TapewireFind a company

person · Reporting owner

Venkataraman Sriram

Disclosed activity across 4 companies

Tapewire entity
117533
SEC CIK
0001550642

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Lantheus Holdings, Inc.LNTH · Entity 690Director · 10% ownerMarch 17, 2017March 21, 2017
OmniAb, Inc.AHPA · Entity 5294Executive Vice PresidentAugust 09, 2021August 09, 2021
OptiNose, Inc.OPTN · Entity 79464Director · 10% ownerJune 10, 2020June 12, 2020
RVL Pharmaceuticals plcRVLP · Entity 108806Director · 10% ownerJanuary 27, 2023January 30, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lantheus Holdings, Inc.

Report date March 17, 2017 · Filed March 21, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote7,004,395 Reported balance After 2017-03-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-03-17 · Sale · Disposed 1,709,278 · Balance 7,004,395

F1: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,846,996 Reported balance After 2017-03-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-03-17 · Sale · Disposed 450,722 · Balance 1,846,996

F2: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote3,442,208 Reported balance After 2017-03-17 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-03-17 · Sale · Disposed 840,000 · Balance 3,442,208

F3: Represents shares of the Issuer held by ACP-Lantern Co-Invest, LLC ("ACP Co-Invest"). ACP GP is the manager of ACP Co-Invest. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Co-Invest. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

F2: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

F3: Represents shares of the Issuer held by ACP-Lantern Co-Invest, LLC ("ACP Co-Invest"). ACP GP is the manager of ACP Co-Invest. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Co-Invest. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

OmniAb, Inc.

Report date August 09, 2021 · Filed August 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities beneficially ownedSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2021-08-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

OptiNose, Inc.

Report date June 10, 2020 · Filed June 12, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.65 · Expires 2030-06-09Direct14,439 Reported balance After 2020-06-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-10 · Grant · Acquired 14,439 · Balance 14,439

F1: The option vests and becomes exercisable on the earlier of (i) June 10, 2021 (the one-year anniversary of the date of grant) and (ii) the Issuer's 2021 annual meeting of stockholders, subject to continued service with the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests and becomes exercisable on the earlier of (i) June 10, 2021 (the one-year anniversary of the date of grant) and (ii) the Issuer's 2021 annual meeting of stockholders, subject to continued service with the Issuer.

RVL Pharmaceuticals plc

Report date January 27, 2023 · Filed January 30, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeIndirectBy Avista Capital investment fund0 Reported balance After 2023-01-27 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-01-27 · Other · Disposed 1,032,995 · Balance 0

F1: Represents shares distributed in kind by Orbit Co-Invest III LLC ("Orbit III") to its members, on a pro rata basis, for no consideration.

F2: Represents shares of the Issuer held by Orbit III. Avista Capital Partners III GP, L.P. ("ACP GP") is the manager of Orbit III. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of this relationship, Mr. Venkataraman may be deemed to have shared voting and investment power with respect to the shares held by Orbit III. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Avista Capital investment fund23,730,864 Reported balance Holding disclosure · report date 2023-01-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 23,730,864

F3: Represents shares of the Issuer held by Avista Healthcare Partners, L.P. ("AHP"). Avista Healthcare Partners GP, Ltd. ("AHP GP") is the general partner of AHP. Mr. Venkataraman is a member of the investment committee of AHP GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by AHP. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares distributed in kind by Orbit Co-Invest III LLC ("Orbit III") to its members, on a pro rata basis, for no consideration.

F2: Represents shares of the Issuer held by Orbit III. Avista Capital Partners III GP, L.P. ("ACP GP") is the manager of Orbit III. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of this relationship, Mr. Venkataraman may be deemed to have shared voting and investment power with respect to the shares held by Orbit III. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

F3: Represents shares of the Issuer held by Avista Healthcare Partners, L.P. ("AHP"). Avista Healthcare Partners GP, Ltd. ("AHP GP") is the general partner of AHP. Mr. Venkataraman is a member of the investment committee of AHP GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by AHP. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2023 Filed Jan 30, 2023 17:28 UTC RVL Pharmaceuticals plc RVLP · Entity 108806 OtherOrdinary Shares 1,032,995 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-008077 · tm234889-1_4seq1.xml · nonDerivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

F1 · kind: Represents shares distributed in kind by Orbit Co-Invest III LLC ("Orbit III") to its members, on a pro rata basis, for no consideration.

