Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Natera, Inc.NTRA · Entity 2635 | CHIEF OPERATING OFFICER | January 27, 2023 | January 31, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Natera, Inc.
Report date January 27, 2023 · Filed January 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,091 |
Reported balance
After 2023-01-27 transaction · row 1
1 source rowRow 1 · 2023-01-27 · Grant · Acquired 19,865 · Balance 24,091 F1: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs vest over four years. 25% of the RSUs vest on January 27, 2024 and the remaining RSUs vest in 12 equal quarterly installments thereafter. F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Robert A Schueren & Deborah A Schueren Rev Trust | 114,141 |
Reported balance
Holding disclosure · report date 2023-01-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 114,141 F3: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person. The RSUs vest over four years. 25% of the RSUs vest on January 27, 2024 and the remaining RSUs vest in 12 equal quarterly installments thereafter.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3: The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WaferGen Bio-systems, Inc.
Report date February 28, 2017 · Filed March 01, 2017
Section 16 reporting ended · disclosed 2017-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2017-02-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 8,368 · Balance 0 F1: Includes 3,049 restricted stock units ("RSUs"). F2: Pursuant to the Agreement and Plan of Merger, dated May 12, 2016, by and among WaferGen Bio-systems, Inc., Takara Bio USA Holdings, Inc., Walrus Acquisition Corporation and Takara Bio USA, Inc., (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $7.347126 in cash, without interest, and (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $7.347126 in cash, without interest. F3: All shares were held by Montclaire Partners ("Montclaire") and all RSUs were held by the reporting person as nominee and for the benefit of Montclaire. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 3,049 restricted stock units ("RSUs").
F2: Pursuant to the Agreement and Plan of Merger, dated May 12, 2016, by and among WaferGen Bio-systems, Inc., Takara Bio USA Holdings, Inc., Walrus Acquisition Corporation and Takara Bio USA, Inc., (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $7.347126 in cash, without interest, and (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $7.347126 in cash, without interest.
F3: All shares were held by Montclaire Partners ("Montclaire") and all RSUs were held by the reporting person as nominee and for the benefit of Montclaire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2020 Filed Dec 17, 2020 00:18 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 400 | $97.38 | $38,950.00 |
DisclosureSEC source: 0001415889-20-002946 · form4-12162020_041235.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,455 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.78 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:18 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 10,000 | $13.01 | $130,100.00 |
DisclosureSEC source: 0001415889-20-002946 · form4-12162020_041235.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · CHIEF OPERATING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2020 Filed Oct 10, 2020 00:19 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,987 | $74.26 | $147,554.62 |
DisclosureSEC source: 0001179110-20-010383 · edgar.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,855 F3 · kind: The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement that expires on November 10, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F4 · balance_after: These reported shares are subject to restrictions in the Lock-Up Letter Agreement. Read SEC document |
| October 07, 2020 Filed Oct 10, 2020 00:19 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 3,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-010383 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,860 Underlying: Common Stock · 3,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F5 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F5 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| October 07, 2020 Filed Oct 10, 2020 00:19 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-010383 · edgar.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 22:47 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock option (right to buy) · Derivative | 20,000 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001179110-20-010001 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Common Stock · 20,000 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. The exercise of this option is a permissible exemption under the terms of the Lock-Up Letter Agreement. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 22:47 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 20,000 | $70.00 | $1,400,000.00 |
DisclosureSEC source: 0001179110-20-010001 · edgar.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,857 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. F2 · balance_after: These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 22:47 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 20,000 | $13.01 | $260,200.00 |
DisclosureSEC source: 0001179110-20-010001 · edgar.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2020 Filed Sep 4, 2020 23:38 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 9,072 | $61.56 | $558,473.23 |
DisclosureSEC source: 0001179110-20-009608 · edgar.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,857 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.56 to $61.5626 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 23:38 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009608 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F5 · derivative.exercise_date: On March 27, 2020, the Reporting Person was granted a restricted stock unit (the "RSU"), which vests in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On September 2, 2020, the Issuer's Board of Directors determined that the milestone for the first tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSU. F5 · derivative.expiration_date: On March 27, 2020, the Reporting Person was granted a restricted stock unit (the "RSU"), which vests in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On September 2, 2020, the Issuer's Board of Directors determined that the milestone for the first tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSU. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 23:38 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-009608 · edgar.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting September 2020. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 00:26 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,987 | $47.00 | $93,389.00 |
