Filed Jan 30, 2023 20:52 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 2 $21.08 $42.16
Disclosure

SEC source: 0001654954-23-000985 · section16.xml · nonDerivative · entry 9

SULLIVAN JOHN L III · CIK 0001187212 · no longer an Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,185

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
June 15, 2022 Filed Jan 30, 2023 20:52 UTC EASTERN CO EML · Entity 6456 PurchaseClass A Common Stock 154 $20.69 $3,186.26
Disclosure

SEC source: 0001654954-23-000985 · section16.xml · nonDerivative · entry 8

SULLIVAN JOHN L III · CIK 0001187212 · no longer an Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,183

F2 · security: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
June 07, 2022 Filed Jan 30, 2023 20:52 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 9 $21.49 $193.41
Disclosure

SEC source: 0001654954-23-000985 · section16.xml · nonDerivative · entry 7

SULLIVAN JOHN L III · CIK 0001187212 · no longer an Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,029

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
May 06, 2022 Filed Jan 30, 2023 20:52 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 9 $23.41 $210.69
Disclosure

SEC source: 0001654954-23-000985 · section16.xml · nonDerivative · entry 6

SULLIVAN JOHN L III · CIK 0001187212 · no longer an Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,020

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
April 20, 2022 Filed Jan 30, 2023 20:52 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 11 $23.40 $257.40
Disclosure

SEC source: 0001654954-23-000985 · section16.xml · nonDerivative · entry 5

SULLIVAN JOHN L III · CIK 0001187212 · no longer an Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,011

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
March 15, 2022 Filed Jan 30, 2023 20:52 UTC EASTERN CO EML · Entity 6456 PurchaseClass A Common Stock 130 $24.38 $3,169.40
Disclosure

SEC source: 0001654954-23-000985 · section16.xml · nonDerivative · entry 4

SULLIVAN JOHN L III · CIK 0001187212 · no longer an Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F2 · security: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
March 07, 2022 Filed Jan 30, 2023 20:52 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 8 $24.47 $195.76
Disclosure

SEC source: 0001654954-23-000985 · section16.xml · nonDerivative · entry 3

SULLIVAN JOHN L III · CIK 0001187212 · no longer an Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,870

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
February 09, 2022 Filed Jan 30, 2023 20:52 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 8 $25.76 $206.08
Disclosure

SEC source: 0001654954-23-000985 · section16.xml · nonDerivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · no longer an Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,862

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
January 19, 2022 Filed Jan 30, 2023 20:52 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 10 $26.53 $265.30
Disclosure

SEC source: 0001654954-23-000985 · section16.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · no longer an Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,854

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
December 15, 2021 Filed Feb 15, 2022 18:24 UTC EASTERN CO EML · Entity 6456 PurchaseClass A Common Stock 123 $25.54 $3,141.42
Disclosure

SEC source: 0001654954-22-001688 · section16.xml · nonDerivative · entry 10

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,844

F2 · security: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
December 07, 2021 Filed Feb 15, 2022 18:24 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 8 $25.29 $202.32
Disclosure

SEC source: 0001654954-22-001688 · section16.xml · nonDerivative · entry 9

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,721

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
November 08, 2021 Filed Feb 15, 2022 18:24 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 8 $24.41 $195.28
Disclosure

SEC source: 0001654954-22-001688 · section16.xml · nonDerivative · entry 8

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,713

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
October 11, 2021 Filed Feb 15, 2022 18:24 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 10 $24.61 $246.10
Disclosure

SEC source: 0001654954-22-001688 · section16.xml · nonDerivative · entry 7

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,705

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
September 15, 2021 Filed Feb 15, 2022 18:24 UTC EASTERN CO EML · Entity 6456 PurchaseClass A Common Stock 127 $24.62 $3,126.74
Disclosure

SEC source: 0001654954-22-001688 · section16.xml · nonDerivative · entry 6

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,695

F2 · security: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
September 15, 2021 Filed Feb 15, 2022 18:24 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 7 $27.03 $189.21
Disclosure

SEC source: 0001654954-22-001688 · section16.xml · nonDerivative · entry 5

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,568

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
August 09, 2021 Filed Feb 15, 2022 18:24 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 7 $30.19 $211.33
Disclosure

SEC source: 0001654954-22-001688 · section16.xml · nonDerivative · entry 4

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,561

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
July 19, 2021 Filed Feb 15, 2022 18:24 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 8 $29.50 $236.00
Disclosure

SEC source: 0001654954-22-001688 · section16.xml · nonDerivative · entry 3

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,554

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
June 15, 2021 Filed Feb 15, 2022 18:24 UTC EASTERN CO EML · Entity 6456 PurchaseClass A Common Stock 83 $33.09 $2,746.47
Disclosure

SEC source: 0001654954-22-001688 · section16.xml · nonDerivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,546

F2 · security: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
June 07, 2021 Filed Feb 15, 2022 18:24 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 6 $33.44 $200.64
Disclosure

