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Ellison Seth M.

Disclosed activity across 1 company

Tapewire entity
117444
SEC CIK
0001768700

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LEVI STRAUSS & COLEVI · Entity 3651EVP & Chief Commercial OfficerJanuary 30, 2023February 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LEVI STRAUSS & CO

Report date January 30, 2023 · Filed February 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect100,575 Reported balance After 2023-01-30 transaction · row 1
1 source row

Row 1 · 2023-01-30 · Tax withholding · Disposed 1,928 · Balance 100,575

F1: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2022 Filed Nov 18, 2022 00:25 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 4,315 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057728 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 4,277 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 27

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 7,432 $16.10 $119,655.20
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 26

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,277

Underlying: Class A Common Stock · 7,432 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 10,500 $6.10 $64,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 25

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,709

Underlying: Class A Common Stock · 10,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 10,500 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 24

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,415

Underlying: Class B Common Stock · 10,500 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F9 · derivative.exercise_date: The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 3,291 $16.10 $52,985.10
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 23

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209

Underlying: Class A Common Stock · 3,291 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 4,500 $6.90 $31,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 22

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Class A Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 4,500 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 21

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,754

Underlying: Class B Common Stock · 4,500 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 4,277 $16.16 $69,116.32
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 6

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,946

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.14 to $16.18. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 4,277 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 5

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 20

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 7,506 $15.50 $116,343.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 19

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Class A Common Stock · 7,506 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 10,500 $6.10 $64,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 18

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673

Underlying: Class A Common Stock · 10,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 10,500 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 17

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,915

Underlying: Class B Common Stock · 10,500 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F9 · derivative.exercise_date: The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 3,327 $15.50 $51,568.50
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 16

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173

Underlying: Class A Common Stock · 3,327 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 4,500 $6.90 $31,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 15

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Class A Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 4,500 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 14

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,254

Underlying: Class B Common Stock · 4,500 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 4,167 $15.47 $64,463.49
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 4

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,946

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.46 to $15.495. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 4,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 3

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 4,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 13

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 7,551 $15.15 $114,397.65
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 12

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Class A Common Stock · 7,551 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 10,500 $6.10 $64,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 11

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,651

Underlying: Class A Common Stock · 10,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 10,500 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 10

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,415

Underlying: Class B Common Stock · 10,500 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F9 · derivative.exercise_date: The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 3,349 $15.15 $50,737.35
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 9

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

Underlying: Class A Common Stock · 3,349 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 4,500 $6.90 $31,050.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 8

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Class A Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 10, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 4,500 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · derivative · entry 7

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,754

Underlying: Class B Common Stock · 4,500 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F7 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 10, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 4,100 $15.11 $61,951.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,946

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.104 to $15.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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November 10, 2022 Filed Nov 15, 2022 21:09 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056986 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

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January 30, 2022 Filed Feb 2, 2022 02:10 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 6,676 $21.92 $146,337.92
Disclosure

SEC source: 0001209191-22-006157 · doc4.xml · nonDerivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,946

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 02:10 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 2,775 $21.92 $60,828.00
Disclosure

SEC source: 0001209191-22-006157 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,662

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 22:51 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 1,998 $22.02 $43,995.96
Disclosure

SEC source: 0001209191-22-005722 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,397

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 01:00 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantStock Appreciation Rights · Derivative 61,837 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-22-005123 · doc4.xml · derivative · entry 4

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,837

Underlying: Class A Common Stock · 61,837 shares

Expires 2032-01-25

F4 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

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January 25, 2022 Filed Jan 27, 2022 01:00 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005123 · doc4.xml · nonDerivative · entry 3

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,395

F3 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 27, 2023, January 26, 2024, January 24, 2025, and January 30, 2026, subject to Participant's Continuous Service through each such vesting date.

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January 24, 2022 Filed Jan 27, 2022 01:00 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 27,113 $21.79 $590,792.27
Disclosure

SEC source: 0001209191-22-005123 · doc4.xml · nonDerivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,395

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 01:00 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 64,176 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005123 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,508

F1 · kind: On January 30, 2019, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 24, 2022, resulting in the issuance of 64,176 vested PRSUs. The shares were converted to Class A Common Stock upon issuance.

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December 16, 2021 Filed Dec 20, 2021 23:58 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 657 $24.18 $15,886.26
Disclosure

SEC source: 0001209191-21-070648 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,332

F1 · kind: Represents shares withheld by Levi Strauss & Co. for certain payroll taxes.

Read SEC document
November 09, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 27,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · derivative · entry 13

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 09, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 29,390 $27.02 $794,117.80
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · nonDerivative · entry 3

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,989

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
November 09, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 27,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · nonDerivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 28,654 $27.00 $773,658.00
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · derivative · entry 12

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,783

Underlying: Class A Common Stock · 28,654 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 36,340 $14.88 $540,557.50
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · derivative · entry 11

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,437

Underlying: Class A Common Stock · 36,340 shares

Expires 2029-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 36,340 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · derivative · entry 10

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,330

Underlying: Class B Common Stock · 36,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 29,951 $27.00 $808,677.00
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · derivative · entry 9

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,097

Underlying: Class A Common Stock · 29,951 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 43,035 $9.60 $413,136.00
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · derivative · entry 8

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,048

Underlying: Class A Common Stock · 43,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 43,035 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · derivative · entry 7

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,690

Underlying: Class B Common Stock · 43,035 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 12,948 $27.00 $349,596.00
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · derivative · entry 6

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,013

Underlying: Class A Common Stock · 12,948 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 19,961 $6.90 $137,730.90
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · derivative · entry 5

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,961

Underlying: Class A Common Stock · 19,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 19,961 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · derivative · entry 4

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,254

Underlying: Class B Common Stock · 19,961 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The original grant was for 147,240 SARs, of which 36,810 SARs were exercised. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass A Common Stock 12,099 $27.00 $326,673.00
Disclosure

SEC source: 0001209191-21-064013 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,596

Read SEC document
September 10, 2021 Filed Sep 13, 2021 23:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 23,135 $27.00 $624,645.00
Disclosure

SEC source: 0001209191-21-055747 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,695

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.