Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HEALTHPEAK PROPERTIES, INC.PEAK · Entity 3364 | Director · CEO | February 25, 2022 | February 07, 2023 |
| TIER REIT INCTIER · Entity 156708 | Director | June 19, 2018 | June 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HEALTHPEAK PROPERTIES, INC.
Report date February 25, 2022 · Filed February 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,348 |
Reported balance
After 2022-02-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-25 · Gift · Disposed 130,292 · Balance 85,348 F1: Reflects securities beneficially owned as of October 6, 2022, the last day of the reporting person's employment with the Company. The reporting person had no exempt or non-exempt transactions occurring within six months of such date and, accordingly, the reporting person had no further transactions to report after such date. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 472,035 |
Reported balance
Holding disclosure · report date 2022-02-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 472,035 F1: Reflects securities beneficially owned as of October 6, 2022, the last day of the reporting person's employment with the Company. The reporting person had no exempt or non-exempt transactions occurring within six months of such date and, accordingly, the reporting person had no further transactions to report after such date. F2: Reflects the transfer by the reporting person of 130,292 shares of the Issuer's common stock to a family trust on February 25, 2022, as separately reported in this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities beneficially owned as of October 6, 2022, the last day of the reporting person's employment with the Company. The reporting person had no exempt or non-exempt transactions occurring within six months of such date and, accordingly, the reporting person had no further transactions to report after such date.
F2: Reflects the transfer by the reporting person of 130,292 shares of the Issuer's common stock to a family trust on February 25, 2022, as separately reported in this Form 4.
TIER REIT INC
Report date June 19, 2018 · Filed June 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,394 |
Reported balance
After 2018-06-19 transaction · row 1
1 source rowRow 1 · 2018-06-19 · Grant · Acquired 2,582 · Balance 13,394 F1: Consists of restricted stock units that vest on July 20, 2019. Following the vesting of the restricted stock units, the Reporting Person will be issued common stock upon the earliest to occur of the following: (i) the Reporting Person's "separation from service" from the Issuer (within the meaning of Section 409A of the Internal Revenue Code of 1986, as amended, and the regulations issued thereunder) for any reason other than Cause (as defined in the Restricted Stock Unit Award Agreement with respect to the grant of restricted stock units); (ii) a Sale Event (as defined in the Issuer's 2015 Equity Incentive Plan) of the Issuer which also constitutes a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5); (iii) the Reporting Person's death; and (iv) July 20, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 42,300 |
Reported balance
Holding disclosure · report date 2018-06-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 42,300 F2: Thomas Herzog and Sara Herzog, Trustees, for the Herzog Family Trust UA December 22, 2009. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units that vest on July 20, 2019. Following the vesting of the restricted stock units, the Reporting Person will be issued common stock upon the earliest to occur of the following: (i) the Reporting Person's "separation from service" from the Issuer (within the meaning of Section 409A of the Internal Revenue Code of 1986, as amended, and the regulations issued thereunder) for any reason other than Cause (as defined in the Restricted Stock Unit Award Agreement with respect to the grant of restricted stock units); (ii) a Sale Event (as defined in the Issuer's 2015 Equity Incentive Plan) of the Issuer which also constitutes a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5); (iii) the Reporting Person's death; and (iv) July 20, 2019.
