Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Director | April 20, 2021 | April 22, 2021 |
| EVERSOURCE ENERGYES · Entity 3173 | Chrmn of the Board & Trustee | March 06, 2017 | March 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date April 20, 2021 · Filed April 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 310,229.09 |
Reported balance
After 2021-04-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-20 · Grant · Acquired 9,979 · Balance 310,229.09 F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3: Includes 7,709.34 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Revocable Trust | 2,142 |
Reported balance
Holding disclosure · report date 2021-04-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,142 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.
F2: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.
F3: Includes 7,709.34 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.
EVERSOURCE ENERGY
Report date March 06, 2017 · Filed March 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $5.00 par valueSEC Table I · non-derivative | Direct | 93,524 |
Reported balance
After 2017-03-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-03-06 · Sale · Disposed 48,267 · Balance 93,524 F1: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.26 to $58.405, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2: Includes restricted share units and dividend equivalents thereon. |
| Common Shares, $5.00 par valueSEC Table I · non-derivative | Indirect401k Plan | 71,081 |
Reported balance
Holding disclosure · report date 2017-03-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 71,081 F3: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper. |
| Common Shares, $5.00 par valueSEC Table I · non-derivative | IndirectMay Family Investments LLC | 1,842 |
Reported balance
Holding disclosure · report date 2017-03-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,842 |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.26 to $58.405, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: Includes restricted share units and dividend equivalents thereon.
F3: Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Viacom Inc.
Report date December 04, 2019 · Filed December 06, 2019
Section 16 reporting ended · disclosed 2019-12-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-04 transaction · row 1
1 source rowRow 1 · 2019-12-04 · Disposition to issuer · Disposed 9,954 · Balance 0 F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CBS Corporation ("CBS") and Viacom Inc. ("Viacom") into 0.59625 shares of CBS Common Stock for each share of Viacom Common Stock. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-12-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-04 · Disposition to issuer · Disposed 5,948 · Balance 0 F2: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CBS Corporation ("CBS") and Viacom Inc. ("Viacom") into 0.59625 shares of CBS Common Stock for each share of Viacom Common Stock.
F2: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2021 Filed Apr 22, 2021 20:37 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 9,979 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014306 · form4.xml · derivative · entry 2 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,229.09 Underlying: Common Stock · 9,979 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 7,709.34 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 20:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 17,431.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014436 · form4.xml · derivative · entry 2 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,540.75 Underlying: Common Stock · 17,431.19 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 6,698.83 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 19:26 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | Disposition to issuerRestricted Share Units · Derivative | 5,948 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000904 · ownership.xml · derivative · entry 2 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 5,948 shares Expires not disclosed F2 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement. F2 · price: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement. F2 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement. F2 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on January 31, 2019 under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016. Each RSU was converted into 0.59625 shares of CBS Common Stock pursuant to the terms of the Merger Agreement. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 19:26 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | Disposition to issuerClass B Common Stock | 9,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000904 · ownership.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Converted pursuant to the merger agreement (the "Merger Agreement") between CBS Corporation ("CBS") and Viacom Inc. ("Viacom") into 0.59625 shares of CBS Common Stock for each share of Viacom Common Stock. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:55 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 82 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-052384 · doc4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,954 F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 14:08 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 65 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-040849 · doc4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,872 F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 12,658.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-016308 · form4.xml · derivative · entry 2 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,410.73 Underlying: Common Stock · 12,658.23 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 5,284.69 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:56 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 97 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-023397 · doc4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,807 F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 16:40 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | Exercise / conversionRestricted Share Units · Derivative | 5,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-006832 · doc4.xml · derivative · entry 4 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 5,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F1 · derivative.exercise_price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2018 and that vested on January 31, 2019, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share. F3 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F1 · derivative.exercise_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2018 and that vested on January 31, 