DisclosureSEC source: 0001179110-20-008162 · edgar.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,429 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| July 07, 2020 Filed Jul 10, 2020 00:26 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 3,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008162 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,845 Underlying: Common Stock · 3,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| July 07, 2020 Filed Jul 10, 2020 00:26 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008162 · edgar.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock option (right to buy) · Derivative | 15,000 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001179110-20-008059 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,500 Underlying: Common Stock · 15,000 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:37 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 15,000 | $50.00 | $750,000.00 |
DisclosureSEC source: 0001179110-20-008059 · edgar.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,432 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2020. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:37 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 15,000 | $13.01 | $195,150.00 |
DisclosureSEC source: 0001179110-20-008059 · edgar.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2020 Filed Jun 25, 2020 22:25 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 6,362 | $45.47 | $289,283.96 |
DisclosureSEC source: 0001179110-20-007782 · edgar.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,432 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.47 to $45.4975 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 22:25 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007782 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F5 · derivative.exercise_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On June 23, 2020, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of common stock. F5 · derivative.expiration_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On June 23, 2020, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of common stock. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 22:25 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007782 · edgar.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting September 19, 2019. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 23:58 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 12,927 | $39.57 | $511,496.83 |
DisclosureSEC source: 0001179110-20-007210 · edgar.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,294 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.56 to $39.7883 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 23:58 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007210 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F5 · derivative.exercise_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On June 8, 2020, the criteria was satisfied for the vesting of RSUs covering 25,000 shares of common stock. F5 · derivative.expiration_date: On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On June 8, 2020, the criteria was satisfied for the vesting of RSUs covering 25,000 shares of common stock. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 23:58 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-007210 · edgar.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting September 19, 2019. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 23:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionStock option (right to buy) · Derivative | 15,000 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001179110-20-005739 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 15,000 shares Expires 2029-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| May 07, 2020 Filed May 11, 2020 23:55 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 15,000 | $40.00 | $600,000.00 |
DisclosureSEC source: 0001179110-20-005739 · edgar.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,221 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2020. Read SEC document |
| May 07, 2020 Filed May 11, 2020 23:55 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 15,000 | $13.01 | $195,150.00 |
DisclosureSEC source: 0001179110-20-005739 · edgar.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 23:04 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,988 | $30.21 | $60,057.48 |
DisclosureSEC source: 0001179110-20-004822 · edgar.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,221 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 23:04 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Unit · Derivative | 3,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004822 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,829 Underlying: Common Stock · 3,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| April 07, 2020 Filed Apr 9, 2020 23:04 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 3,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-004822 · edgar.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 01:20 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Unit · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004282 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer. F4 · derivative.exercise_date: The RSU vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to theIssuer's stock price. 50% of the RSU shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) $4,000,000,000 and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then anadditional 25% of the RSU shall vest. F4 · derivative.expiration_date: The RSU vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to theIssuer's stock price. 50% of the RSU shall vest upon the Issuer's stock price equaling or exceeding the quotient of (i) $4,000,000,000 and (ii) the Issuer's outstanding shares as reported on the date of grant (the "Milestone"). Upon the trading day that is nine (9) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then an additional 25% of the RSU shall vest. Upon the trading day that is fifteen (15) months after the achievement of the Milestone and if the Issuer's stock price (based on the average closing price of the month or over a three-month trailing period) equals or exceeds the Milestone, then anadditional 25% of the RSU shall vest. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 01:20 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Units · Derivative | 43,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004282 · edgar.xml · derivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,990 Underlying: Common Stock · 43,990 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The RSU vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. F3 · derivative.expiration_date: The RSU vest over four years. 25% of the RSUs vest on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| March 27, 2020 Filed Apr 1, 2020 01:20 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Unit · Derivative | 43,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004282 · edgar.xml · derivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,990 Underlying: Common Stock · 43,990 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the issuer. F2 · derivative.exercise_date: The RSU shall vest when the Issuer has achieved $500 million in annual revenue. F2 · derivative.expiration_date: The RSU shall vest when the Issuer has achieved $500 million in annual revenue. Read SEC document |