F2 · ownership.nature: Represents shares of the Issuer held by Orbit III. Avista Capital Partners III GP, L.P. ("ACP GP") is the manager of Orbit III. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of this relationship, Mr. Venkataraman may be deemed to have shared voting and investment power with respect to the shares held by Orbit III. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 17:19 UTC RVL Pharmaceuticals plc RVLP · Entity 108806 PurchaseOrdinary Shares 8,000,000 $1.55 $12,400,000.00
Disclosure

SEC source: 0001104659-22-088030 · tm2222999-2_4seq1.xml · nonDerivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 23,730,864

F1 · ownership.nature: Represents shares of the Issuer held by Avista Healthcare Partners, L.P. ("AHP"). Avista Healthcare Partners GP, Ltd. ("AHP GP") is the general partner of AHP. Mr. Venkataraman is a member of the investment committee of AHP GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by AHP. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 17:13 UTC RVL Pharmaceuticals plc OSMT · Entity 108806 OtherOrdinary Shares 4,936,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-128528 · a4.xml · nonDerivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

F1 · kind: Represents shares of the Issuer held by Orbit Co-Invest I LLC. Effective November 20, 2020, Avista Capital Partners III GP, L.P. ("ACP GP") ceased to be the manager of Orbit Co-Invest I LLC. Mr. Venkataraman is a member of the investment committee of ACP GP. As a result, Mr. Venkataraman ceased to have voting or investment power with respect to the shares held by Orbit Co-Invest I LLC.

F1 · shares: Represents shares of the Issuer held by Orbit Co-Invest I LLC. Effective November 20, 2020, Avista Capital Partners III GP, L.P. ("ACP GP") ceased to be the manager of Orbit Co-Invest I LLC. Mr. Venkataraman is a member of the investment committee of ACP GP. As a result, Mr. Venkataraman ceased to have voting or investment power with respect to the shares held by Orbit Co-Invest I LLC.

F1 · price: Represents shares of the Issuer held by Orbit Co-Invest I LLC. Effective November 20, 2020, Avista Capital Partners III GP, L.P. ("ACP GP") ceased to be the manager of Orbit Co-Invest I LLC. Mr. Venkataraman is a member of the investment committee of ACP GP. As a result, Mr. Venkataraman ceased to have voting or investment power with respect to the shares held by Orbit Co-Invest I LLC.

F1 · ownership.nature: Represents shares of the Issuer held by Orbit Co-Invest I LLC. Effective November 20, 2020, Avista Capital Partners III GP, L.P. ("ACP GP") ceased to be the manager of Orbit Co-Invest I LLC. Mr. Venkataraman is a member of the investment committee of ACP GP. As a result, Mr. Venkataraman ceased to have voting or investment power with respect to the shares held by Orbit Co-Invest I LLC.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 07:58 UTC OptiNose, Inc. OPTN · Entity 79464 GrantStock Option (Right to Buy) · Derivative 14,439 $5.65 Strike: $5.65 $81,580.35
Disclosure

SEC source: 0001494650-20-000071 · wf-form4_159196308348724.xml · derivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,439

Underlying: Common Stock · 14,439 shares

Expires 2030-06-09

F1 · derivative.exercise_date: The option vests and becomes exercisable on the earlier of (i) June 10, 2021 (the one-year anniversary of the date of grant) and (ii) the Issuer's 2021 annual meeting of stockholders, subject to continued service with the Issuer.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 16:13 UTC RVL Pharmaceuticals plc OSMT · Entity 108806 PurchaseOrdinary Shares 1,250,000 $5.00 $6,250,000.00
Disclosure

SEC source: 0001104659-20-004324 · a4.xml · nonDerivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 15,730,864