2019, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share. F1 · derivative.expiration_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2018 and that vested on January 31, 2019, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 16:40 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantRestricted Share Units · Derivative | 5,948 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-006832 · doc4.xml · derivative · entry 3 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,948 Underlying: Class B Common Stock · 5,948 shares Expires not disclosed F3 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F4 · derivative.exercise_price: These RSUs will vest on January 31, 2020 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. F3 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F4 · derivative.exercise_date: These RSUs will vest on January 31, 2020 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. F4 · derivative.expiration_date: These RSUs will vest on January 31, 2020 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 16:40 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-006832 · doc4.xml · nonDerivative · entry 2 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,710 F2 · shares: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt. F2 · price: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 16:40 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | Exercise / conversionClass B Common Stock | 5,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-006832 · doc4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2018 and that vested on January 31, 2019, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share. F1 · price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2018 and that vested on January 31, 2019, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $29.42 per share. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 16:38 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 53 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-053838 · doc4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,332 F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:05 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 28 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-040929 · doc4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,279 F1 · shares: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. F1 · price: These shares reflect the regular quarterly crediting of vested Restricted Share Units with a fair market value equal to the amount of cash dividends in such quarter attributable to previously vested Restricted Share Units. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 20:21 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 12,607.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015423 · form4.xml · derivative · entry 2 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,467.81 Underlying: Common Stock · 12,607.84 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 3,743.00 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:55 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | Exercise / conversionRestricted Share Units · Derivative | 4,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006966 · doc4.xml · derivative · entry 4 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 4,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F1 · derivative.exercise_price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share. F3 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F1 · derivative.exercise_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share. F1 · derivative.expiration_date: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:55 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantRestricted Share Units · Derivative | 5,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006966 · doc4.xml · derivative · entry 3 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,236 Underlying: Class B Common Stock · 5,236 shares Expires not disclosed F3 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F4 · derivative.exercise_price: These RSUs will vest on January 31, 2019 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. F3 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F4 · derivative.exercise_date: These RSUs will vest on January 31, 2019 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. F4 · derivative.expiration_date: These RSUs will vest on January 31, 2019 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:55 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantClass B Common Stock | 99 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006966 · doc4.xml · nonDerivative · entry 2 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,251 F2 · shares: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt. F2 · price: These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:55 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | Exercise / conversionClass B Common Stock | 4,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006966 · doc4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share. F1 · price: These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2017 and that vested on January 31, 2018, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $33.42 per share. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:31 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 13,394.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015865 · form4.xml · derivative · entry 2 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,116.97 Underlying: Common Stock · 13,394.72 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 3,334.35 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 00:48 UTC | EVERSOURCE ENERGY ES · Entity 3173 | SaleCommon Shares, $5.00 par value | 48,267 | $58.30 | $2,814,024.02 |
DisclosureSEC source: 0001127602-17-010949 · form4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,524 F1 · shares: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.26 to $58.405, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| March 03, 2017 Filed Mar 3, 2017 23:43 UTC | EVERSOURCE ENERGY ES · Entity 3173 | SaleCommon Shares, $5.00 par value | 64,164 | $58.15 | $3,731,335.51 |