F2: Thomas Herzog and Sara Herzog, Trustees, for the Herzog Family Trust UA December 22, 2009.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2022 Filed Feb 7, 2023 00:17 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GiftCommon Stock | 130,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-002457 · wf-form4_167572900335395.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,348 F1 · balance_after: Reflects securities beneficially owned as of October 6, 2022, the last day of the reporting person's employment with the Company. The reporting person had no exempt or non-exempt transactions occurring within six months of such date and, accordingly, the reporting person had no further transactions to report after such date. Read SEC document |
| February 15, 2022 Filed Feb 15, 2022 22:18 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | Tax withholdingCommon Stock | 11,671 | $32.10 | $374,639.10 |
DisclosureSEC source: 0001628280-22-002753 · wf-form4_164496347235626.xml · nonDerivative · entry 3 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,640 F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 22:18 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | Tax withholdingCommon Stock | 11,672 | $32.45 | $378,756.40 |
DisclosureSEC source: 0001628280-22-002753 · wf-form4_164496347235626.xml · nonDerivative · entry 2 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,311 F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2020. Read SEC document |
| February 12, 2022 Filed Feb 15, 2022 22:18 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | Tax withholdingCommon Stock | 13,243 | $32.45 | $429,735.35 |
DisclosureSEC source: 0001628280-22-002753 · wf-form4_164496347235626.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,983 F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 12, 2021. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 23:03 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | Tax withholdingCommon Stock | 85,594 | $34.69 | $2,969,255.86 |
DisclosureSEC source: 0001628280-22-001525 · wf-form4_164367017038692.xml · nonDerivative · entry 5 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,226 F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 23:03 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GrantCommon Stock | 30,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001525 · wf-form4_164367017038692.xml · nonDerivative · entry 4 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,820 F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 23:03 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GrantCommon Stock | 142,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001525 · wf-form4_164367017038692.xml · nonDerivative · entry 3 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,981 F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 23:03 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GrantCommon Stock | 90,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001525 · wf-form4_164367017038692.xml · nonDerivative · entry 2 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,309 F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 12, 2021. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on January 27, 2022 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date. F2 · shares: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| February 24, 2021 Filed Jan 31, 2022 23:03 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GiftCommon Stock | 151,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001525 · wf-form4_164367017038692.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,811 Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 23:05 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | Tax withholdingCommon Stock | 12,288 | $30.94 | $380,190.72 |
DisclosureSEC source: 0001628280-21-002385 · wf-form4_161360311591922.xml · nonDerivative · entry 2 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,506 F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 23:05 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | Tax withholdingCommon Stock | 26,532 | $30.94 | $820,900.08 |
DisclosureSEC source: 0001628280-21-002385 · wf-form4_161360311591922.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,794 F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2018, October 3, 2018, and February 14, 2020. Read SEC document |
| February 04, 2021 Filed Feb 9, 2021 00:00 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | Tax withholdingCommon Stock | 125,297 | $30.55 | $3,827,823.35 |
DisclosureSEC source: 0001628280-21-001637 · wf-form4_161282882408681.xml · nonDerivative · entry 8 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,326 F5 · shares: This forfeiture of shares to satisfy applicable tax withholding in connection with several of the awards referenced above and does not constitute a sale transaction. Pursuant to the applicable award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of such awards. Read SEC document |
| February 04, 2021 Filed Feb 9, 2021 00:00 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GrantCommon Stock | 4,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001637 · wf-form4_161282882408681.xml · nonDerivative · entry 7 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,623 F4 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on October 3, 2018. The performance conditions applicable to the award were determined to have been satisfied by the Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date. F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| February 04, 2021 Filed Feb 9, 2021 00:00 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GrantCommon Stock | 9,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001637 · wf-form4_161282882408681.xml · nonDerivative · entry 6 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,238 F4 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on October 3, 2018. The performance conditions applicable to the award were determined to have been satisfied by the Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date. F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| February 04, 2021 Filed Feb 9, 2021 00:00 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GrantCommon Stock | 71,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001637 · wf-form4_161282882408681.xml · nonDerivative · entry 5 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,780 F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2018. The performance conditions applicable to the award were determined to have been satisfied by the Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date. F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| February 04, 2021 Filed Feb 9, 2021 00:00 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GrantCommon Stock | 154,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001637 · wf-form4_161282882408681.xml · nonDerivative · entry 4 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,249 F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2018. The