F1 · shares: Represents 1,250,000 Ordinary Shares acquired by Avista Healthcare Partners, L.P. ("AHP") in the Issuer's underwritten public offering (the "Offering") that was completed on January 13, 2020. The acquisition price of $5.00 per Ordinary Share represents the public offering price in the Offering paid by AHP and does not give effect to the fee paid by the Issuer to Avista Capital Holdings, L.P., an affiliate of AHP, pursuant to the Fee Letter Agreement, dated January 8, 2020, among the Issuer, Avista Capital Holdings, L.P. and the other parties thereto, which was entered into in connection with the Offering.

F1 · price: Represents 1,250,000 Ordinary Shares acquired by Avista Healthcare Partners, L.P. ("AHP") in the Issuer's underwritten public offering (the "Offering") that was completed on January 13, 2020. The acquisition price of $5.00 per Ordinary Share represents the public offering price in the Offering paid by AHP and does not give effect to the fee paid by the Issuer to Avista Capital Holdings, L.P., an affiliate of AHP, pursuant to the Fee Letter Agreement, dated January 8, 2020, among the Issuer, Avista Capital Holdings, L.P. and the other parties thereto, which was entered into in connection with the Offering.

F2 · ownership.nature: Represents shares of the Issuer held by AHP. Avista Healthcare Partners GP, Ltd. ("AHP GP") is the general partner of AHP. Mr. Venkataraman is a member of the investment committee of AHP GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by AHP. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 17:36 UTC OptiNose, Inc. OPTN · Entity 79464 SaleCommon Stock 70,762 $9.17 $648,533.73
Disclosure

SEC source: 0000899243-19-028170 · doc4.xml · nonDerivative · entry 3

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 807,995

F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore) II-A, L.P. ("ACP Offshore II-A"). ACP II GP is the general partner of ACP Offshore II-A. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II-A. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 17:36 UTC OptiNose, Inc. OPTN · Entity 79464 SaleCommon Stock 291,516 $9.17 $2,671,744.14
Disclosure

SEC source: 0000899243-19-028170 · doc4.xml · nonDerivative · entry 2

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,328,648

F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore) II, L.P. ("ACP Offshore II"). ACP II GP is the general partner of ACP Offshore II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 17:36 UTC OptiNose, Inc. OPTN · Entity 79464 SaleCommon Stock 887,722 $9.17 $8,135,972.13
Disclosure

SEC source: 0000899243-19-028170 · doc4.xml · nonDerivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,136,374

F1 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners II, L.P. ("ACP II"). Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP II. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 10:49 UTC OptiNose, Inc. OPTN · Entity 79464 GrantStock Option (Right to Buy) · Derivative 14,439 $6.60 Strike: $6.60 $95,297.40
Disclosure

SEC source: 0001494650-19-000057 · wf-form4_156017817828633.xml · derivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,439

Underlying: Common Stock · 14,439 shares

Expires 2029-06-05

F1 · derivative.exercise_date: The option vests and becomes exercisable on the earlier of (i) June 6, 2020 (the one-year anniversary of the date of grant) and (ii) the Issuer's 2020 annual meeting of stockholders, subject to continued service with the Issuer.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 16:50 UTC OptiNose, Inc. OPTN · Entity 79464 SaleCommon Stock 162,754 $20.92 $3,403,999.91
Disclosure

SEC source: 0000899243-18-016384 · doc4.xml · nonDerivative · entry 3

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 878,757

F3 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore) II-A, L.P. ("ACP Offshore II-A"). ACP II GP is the general partner of ACP Offshore II-A. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II-A. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 16:50 UTC OptiNose, Inc. OPTN · Entity 79464 SaleCommon Stock 670,487 $20.92 $14,023,235.61
Disclosure

SEC source: 0000899243-18-016384 · doc4.xml · nonDerivative · entry 2

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,620,164

F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore) II, L.P. ("ACP Offshore II"). ACP II GP is the general partner of ACP Offshore II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 16:50 UTC OptiNose, Inc. OPTN · Entity 79464 SaleCommon Stock 2,041,759 $20.92 $42,703,389.49
Disclosure