DisclosureSEC source: 0001127602-17-010319 · form4.xml · nonDerivative · entry 3 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,031 F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.385, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:43 UTC | EVERSOURCE ENERGY ES · Entity 3173 | Exercise / conversionPhantom Shares · Derivative | 52,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010319 · form4.xml · derivative · entry 6 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares, $5.00 par value · 52,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. F6 · deemedExecutionDate: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. F6 · shares: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. F1 · price: These shares constitute remaining previously disclosed equity compensation earned by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. The shares were distributed in accordance with the terms of the plan, which delayed the distribution of this portion of such equity compensation as required by IRS 409A regulations. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share. F6 · derivative.exercise_date: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. F6 · derivative.expiration_date: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. F6 · derivative.underlying_shares: Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:43 UTC | EVERSOURCE ENERGY ES · Entity 3173 | Tax withholdingCommon Shares, $5.00 par value | 23,635 | $54.70 | $1,292,834.50 |
DisclosureSEC source: 0001127602-17-010319 · form4.xml · nonDerivative · entry 2 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,195 F3 · shares: Shares withheld to satisfy tax withholding obligation. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:43 UTC | EVERSOURCE ENERGY ES · Entity 3173 | Exercise / conversionCommon Shares, $5.00 par value | 52,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010319 · form4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares constitute remaining previously disclosed equity compensation earned by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. The shares were distributed in accordance with the terms of the plan, which delayed the distribution of this portion of such equity compensation as required by IRS 409A regulations. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:53 UTC | EVERSOURCE ENERGY ES · Entity 3173 | Tax withholdingCommon Shares, $5.00 par value | 29,297 | $56.15 | $1,645,026.55 |
DisclosureSEC source: 0001127602-17-008789 · form4.xml · nonDerivative · entry 2 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,715 F3 · shares: Shares withheld to satisfy tax withholding obligation. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:53 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 57,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008789 · form4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,012 F1 · shares: Performance shares and dividend equivalent shares for the 2014-2016 Long-Term Incentive Program as determined on February 23, 2017. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 00:34 UTC | EVERSOURCE ENERGY ES · Entity 3173 | Tax withholdingCommon Shares, $5.00 par value | 9,187 | $55.32 | $508,224.84 |
DisclosureSEC source: 0001127602-17-004175 · form4.xml · nonDerivative · entry 3 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,518 F1 · shares: Disposition of restricted share units to satisfy tax withholding obligations upon settlement. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 00:34 UTC | EVERSOURCE ENERGY ES · Entity 3173 | Tax withholdingCommon Shares, $5.00 par value | 15,932 | $55.32 | $881,358.24 |
DisclosureSEC source: 0001127602-17-004175 · form4.xml · nonDerivative · entry 2 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,705 F1 · shares: Disposition of restricted share units to satisfy tax withholding obligations upon settlement. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 00:34 UTC | EVERSOURCE ENERGY ES · Entity 3173 | Tax withholdingCommon Shares, $5.00 par value | 26,750 | $55.32 | $1,479,810.00 |
DisclosureSEC source: 0001127602-17-004175 · form4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,637 F1 · shares: Disposition of restricted share units to satisfy tax withholding obligations upon settlement. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:20 UTC | Viacom Inc. VIA, VIAB · Entity 153277 | GrantRestricted Share Units · Derivative | 4,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007087 · doc4.xml · derivative · entry 1 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,152 Underlying: Class B Common Stock · 4,152 shares Expires not disclosed F1 · security: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F2 · derivative.exercise_price: These Restricted Share Units will vest on January 31, 2018 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. F1 · price: Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, and as further amended and restated as of October 31, 2016, for no consideration. F2 · derivative.exercise_date: These Restricted Share Units will vest on January 31, 2018 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. F2 · derivative.expiration_date: These Restricted Share Units will vest on January 31, 2018 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 22:59 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GrantCommon Shares, $5.00 par value | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002109 · form4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,545 F1 · shares: Restricted share units that vested on January 18, 2017, receipt of the underlying shares has been deferred. Distribution will be made on a one-for-one basis in common shares on the 10th business day of January of the year following the reporting person's retirement from the Board. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 22:17 UTC | EVERSOURCE ENERGY ES · Entity 3173 | SaleCommon Shares, $5.00 par value | 40,000 | $54.79 | $2,191,568.00 |
DisclosureSEC source: 0001127602-17-001452 · form4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · May Family Investments LLC Disclosed balance after: 1,842 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.56 to $55.46, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 22:42 UTC | EVERSOURCE ENERGY ES · Entity 3173 | SaleCommon Shares, $5.00 par value | 40,000 | $55.20 | $2,207,916.00 |
DisclosureSEC source: 0001127602-17-001297 · form4.xml · nonDerivative · entry 3 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · May Family Investments LLC Disclosed balance after: 41,842 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 to $55.475, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 22:42 UTC | EVERSOURCE ENERGY ES · Entity 3173 | SaleCommon Shares, $5.00 par value | 40,000 | $55.13 | $2,205,200.00 |
DisclosureSEC source: 0001127602-17-001297 · form4.xml · nonDerivative · entry 2 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · May Family Investments LLC Disclosed balance after: 81,842 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.80 to $55.38, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:42 UTC | EVERSOURCE ENERGY ES · Entity 3173 | SaleCommon Shares, $5.00 par value | 40,000 | $55.26 | $2,210,476.00 |
