Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LEVI STRAUSS & COLEVI · Entity 3651 | EVP & Chief Commercial Officer | January 30, 2023 | February 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LEVI STRAUSS & CO
Report date January 30, 2023 · Filed February 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 100,575 |
Reported balance
After 2023-01-30 transaction · row 1
1 source rowRow 1 · 2023-01-30 · Tax withholding · Disposed 1,928 · Balance 100,575 F1: Shares withheld to cover tax obligation from settlement of vested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover tax obligation from settlement of vested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 59,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 12 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 59,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 82,705 | $25.04 | $2,070,933.20 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · nonDerivative · entry 2 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,830 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.50 to $25.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 59,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 30,649 | $24.48 | $750,287.52 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 11 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,571 Underlying: Class A Common Stock · 30,649 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 43,035 | $9.60 | $413,136.00 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 10 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,220 Underlying: Class A Common Stock · 43,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 43,035 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 9 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,725 Underlying: Class B Common Stock · 43,035 shares Expires 2025-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 36,440 | $24.48 | $892,051.20 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 8 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,185 Underlying: Class A Common Stock · 36,440 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 55,215 | $6.90 | $380,983.50 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 7 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,625 Underlying: Class A Common Stock · 55,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 55,215 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 6 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,215 Underlying: Class B Common Stock · 55,215 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The original grant was for 147,240 SARs, of which 36,810 SARs were exercised. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 51,505 | $24.48 | $1,260,842.40 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 5 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,410 Underlying: Class A Common Stock · 51,505 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 79,915 | $6.10 | $487,481.50 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 4 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,915 Underlying: Class A Common Stock · 79,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 00:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 79,915 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 3 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,915 Underlying: Class B Common Stock · 79,915 shares Expires 2023-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 00:40 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 5,923 | $19.71 | $116,742.33 |
DisclosureSEC source: 0001209191-21-006970 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,964 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 00:06 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 2,296 | $22.00 | $50,512.00 |
DisclosureSEC source: 0001209191-21-006243 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,887 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 26, 2021 Filed Jan 29, 2021 01:26 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantStock Appreciation Rights · Derivative | 45,546 | $0.00 Strike: $21.35 | $0.00 |
DisclosureSEC source: 0001209191-21-005971 · doc4.xml · derivative · entry 2 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,546 Underlying: Class A Common Stock · 45,546 shares Expires 2031-01-26 F2 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date. Read SEC document |
| January 26, 2021 Filed Jan 29, 2021 01:26 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 21,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005971 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,183 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 02:00 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 23,057 | $21.24 | $489,730.68 |
DisclosureSEC source: 0001209191-21-005801 · doc4.xml · nonDerivative · entry 2 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,106 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 02:00 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 60,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005801 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,163 F1 · kind: On January 30, 2018, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 60,375 vested PRSUs. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 730 | $20.25 | $14,782.50 |
DisclosureSEC source: 0001209191-20-062973 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,788 F1 · kind: Represents shares withheld by Levi Strauss & Co. for certain payroll taxes. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 47,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060874 · doc4.xml · derivative · entry 6 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 47,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 122,707 | $18.67 | $2,290,939.69 |
DisclosureSEC source: 0001209191-20-060874 · doc4.xml · nonDerivative · entry 2 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,518 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.34 to $19.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 21:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 90,173 | $19.16 | $1,727,714.68 |
DisclosureSEC source: 0001209191-20-060874 · doc4.xml · derivative · entry 5 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,217 Underlying: Class A Common Stock · 90,173 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 21:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 137,390 | $6.10 | $838,079.00 |
DisclosureSEC source: 0001209191-20-060874 · doc4.xml · derivative · entry 4 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,390 Underlying: Class A Common Stock · 137,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 21:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 137,390 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-20-060874 · doc4.xml · derivative · entry 3 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,830 Underlying: Class B Common Stock · 137,390 shares Expires 2023-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 21:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 47,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060874 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| February 01, 2020 Filed Feb 5, 2020 01:07 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 15,530 | $19.64 | $305,009.20 |
