Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIQTECH INTERNATIONAL INCLIQT · Entity 7695 | Director | January 03, 2023 | January 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIQTECH INTERNATIONAL INC
Report date January 03, 2023 · Filed January 31, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 917,093 |
Reported balance
After 2023-01-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-01-03 · Grant · Acquired 196,000 · Balance 917,093 F1: On January 5, 2023, the reporting person filed a Form 4 which inadvertently reported that the reporting person received a restricted stock unit award ("RSU") granted under the Issuer's 2013 Share Incentive Plan. In fact, the RSU was granted under the Issuer's 2022 Equity Incentive Plan. F2: Representing shares of Common Stock underlying a RSU. The RSU will vest on January 3, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 5, 2023, the reporting person filed a Form 4 which inadvertently reported that the reporting person received a restricted stock unit award ("RSU") granted under the Issuer's 2013 Share Incentive Plan. In fact, the RSU was granted under the Issuer's 2022 Equity Incentive Plan.
F2: Representing shares of Common Stock underlying a RSU. The RSU will vest on January 3, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2023 Filed Jan 5, 2023 19:14 UTC | LIQTECH INTERNATIONAL INC LIQT · Entity 7695 | GrantCommon Stock | 196,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-000441 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,093 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSU") granted under the Issuer's 2013 Share Incentive Plan. The RSU will vest on January 3, 2024. Read SEC document |
| January 03, 2023 Filed Jan 31, 2023 19:29 UTC Amendment | LIQTECH INTERNATIONAL INC LIQT · Entity 7695 | GrantCommon Stock | 196,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-002115 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,093 F1 · shares: On January 5, 2023, the reporting person filed a Form 4 which inadvertently reported that the reporting person received a restricted stock unit award ("RSU") granted under the Issuer's 2013 Share Incentive Plan. In fact, the RSU was granted under the Issuer's 2022 Equity Incentive Plan. F2 · shares: Representing shares of Common Stock underlying a RSU. The RSU will vest on January 3, 2024. Read SEC document |
| May 17, 2022 Filed May 20, 2022 01:16 UTC | LIQTECH INTERNATIONAL INC LIQT · Entity 7695 | PurchaseCommon Stock | 500,000 | $0.50 | $250,000.00 |
DisclosureSEC source: 0001437749-22-013137 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,093 Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:35 UTC | LIQTECH INTERNATIONAL INC LIQT · Entity 7695 | GrantCommon Stock | 12,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-000499 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,093 F1 · shares: Represents shares of Common Stock underlying a restricted stock unit award ("RSU") granted under the Issuer's 2013 Share Incentive Plan. The RSU will vest on January 3, 2023. Read SEC document |
| January 06, 2021 Filed Jan 19, 2021 16:11 UTC | LIQTECH INTERNATIONAL INC LIQT · Entity 7695 | GrantCommon Stock | 9,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000834 · rdgdoc.xml · nonDerivative · entry 2 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,614 F2 · price: On January 6, 2021, as consideration for service on the Board of Directors, Mr. Vernon was granted 9,321 restricted shares of Common Stock of the Issuer, which shall vest on January 1, 2022. Read SEC document |
| January 06, 2021 Filed Jan 19, 2021 16:11 UTC | LIQTECH INTERNATIONAL INC LIQT · Entity 7695 | GrantCommon Stock | 11,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-000834 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,293 F1 · price: On January 6, 2021, Mr. Vernon was issued 11,218 shares of Common Stock of the Issuer as consideration for past service on the Board of Directors. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 17:00 UTC | LIQTECH INTERNATIONAL INC LIQT · Entity 7695 | PurchaseCommon Stock | 20,000 | $4.66 | $93,200.00 |
DisclosureSEC source: 0001437749-19-023165 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,075 Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 13:02 UTC | LIQTECH INTERNATIONAL INC LIQT · Entity 7695 | GrantCommon Stock | 8,212 | $7.90 | $64,874.80 |
DisclosureSEC source: 0001437749-19-019422 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,075 F1 · kind: On September 30, 2019, 8,212 restricted shares of Common Stock were granted to Mr. Vernon for Board service, which shall vest on January 1, 2020. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:32 UTC | LIQTECH INTERNATIONAL INC LIQT · Entity 7695 | GrantCommon Stock | 52,798 | $0.57 | $30,094.86 |
DisclosureSEC source: 0001437749-18-000232 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,831 F1 · shares: On January 2, 2018, 52,798 restricted shares of Common Stock were granted to Mr. Vernon for Board service, which shall vest on January 1, 2019. Read SEC document |
| November 09, 2017 Filed Jan 4, 2018 17:32 UTC | LIQTECH INTERNATIONAL INC LIQT · Entity 7695 | GrantSeries A Convertible Preferred Stock · Derivative | 83,334 | $1.20 Strike: $0.30 | $100,000.80 |
DisclosureSEC source: 0001437749-18-000232 · rdgdoc.xml · derivative · entry 2 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,334 Underlying: Common Stock · 333,336 shares Expires 2018-05-14 F2 · shares: On November 9, 2017, Mr. Vernon purchased 83,334 shares of Series A Convertible Preferred Stock in a private placement transaction. Read SEC document |
| January 02, 2017 Filed Feb 16, 2017 21:14 UTC | LIQTECH INTERNATIONAL INC LIQT · Entity 7695 | GrantCommon Stock | 46,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-002682 · rdgdoc.xml · nonDerivative · entry 1 VERNON MARK · CIK 0001574126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,033 F1 · shares: Mr. Vernon was granted 46,875 restricted shares of common stock for his service on the Issuer's Board of Directors, which common stock vested on January 2, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.