DisclosureSEC source: 0001127602-17-001297 · form4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · May Family Investments LLC Disclosed balance after: 121,842 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.95 to $55.59, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| December 13, 2016 Filed Feb 14, 2017 23:10 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GiftCommon Shares, $5.00 par value | 120,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006126 · form5.xml · nonDerivative · entry 3 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,093 F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| December 05, 2016 Filed Feb 14, 2017 23:10 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GiftCommon Shares, $5.00 par value | 161,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006126 · form5.xml · nonDerivative · entry 2 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,093 F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| December 05, 2016 Filed Feb 14, 2017 23:10 UTC | EVERSOURCE ENERGY ES · Entity 3173 | GiftCommon Shares, $5.00 par value | 161,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006126 · form5.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · May Family Investments LLC Disclosed balance after: 161,842 F1 · balance_after: Represents common shares held by a limited liability company, the members of which consist of the reporting person's spouse and a family trust for the benefit of certain members of the reporting person's family, of which the reporting person's spouse is a trustee. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 23:31 UTC | EVERSOURCE ENERGY ES · Entity 3173 | SaleCommon Shares, $5.00 par value | 200,000 | $53.80 | $10,760,940.00 |
DisclosureSEC source: 0001127602-16-068707 · form4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,499 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.75 to $53.93, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 21:38 UTC | EVERSOURCE ENERGY ES · Entity 3173 | SaleCommon Shares, $5.00 par value | 200,000 | $55.10 | $11,020,000.00 |
DisclosureSEC source: 0001127602-16-066696 · form4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,499 F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.31, inclusive. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · balance_after: Includes restricted share units and dividend equivalents thereon. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 21:40 UTC | EVERSOURCE ENERGY ES · Entity 3173 | Exercise / conversionPhantom Shares · Derivative | 883,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064553 · form4.xml · derivative · entry 4 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,452 Underlying: Common Shares, $5.00 par value · 883,770 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These shares constitute equity compensation earned by Mr. May as an executive employee over the period 1997 - 2005, the receipt of which was deferred by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. This equity compensation has been disclosed in the registrant's proxy statements and reported on previously filed Forms 4. The shares are being distributed in accordance with the terms of the plan, which requires timely distribution and receipt at the beginning of the first quarter following retirement, except as required by IRS 409A regulations. This line discloses the acquisition by conversion of the previously reported deferred equity compensation, in the form of common share stock equivalents (phantom shares), which had a total cost to the registrant and value at award to Mr. May of approximately $7.5 million. The distribution of shares had no further impact on compensation expense to the registrant. The value of such shares has increased substantially through stock price appreciation that took place during the term of Mr. May's leadership and also through the accumulation of additional shares through dividend reinvestment. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share. F5 · shares: Represents the disposition by conversion of the same deferred stock equivalent phantom shares disclosed as acquired common shares in Table I. Each share represents the right to receive one Eversource common share upon a distribution event. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. F1 · price: These shares constitute equity compensation earned by Mr. May as an executive employee over the period 1997 - 2005, the receipt of which was deferred by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. This equity compensation has been disclosed in the registrant's proxy statements and reported on previously filed Forms 4. The shares are being distributed in accordance with the terms of the plan, which requires timely distribution and receipt at the beginning of the first quarter following retirement, except as required by IRS 409A regulations. This line discloses the acquisition by conversion of the previously reported deferred equity compensation, in the form of common share stock equivalents (phantom shares), which had a total cost to the registrant and value at award to Mr. May of approximately $7.5 million. The distribution of shares had no further impact on compensation expense to the registrant. The value of such shares has increased substantially through stock price appreciation that took place during the term of Mr. May's leadership and also through the accumulation of additional shares through dividend reinvestment. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share. F5 · derivative.exercise_date: Represents the disposition by conversion of the same deferred stock equivalent phantom shares disclosed as acquired common shares in Table I. Each share represents the right to receive one Eversource common share upon a distribution event. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. F5 · derivative.expiration_date: Represents the disposition by conversion of the same deferred stock equivalent phantom shares disclosed as acquired common shares in Table I. Each share represents the right to receive one Eversource common share upon a distribution event. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from line item reporting under SEC Rule 16a-11. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 21:40 UTC | EVERSOURCE ENERGY ES · Entity 3173 | Tax withholdingCommon Shares, $5.00 par value | 321,928 | $52.56 | $16,920,535.68 |