SEC source: 0001654954-22-001688 · section16.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,463

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Read SEC document
May 10, 2021 Filed May 20, 2021 13:00 UTC EASTERN CO EML · Entity 6456 Exercise / conversionStock Appreciation Rights · Derivative 8,333 $0.00 Strike: $19.10 $0.00
Disclosure

SEC source: 0001654954-21-006066 · section16.xml · derivative · entry 8

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 20, 2021 13:00 UTC EASTERN CO EML · Entity 6456 Disposition to issuerClass A Common Stock 5,100 $31.21 $159,171.00
Disclosure

SEC source: 0001654954-21-006066 · section16.xml · nonDerivative · entry 7

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,457

F3 · security: The reporting person received 3,233 shares of common stock upon the net exercise of 8,333 stock appreciation rights (SARs). A total of 5,100 shares of common stock underlying such SARs were withheld in the payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.

Read SEC document
May 10, 2021 Filed May 20, 2021 13:00 UTC EASTERN CO EML · Entity 6456 Exercise / conversionClass A Common Stock 8,333 $19.10 $159,160.30
Disclosure

SEC source: 0001654954-21-006066 · section16.xml · nonDerivative · entry 6

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The reporting person received 3,233 shares of common stock upon the net exercise of 8,333 stock appreciation rights (SARs). A total of 5,100 shares of common stock underlying such SARs were withheld in the payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.

Read SEC document
May 05, 2021 Filed May 20, 2021 13:00 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 7 $29.29 $205.03
Disclosure

SEC source: 0001654954-21-006066 · section16.xml · nonDerivative · entry 5

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,224

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities Exchange Act of 1934, as amended.

Read SEC document
April 27, 2021 Filed May 20, 2021 13:00 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 10,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001654954-21-006066 · section16.xml · derivative · entry 9

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2023-02-07

Read SEC document
April 06, 2021 Filed May 20, 2021 13:00 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 9 $27.51 $247.59
Disclosure

SEC source: 0001654954-21-006066 · section16.xml · nonDerivative · entry 4

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,217

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 15, 2021 Filed May 20, 2021 13:00 UTC EASTERN CO EML · Entity 6456 PurchaseClass A Common Stock 104 $26.51 $2,757.04
Disclosure

SEC source: 0001654954-21-006066 · section16.xml · nonDerivative · entry 3

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,208

F2 · security: Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
March 05, 2021 Filed May 20, 2021 13:00 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 7 $26.82 $187.74
Disclosure

SEC source: 0001654954-21-006066 · section16.xml · nonDerivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,104

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 04, 2021 Filed May 20, 2021 13:00 UTC EASTERN CO EML · Entity 6456 OtherClass A Common Stock 8 $24.51 $196.08
Disclosure

SEC source: 0001654954-21-006066 · section16.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,097

F1 · security: Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 31, 2020 Filed Jan 27, 2021 22:26 UTC EASTERN CO EML · Entity 6456 OtherCommon Stock 8 $25.50 $203.99
Disclosure

SEC source: 0001654954-21-000849 · section16.xml · nonDerivative · entry 10

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,089

F1 · security: Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
December 04, 2020 Filed Jan 27, 2021 22:26 UTC EASTERN CO EML · Entity 6456 OtherCommon Stock 11 $21.99 $241.89
Disclosure

SEC source: 0001654954-21-000849 · section16.xml · nonDerivative · entry 9

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,081

F1 · security: Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
November 03, 2020 Filed Jan 27, 2021 22:26 UTC EASTERN CO EML · Entity 6456 OtherCommon Stock 9 $22.17 $199.53
Disclosure

SEC source: 0001654954-21-000849 · section16.xml · nonDerivative · entry 8

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,070

F1 · security: Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
October 13, 2020 Filed Jan 27, 2021 22:26 UTC EASTERN CO EML · Entity 6456 OtherCommon Stock 12 $21.58 $258.96
Disclosure

SEC source: 0001654954-21-000849 · section16.xml · nonDerivative · entry 7

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,061

F1 · security: Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
September 04, 2020 Filed Jan 27, 2021 22:26 UTC EASTERN CO EML · Entity 6456 OtherCommon Stock 9 $21.71 $195.39
Disclosure

SEC source: 0001654954-21-000849 · section16.xml · nonDerivative · entry 6

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,049

F1 · security: Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Read SEC document
August 11, 2020 Filed Jan 27, 2021 22:26 UTC EASTERN CO EML · Entity 6456 OtherCommon Stock 13 $19.57 $254.41
Disclosure

SEC source: 0001654954-21-000849 · section16.xml · nonDerivative · entry 5

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,040

F1 · security: Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

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June 26, 2020 Filed Jan 27, 2021 22:26 UTC EASTERN CO EML · Entity 6456 OtherCommon Stock 11 $18.02 $198.22
Disclosure