performance conditions applicable to the award were determined to have been satisfied by the Compensation Committee on the Determination Date, resulting in the award vesting in full on the Determination Date. F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| February 04, 2021 Filed Feb 9, 2021 00:00 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GrantCommon Stock | 75,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001637 · wf-form4_161282882408681.xml · nonDerivative · entry 3 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,907 F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on February 4, 2021 (the "Determination Date"), resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date. F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| March 05, 2020 Filed Feb 9, 2021 00:00 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GiftCommon Stock | 31,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001637 · wf-form4_161282882408681.xml · nonDerivative · entry 2 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,859 Read SEC document |
| February 26, 2020 Filed Feb 9, 2021 00:00 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GiftCommon Stock | 53,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-001637 · wf-form4_161282882408681.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,194 Read SEC document |
| February 15, 2020 Filed Feb 18, 2020 22:59 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | Tax withholdingCommon Stock | 12,838 | $37.31 | $478,985.78 |
DisclosureSEC source: 0001628280-20-001737 · wf-form4_158206676657539.xml · nonDerivative · entry 3 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,934 F3 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 15, 2019. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 22:59 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | Tax withholdingCommon Stock | 14,738 | $37.28 | $549,432.64 |
DisclosureSEC source: 0001628280-20-001737 · wf-form4_158206676657539.xml · nonDerivative · entry 2 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,772 F2 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the applicable award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2018, and October 3, 2018. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:59 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | Tax withholdingCommon Stock | 9,187 | $36.75 | $337,622.25 |
DisclosureSEC source: 0001628280-20-001737 · wf-form4_158206676657539.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,510 F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 13, 2017. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 22:59 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | Tax withholdingCommon Stock | 63,671 | $36.71 | $2,337,362.41 |
DisclosureSEC source: 0001628280-20-000818 · wf-form4_158042518131088.xml · nonDerivative · entry 5 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,697 F4 · shares: This forfeiture of shares to satisfy applicable tax withholding in connection with one or more of the awards referenced above and does not constitute a sale transaction. Pursuant to the applicable award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of such awards. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 22:59 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GrantCommon Stock | 33,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000818 · wf-form4_158042518131088.xml · nonDerivative · entry 4 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,368 F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 13, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on January 29, 2020 (the "Determination Date"), resulting in the award vesting in full on the Determination Date. F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 22:59 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GrantCommon Stock | 83,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000818 · wf-form4_158042518131088.xml · nonDerivative · entry 3 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,823 F3 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 13, 2017. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation Committee on January 29, 2020 (the "Determination Date"), resulting in the award vesting in full on the Determination Date. F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 22:59 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GrantCommon Stock | 71,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000818 · wf-form4_158042518131088.xml · nonDerivative · entry 2 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,957 F1 · shares: Represents performance-based restricted stock units previously granted to the reporting person by the Company on February 15, 2019. The performance conditions applicable to the award were determined to have been satisfied by the Company's Compensation and Human Capital Committee (the "Compensation Committee") on January 29, 2020, resulting in one-third (1/3) of the shares subject to the award vesting on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued employment with the Company through the applicable vesting date. F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| July 09, 2019 Filed Jan 30, 2020 22:59 UTC | HEALTHPEAK PROPERTIES, INC. PEAK · Entity 3364 | GiftCommon Stock | 22,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-000818 · wf-form4_158042518131088.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,620 Read SEC document |
| June 27, 2019 Filed Jul 2, 2019 00:42 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | Tax withholdingCommon Stock | 22,231 | $31.60 | $702,499.60 |
DisclosureSEC source: 0001628280-19-008494 · wf-form4_156202814897064.xml · nonDerivative · entry 2 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,224 F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on June 27, 2016, as adjusted. Read SEC document |
| March 08, 2019 Filed Jul 2, 2019 00:42 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | GiftCommon Stock | 27,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008494 · wf-form4_156202814897064.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,455 Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 00:43 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | Tax withholdingCommon Stock | 782 | $30.75 | $24,046.50 |
DisclosureSEC source: 0001628280-19-001434 · wf-form4_155019140617861.xml · nonDerivative · entry 6 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,712 F6 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on October 3, 2018. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 00:43 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | Tax withholdingCommon Stock | 10,400 | $30.75 | $319,800.00 |