DisclosureSEC source: 0001127602-16-064553 · form4.xml · nonDerivative · entry 2 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,498 F3 · shares: Withholding by the registrant of common shares to satisfy current Federal and state tax withholding applicable to the conversion and distribution of deferred stock equivalent phantom shares. Because the receipt of the shares was deferred, tax withholding obligations arise upon their receipt by Mr. May as actual common shares. No proceeds of the disposition of shares to satisfy tax withholding obligations will be paid to Mr. May. F2 · balance_after: Includes the converted stock equivalent phantom shares noted in line 1, column 4, shares held in brokerage accounts, deferred shares awarded in July, 2016 as equity compensation for service as Chairman of the Board following Mr. May's retirement on June 30, 2016, and dividend equivalents thereon. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 21:40 UTC | EVERSOURCE ENERGY ES · Entity 3173 | Exercise / conversionCommon Shares, $5.00 par value | 883,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064553 · form4.xml · nonDerivative · entry 1 MAY THOMAS J · CIK 0001101384 · Chrmn of the Board & Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares constitute equity compensation earned by Mr. May as an executive employee over the period 1997 - 2005, the receipt of which was deferred by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. This equity compensation has been disclosed in the registrant's proxy statements and reported on previously filed Forms 4. The shares are being distributed in accordance with the terms of the plan, which requires timely distribution and receipt at the beginning of the first quarter following retirement, except as required by IRS 409A regulations. This line discloses the acquisition by conversion of the previously reported deferred equity compensation, in the form of common share stock equivalents (phantom shares), which had a total cost to the registrant and value at award to Mr. May of approximately $7.5 million. The distribution of shares had no further impact on compensation expense to the registrant. The value of such shares has increased substantially through stock price appreciation that took place during the term of Mr. May's leadership and also through the accumulation of additional shares through dividend reinvestment. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share. F1 · price: These shares constitute equity compensation earned by Mr. May as an executive employee over the period 1997 - 2005, the receipt of which was deferred by Mr. May pursuant to the registrant's non-qualified deferred compensation plan. This equity compensation has been disclosed in the registrant's proxy statements and reported on previously filed Forms 4. The shares are being distributed in accordance with the terms of the plan, which requires timely distribution and receipt at the beginning of the first quarter following retirement, except as required by IRS 409A regulations. This line discloses the acquisition by conversion of the previously reported deferred equity compensation, in the form of common share stock equivalents (phantom shares), which had a total cost to the registrant and value at award to Mr. May of approximately $7.5 million. The distribution of shares had no further impact on compensation expense to the registrant. The value of such shares has increased substantially through stock price appreciation that took place during the term of Mr. May's leadership and also through the accumulation of additional shares through dividend reinvestment. Each stock equivalent phantom share was settled for and represented the economic equivalent of one Eversource common share. F2 · balance_after: Includes the converted stock equivalent phantom shares noted in line 1, column 4, shares held in brokerage accounts, deferred shares awarded in July, 2016 as equity compensation for service as Chairman of the Board following Mr. May's retirement on June 30, 2016, and dividend equivalents thereon. Read SEC document |
| April 27, 2016 Filed Apr 29, 2016 20:39 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 21,304.93 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-050303 · form4.xml · derivative · entry 2 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,387.9 Underlying: Common Stock · 21,304.93 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · balance_after: Includes 2,436.30 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| June 17, 2015 Filed Jun 19, 2015 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 3,122.97 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-055037 · doc4.xml · derivative · entry 2 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,646.6729 Underlying: Common Stock · 3,122.97 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Read SEC document |
| May 06, 2015 Filed May 8, 2015 16:58 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 15,960.71 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-040621 · doc4.xml · derivative · entry 6 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,523.7029 Underlying: Common Stock · 15,960.71 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F3 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. F3 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Read SEC document |
| March 27, 2015 Filed May 8, 2015 16:58 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPhantom Stock · Derivative | 1,671.1798 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-040621 · doc4.xml · derivative · entry 5 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,562.9929 Underlying: Common Stock · 1,671.1798 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F2 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. F2 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan. Read SEC document |
| March 27, 2015 Filed May 8, 2015 16:58 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantFleet BKB Director Stock Award Unit Plan · Derivative | 216.5715 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-040621 · doc4.xml · derivative · entry 4 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,681.5802 Underlying: Common Stock · 216.5715 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F6 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Fleet BKB Director Stock Award Unit Plan. F6 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Fleet BKB Director Stock Award Unit Plan. Read SEC document |
| March 27, 2015 Filed May 8, 2015 16:58 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantDirector Stock Unit Plan · Derivative | 52.825 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-040621 · doc4.xml · derivative · entry 3 MAY THOMAS J · CIK 0001101384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,458.2286 Underlying: Common Stock · 52.825 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F1 · price: Each phantom stock unit is the economic equivalent of one share of common stock. Phantom stock units may be settled in cash upon death or termination of service as a director. F5 · derivative.exercise_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Fleet Director Stock Unit Plan. F5 · derivative.expiration_date: Represents phantom stock units acquired in dividend reinvestment transactions under the Fleet Director Stock Unit Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.