| January 08, 2020 Filed Jan 9, 2020 22:12 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 8,167 | $34.99 | $285,763.33 |
DisclosureSEC source: 0001179110-20-000441 · edgar.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,225 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 22:12 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 15,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000441 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,813 Underlying: Common Stock · 15,937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020. F4 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F4 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 22:12 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 15,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-000441 · edgar.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 23:07 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 12,545 | $33.19 | $416,334.68 |
DisclosureSEC source: 0001179110-19-010553 · edgar.xml · nonDerivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,455 F3 · kind: The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 23:07 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010553 · edgar.xml · derivative · entry 3 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting September 19, 2019. F4 · derivative.exercise_date: On March 22, 2019, the Reporting Person was granted Restricted Stock Units in the amount of 100,000 shares of common stock, which vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On September 19, 2019, the Board determined that the criteria to satisfy the milestone was satisfied for the vesting of 25,000 shares of common stock. F4 · derivative.expiration_date: On March 22, 2019, the Reporting Person was granted Restricted Stock Units in the amount of 100,000 shares of common stock, which vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On September 19, 2019, the Board determined that the criteria to satisfy the milestone was satisfied for the vesting of 25,000 shares of common stock. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 23:07 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-010553 · edgar.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting September 19, 2019. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:10 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004244 · edgar.xml · derivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-03-21 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the achievement of the Performance Vesting Conditions. F2 · derivative.exercise_date: The RSU vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. The first milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $2,000,000,000 and (ii) the Issuer's outstanding shares as most recently reported on the Issuer's Form 10-Q or Form 10-K (the "Capitalization"). The second milestone is the Issuer's stock price equaling or exceeding the quotient of (i) $3,000,000,000 and (ii) the Capitalization (the "Performance Vesting Conditions"). Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 22:00 UTC | Natera, Inc. NTRA · Entity 2635 | GrantRestricted Stock Units · Derivative | 63,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000726 · edgar.xml · derivative · entry 2 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,750 Underlying: Common Stock · 63,750 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer. F3 · derivative.exercise_date: The RSUs vest over four years. 25% of the RSUs vest on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. F3 · derivative.expiration_date: The RSUs vest over four years. 25% of the RSUs vest on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 22:00 UTC | Natera, Inc. NTRA · Entity 2635 | GrantStock Option (right to buy) · Derivative | 127,500 | $0.00 Strike: $13.01 | $0.00 |
DisclosureSEC source: 0001179110-19-000726 · edgar.xml · derivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,500 Underlying: Common Stock · 127,500 shares Expires 2029-01-10 F1 · derivative.exercise_date: The option shares vest over four years. 25% of the option shares vest and become exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 14:28 UTC | WaferGen Bio-systems, Inc. WGBS · Entity 178337 | Disposition to issuerCommon Stock | 8,368 | $7.35 | $61,480.53 |
DisclosureSEC source: 0001368993-17-000025 · wf-form4_148839649379104.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · shares: Includes 3,049 restricted stock units ("RSUs"). F2 · price: Pursuant to the Agreement and Plan of Merger, dated May 12, 2016, by and among WaferGen Bio-systems, Inc., Takara Bio USA Holdings, Inc., Walrus Acquisition Corporation and Takara Bio USA, Inc., (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $7.347126 in cash, without interest, and (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $7.347126 in cash, without interest. F3 · ownership.nature: All shares were held by Montclaire Partners ("Montclaire") and all RSUs were held by the reporting person as nominee and for the benefit of Montclaire. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | WaferGen Bio-systems, Inc. WGBS · Entity 178337 | GrantCommon Stock | 3,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001368993-17-000006 · wf-form4_148357964701864.xml · nonDerivative · entry 1 Schueren Robert Alan · CIK 0001597341 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,368 F1 · shares: Represents grant of restricted stock units. 100% of the restricted stock units vest on December 31, 2017, unless the grantee ceases service as a director before the vesting date, in which event the award shall become vested pro rata (based on the number of days between January 1, 2017, and the date of cessation of services, divided by 365) on the date of cessation of services; provided in the event of a Corporate Transaction or Change in Control, one hundred percent (100%) of the Units shall become fully vested as of immediately prior to the effective date of such Corporate Transaction or Change in Control. F2 · ownership.nature: These RSUs are held by the reporting person as nominee and for the benefit of Montclaire Partners. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.