SEC source: 0000899243-18-016384 · doc4.xml · nonDerivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,024,096

F1 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners II, L.P. ("ACP II"). Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP II. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 17:27 UTC OptiNose, Inc. OPTN · Entity 79464 GrantStock Option (Right to Buy) · Derivative 14,439 $22.50 Strike: $22.50 $324,877.50
Disclosure

SEC source: 0001494650-18-000068 · wf-form4_152875245821562.xml · derivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,439

Underlying: Common Stock · 14,439 shares

Expires 2028-06-06

F1 · derivative.exercise_date: The option vests and becomes exercisable on the earlier of (i) June 7, 2019 (the one-year anniversary of the date of grant) and (ii) the Issuer's 2019 annual meeting of stockholders, subject to continued service with the Issuer.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries D Convertible Preferred Stock · Derivative 17,233 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 18

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 49,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F6 · ownership.nature: Represents shares of the Issuer held by ACP II-A Offshore. ACP II GP is the general partner of ACP II-A Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II-A Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries D Convertible Preferred Stock · Derivative 216,189 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 17

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 205,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Represents shares of the Issuer held by ACP II Offshore. ACP II GP is the general partner of ACP II Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries D Convertible Preferred Stock · Derivative 216,189 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 16

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 624,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Represents shares of the Issuer held by ACP II. Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries C-2 Convertible Preferred Stock · Derivative 28,286 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 15

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 81,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F6 · ownership.nature: Represents shares of the Issuer held by ACP II-A Offshore. ACP II GP is the general partner of ACP II-A Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II-A Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries C-2 Convertible Preferred Stock · Derivative 116,529 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 14

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 336,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Represents shares of the Issuer held by ACP II Offshore. ACP II GP is the general partner of ACP II Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries C-2 Convertible Preferred Stock · Derivative 354,855 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 13

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 1,024,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Represents shares of the Issuer held by ACP II. Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries C-1 Convertible Preferred Stock · Derivative 65,761 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 12

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 189,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F6 · ownership.nature: Represents shares of the Issuer held by ACP II-A Offshore. ACP II GP is the general partner of ACP II-A Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II-A Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries C-1 Convertible Preferred Stock · Derivative 270,915 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 11

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 782,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Represents shares of the Issuer held by ACP II Offshore. ACP II GP is the general partner of ACP II Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries C-1 Convertible Preferred Stock · Derivative 824,986 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 10

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 2,382,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Represents shares of the Issuer held by ACP II. Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries C Convertible Preferred Stock · Derivative 222,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 9

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 641,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F6 · ownership.nature: Represents shares of the Issuer held by ACP II-A Offshore. ACP II GP is the general partner of ACP II-A Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II-A Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries C Convertible Preferred Stock · Derivative 914,916 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 8

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 2,642,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Represents shares of the Issuer held by ACP II Offshore. ACP II GP is the general partner of ACP II Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionSeries C Convertible Preferred Stock · Derivative 2,786,097 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · derivative · entry 7

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 0

Underlying: Common Stock · 8,045,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F7 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Represents shares of the Issuer held by ACP II. Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionCommon Stock 962,735 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · nonDerivative · entry 6

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 1,041,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of the Issuer received by Avista Capital Partners (Offshore) II-A, LP ("ACP II-A Offshore") upon the conversion of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock upon the closing of the Issuer's initial public offering.

F7 · price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F6 · ownership.nature: Represents shares of the Issuer held by ACP II-A Offshore. ACP II GP is the general partner of ACP II-A Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II-A Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionCommon Stock 3,966,107 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · nonDerivative · entry 5

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 4,290,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of the Issuer received by Avista Capital Partners (Offshore) II, L.P. ("ACP II Offshore") upon the conversion of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock upon the closing of the Issuer's initial public offering.