SEC source: 0001654954-21-000849 · section16.xml · nonDerivative · entry 4

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,027

F1 · security: Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

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May 29, 2020 Filed Jan 27, 2021 22:26 UTC EASTERN CO EML · Entity 6456 OtherCommon Stock 10 $19.50 $195.00
Disclosure

SEC source: 0001654954-21-000849 · section16.xml · nonDerivative · entry 3

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,016

F1 · security: Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

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May 06, 2020 Filed Jan 27, 2021 22:26 UTC EASTERN CO EML · Entity 6456 OtherCommon Stock 14 $17.64 $246.93
Disclosure

SEC source: 0001654954-21-000849 · section16.xml · nonDerivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,006

F1 · security: Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

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April 01, 2020 Filed Jan 27, 2021 22:26 UTC EASTERN CO EML · Entity 6456 OtherCommon Stock 11 $18.94 $208.34
Disclosure

SEC source: 0001654954-21-000849 · section16.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,992

F1 · security: Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

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March 23, 2020 Filed Mar 23, 2020 22:30 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 100 $19.00 $1,900.00
Disclosure

SEC source: 0001567619-20-006921 · doc1.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,492

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March 06, 2020 Filed Mar 6, 2020 22:17 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 226 $25.97 $5,869.22
Disclosure

SEC source: 0001567619-20-005847 · doc1.xml · nonDerivative · entry 4

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,392

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March 05, 2020 Filed Mar 6, 2020 22:17 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 226 $24.50 $5,537.00
Disclosure

SEC source: 0001567619-20-005847 · doc1.xml · nonDerivative · entry 3

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,166

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March 04, 2020 Filed Mar 6, 2020 22:17 UTC EASTERN CO EML · Entity 6456 PurchaseCommon Stock 174 $24.50 $4,263.00
Disclosure

SEC source: 0001567619-20-005847 · doc1.xml · nonDerivative · entry 2

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,940

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March 04, 2020 Filed Mar 6, 2020 22:17 UTC EASTERN CO EML · Entity 6456 GrantCommon Stock 16 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-005847 · doc1.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,766

F1 · security: 16 shares acquired at various prices for the period 1/1/2020 through 3/4/2020 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

F1 · price: 16 shares acquired at various prices for the period 1/1/2020 through 3/4/2020 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

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December 31, 2019 Filed Jan 22, 2020 20:52 UTC EASTERN CO EML · Entity 6456 GrantCommon Stock 485 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-001346 · doc1.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,750

F1 · security: 485 shares acquired at various prices for the period 1/1/2019 through 12/31/2019 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

F1 · price: 485 shares acquired at various prices for the period 1/1/2019 through 12/31/2019 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

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February 25, 2019 Filed Jan 22, 2020 20:52 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation Rights · Derivative 0 $0.00 Strike: $26.30 $0.00
Disclosure

SEC source: 0001567619-20-001346 · doc1.xml · derivative · entry 4

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,000 shares

Expires 2024-02-25

F4 · date: On February 25, 2019, 5,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $26.30 per SAR. These SARs shall vest and become exercisable on February 1, 2022, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2021.

F4 · shares: On February 25, 2019, 5,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $26.30 per SAR. These SARs shall vest and become exercisable on February 1, 2022, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2021.

F4 · derivative.exercise_date: On February 25, 2019, 5,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $26.30 per SAR. These SARs shall vest and become exercisable on February 1, 2022, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2021.

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February 25, 2019 Filed Mar 6, 2020 22:17 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation · Derivative 5,000 $0.00 Strike: $26.30 $0.00
Disclosure

SEC source: 0001567619-20-005847 · doc1.xml · derivative · entry 7

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F4 · derivative.expiration_date: On February 25, 2019, 5,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $26.30 per SAR. These SARs shall vest and become exercisable on February 1, 2022, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2021.

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February 25, 2019 Filed Mar 23, 2020 22:30 UTC EASTERN CO EML · Entity 6456 GrantStock Appreciation · Derivative 5,000 $0.00 Strike: $26.30 $0.00
Disclosure

SEC source: 0001567619-20-006921 · doc1.xml · derivative · entry 4

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F3 · derivative.expiration_date: On February 25, 2019, 5,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $26.30 per SAR. These SARs shall vest and become exercisable on February 1, 2022, provided the reporting person remains an employee of the issuer on the vesting date and the issuer achieves its Book Value Target at the close of December FY 2021.

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December 31, 2018 Filed Jan 23, 2019 20:24 UTC EASTERN CO EML · Entity 6456 GrantCommon Stock 457 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-001492 · doc1.xml · nonDerivative · entry 1

SULLIVAN JOHN L III · CIK 0001187212 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,265

F1 · security: 457 shares acquired at various prices for the period 1/1/2018 through 12/31/2018 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

F1 · price: 457 shares acquired at various prices for the period 1/1/2018 through 12/31/2018 under The Eastern Company Dividend Reinvestment Plan and The Eastern Company Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.