DisclosureSEC source: 0001209191-20-006701 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,008 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 01:59 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 5,909 | $19.75 | $116,702.75 |
DisclosureSEC source: 0001209191-20-006164 · doc4.xml · nonDerivative · entry 3 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,538 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 02:02 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantStock Appreciation Rights · Derivative | 54,824 | $0.00 Strike: $20.25 | $0.00 |
DisclosureSEC source: 0001209191-20-005456 · doc4.xml · derivative · entry 2 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,824 Underlying: Class A Common Stock · 54,824 shares Expires 2030-01-27 F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 27, 2020. Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 02:02 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 18,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005456 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,634 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 27, 2020. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 01:59 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 40,879 | $20.25 | $827,799.75 |
DisclosureSEC source: 0001209191-20-006164 · doc4.xml · nonDerivative · entry 2 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,447 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 01:59 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 92,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006164 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,326 F1 · kind: On February 1, 2017, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 27, 2020, resulting in the issuance of 92,692 vested PRSUs. Read SEC document |
| January 13, 2020 Filed Jan 14, 2020 21:49 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 10,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003317 · doc4.xml · derivative · entry 6 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 13, 2020 Filed Jan 14, 2020 21:49 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 10,578 | $18.80 | $198,866.40 |
DisclosureSEC source: 0001209191-20-003317 · doc4.xml · nonDerivative · entry 2 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,116 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.58 to $18.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 13, 2020 Filed Jan 14, 2020 21:49 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 10,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003317 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 21:49 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 14,422 | $18.65 | $268,970.30 |
DisclosureSEC source: 0001209191-20-003317 · doc4.xml · derivative · entry 5 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,578 Underlying: Class A Common Stock · 14,422 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 21:49 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 25,000 | $6.10 | $152,500.00 |
DisclosureSEC source: 0001209191-20-003317 · doc4.xml · derivative · entry 4 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 21:49 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-20-003317 · doc4.xml · derivative · entry 3 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,220 Underlying: Class B Common Stock · 25,000 shares Expires 2023-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Of these SARs: (i) 229,830 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 67,390 are time-based SARs from an original grant of 275,800 SARs, of which 208,410 have been exercised, that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 17, 2019 Filed Dec 20, 2019 01:35 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 1,044 | $19.28 | $20,128.32 |
DisclosureSEC source: 0001209191-19-061421 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,116 F1 · shares: Represents shares withheld by Levi Strauss & Co. relating to employment taxes. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 21:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 8,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060210 · doc4.xml · derivative · entry 9 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 21:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 8,020 | $17.97 | $144,119.40 |
DisclosureSEC source: 0001209191-19-060210 · doc4.xml · nonDerivative · entry 2 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,160 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.87 to $18.03. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 21:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 8,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060210 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 11,199 | $17.97 | $201,246.03 |
DisclosureSEC source: 0001209191-19-060210 · doc4.xml · derivative · entry 8 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,591 Underlying: Class A Common Stock · 11,199 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 16,790 | $6.10 | $102,419.00 |
DisclosureSEC source: 0001209191-19-060210 · doc4.xml · derivative · entry 7 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,790 Underlying: Class A Common Stock · 16,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 16,790 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-19-060210 · doc4.xml · derivative · entry 6 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,220 Underlying: Class B Common Stock · 16,790 shares Expires 2023-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Of these SARs: (i) 229,830 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 92,390 are time-based SARs from an original grant of 275,800 SARs, of which 183,410 have been exercised, that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 5,781 | $17.97 | $103,884.57 |
DisclosureSEC source: 0001209191-19-060210 · doc4.xml · derivative · entry 5 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,429 Underlying: Class A Common Stock · 5,781 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 8,210 | $7.43 | $60,959.25 |
DisclosureSEC source: 0001209191-19-060210 · doc4.xml · derivative · entry 4 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,210 Underlying: Class A Common Stock · 8,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:18 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 8,210 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-19-060210 · doc4.xml · derivative · entry 3 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 8,210 shares Expires 2022-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 100% of these SARs are fully vested. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 23:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 7,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056473 · doc4.xml · derivative · entry 6 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 23:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 7,141 | $17.13 | $122,325.33 |
DisclosureSEC source: 0001209191-19-056473 · doc4.xml · nonDerivative · entry 2 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,160 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.04 to $17.21. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 23:47 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 7,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056473 · doc4.xml · nonDerivative · entry 1 Ellison Seth M. · CIK 0001768700 · EVP & President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.