F7 · price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Represents shares of the Issuer held by ACP II Offshore. ACP II GP is the general partner of ACP II Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 ConversionCommon Stock 12,077,563 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · nonDerivative · entry 4

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 13,065,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of the Issuer received by Avista Capital Partners II, L.P. ("ACP II") upon the conversion of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock upon the closing of the Issuer's initial public offering.

F7 · price: Each share of Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2.8879 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Convertible Preferred Stock, Series C-1 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock and Series D Convertible Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Represents shares of the Issuer held by ACP II. Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 GrantCommon Stock 70,763 $16.00 $1,132,208.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · nonDerivative · entry 3

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 1,041,511

F6 · ownership.nature: Represents shares of the Issuer held by ACP II-A Offshore. ACP II GP is the general partner of ACP II-A Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II-A Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 GrantCommon Stock 291,516 $16.00 $4,664,256.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · nonDerivative · entry 2

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 4,290,651

F5 · ownership.nature: Represents shares of the Issuer held by ACP II Offshore. ACP II GP is the general partner of ACP II Offshore. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II Offshore. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 17:38 UTC OptiNose, Inc. OPTN · Entity 79464 GrantCommon Stock 887,721 $16.00 $14,203,536.00
Disclosure

SEC source: 0000899243-17-024502 · doc4.xml · nonDerivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Avista Capital investment fund

Disclosed balance after: 988,292

F4 · ownership.nature: Represents shares of the Issuer held by ACP II. Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of this relationship, Mr. Venkataraman may be deemed to share voting and investment power with respect to the shares held by ACP II. Mr. Venkataraman disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 21:00 UTC Lantheus Holdings, Inc. LNTH · Entity 690 SaleCommon Stock 840,000 $12.20 $10,248,000.00
Disclosure

SEC source: 0000899243-17-008307 · doc4.xml · nonDerivative · entry 3

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,442,208

F3 · ownership.nature: Represents shares of the Issuer held by ACP-Lantern Co-Invest, LLC ("ACP Co-Invest"). ACP GP is the manager of ACP Co-Invest. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Co-Invest. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 21:00 UTC Lantheus Holdings, Inc. LNTH · Entity 690 SaleCommon Stock 450,722 $12.20 $5,498,808.40
Disclosure

SEC source: 0000899243-17-008307 · doc4.xml · nonDerivative · entry 2

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,846,996

F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 21:00 UTC Lantheus Holdings, Inc. LNTH · Entity 690 SaleCommon Stock 1,709,278 $12.20 $20,853,191.60
Disclosure

SEC source: 0000899243-17-008307 · doc4.xml · nonDerivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,004,395

F1 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:33 UTC Lantheus Holdings, Inc. LNTH · Entity 690 SaleCommon Stock 700,000 $9.00 $6,300,000.00
Disclosure

SEC source: 0000899243-16-034337 · doc4.xml · nonDerivative · entry 3

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,282,208

F3 · ownership.nature: Represents shares of the Issuer held by ACP-Lantern Co-Invest, LLC ("ACP Co-Invest"). ACP GP is the manager of ACP Co-Invest. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Co-Invest. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:33 UTC Lantheus Holdings, Inc. LNTH · Entity 690 SaleCommon Stock 375,601 $9.00 $3,380,409.00
Disclosure

SEC source: 0000899243-16-034337 · doc4.xml · nonDerivative · entry 2

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,297,718

F2 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners (Offshore), L.P. ("ACP Offshore"). ACP GP is the general partner of ACP Offshore. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP Offshore. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:33 UTC Lantheus Holdings, Inc. LNTH · Entity 690 SaleCommon Stock 1,424,399 $9.00 $12,819,591.00
Disclosure

SEC source: 0000899243-16-034337 · doc4.xml · nonDerivative · entry 1

Venkataraman Sriram · CIK 0001550642 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,713,673

F1 · ownership.nature: Represents shares of the Issuer held by Avista Capital Partners, L.P. ("ACP"). Avista Capital Partners GP, LLC ("ACP GP") is the general partner of ACP. Mr. Venkataraman is a member of the investment committee of ACP GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share voting and dispositive power with respect to the shares of common stock held by ACP. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.