DisclosureSEC source: 0001628280-19-001434 · wf-form4_155019140617861.xml · nonDerivative · entry 5 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,494 F5 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 14, 2018. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 00:43 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | GrantCommon Stock | 4,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001434 · wf-form4_155019140617861.xml · nonDerivative · entry 4 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,894 F4 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on October 3, 2018. Following certification of the performance results, the performance conditions were determined to have been satisfied on February 13, 2019, resulting in one third (1/3) vesting on February 14, 2019, and one-third (1/3) eligible to vest on each of the first and second anniversaries of the February 14, 2019 vest date. F3 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 00:43 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | GrantCommon Stock | 77,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001434 · wf-form4_155019140617861.xml · nonDerivative · entry 3 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,163 F2 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on February 14, 2018. Following certification of the performance results, the performance conditions were determined to have been satisfied on February 13, 2019, resulting in one-third (1/3) vesting on the first anniversary of the grant date, and one-third (1/3) eligible to vest on each of the second and third anniversaries of the grant date. F3 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 00:43 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | Tax withholdingCommon Stock | 5,880 | $30.39 | $178,693.20 |
DisclosureSEC source: 0001628280-19-001434 · wf-form4_155019140617861.xml · nonDerivative · entry 2 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,991 F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 13, 2017. Read SEC document |
| July 20, 2018 Filed Feb 15, 2019 00:43 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | GiftCommon Stock | 22,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001434 · wf-form4_155019140617861.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,871 Read SEC document |
| June 27, 2018 Filed Jun 28, 2018 21:01 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | Tax withholdingCommon Stock | 22,230 | $25.12 | $558,417.60 |
DisclosureSEC source: 0000765880-18-000004 · wf-form4_153021967553695.xml · nonDerivative · entry 2 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,475 Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 16:40 UTC | TIER REIT INC TIER · Entity 156708 | GrantCommon Stock | 2,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001176373-18-000077 · wf-form4_152952722243027.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,394 F1 · shares: Consists of restricted stock units that vest on July 20, 2019. Following the vesting of the restricted stock units, the Reporting Person will be issued common stock upon the earliest to occur of the following: (i) the Reporting Person's "separation from service" from the Issuer (within the meaning of Section 409A of the Internal Revenue Code of 1986, as amended, and the regulations issued thereunder) for any reason other than Cause (as defined in the Restricted Stock Unit Award Agreement with respect to the grant of restricted stock units); (ii) a Sale Event (as defined in the Issuer's 2015 Equity Incentive Plan) of the Issuer which also constitutes a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5); (iii) the Reporting Person's death; and (iv) July 20, 2019. Read SEC document |
| March 13, 2018 Filed Jun 28, 2018 21:01 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | GiftCommon Stock | 11,070 | $0.00 | $0.00 |
DisclosureSEC source: 0000765880-18-000004 · wf-form4_153021967553695.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,705 F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreements, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on June 27, 2016, as adjusted. Read SEC document |
| February 13, 2018 Filed Feb 16, 2018 00:31 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | Tax withholdingCommon Stock | 5,948 | $22.85 | $135,911.80 |
DisclosureSEC source: 0001628280-18-001818 · wf-form4_151874098833408.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,775 F1 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of restricted stock units granted on February 13, 2017. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 00:31 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | GrantCommon Stock | 51,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-001478 · wf-form4_151848189216013.xml · nonDerivative · entry 2 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,723 F1 · shares: Represents the number of retentive restricted stock units (RSUs) granted to the reporting person by the Company on February 13, 2017, which contained a performance condition. The Compensation Committee of the Company's Board of Directors determined on February 8, 2018, that the performance condition had been satisfied, resulting in one-third (1/3) of the RSUs being eligible to vest on each of the first, second and third anniversaries of the grant date. F2 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| January 17, 2018 Filed Feb 13, 2018 00:31 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | GiftCommon Stock | 10,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-001478 · wf-form4_151848189216013.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,669 Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 23:57 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | Tax withholdingCommon Stock | 11,699 | $25.36 | $296,686.64 |
DisclosureSEC source: 0001179110-17-013477 · edgar.xml · nonDerivative · entry 4 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,388 F4 · shares: This forfeiture of shares to satisfy applicable tax withholding does not constitute a sale transaction. Pursuant to the award agreement, shares are required to be forfeited to satisfy applicable tax withholding in connection with the vesting of the restricted stock units referenced in footnote 2 above. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 23:57 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | GrantCommon Stock | 58,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013477 · edgar.xml · nonDerivative · entry 3 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,087 F2 · shares: Represents the number of performance-based restricted stock units previously granted to the reporting person by the Company on June 27, 2016. The Compensation Committee determined on October 25, 2017, that the performance conditions had been satisfied, resulting in one-third (1/3) vesting on that determination date, and one-third (1/3) eligible to vest on each of the second and third anniversaries of the grant date. F3 · price: Each restricted stock unit represents the right to receive one share of common stock, subject to the applicable vesting schedule. Read SEC document |
| October 10, 2017 Filed Oct 26, 2017 23:57 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | GiftCommon Stock | 10,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013477 · edgar.xml · nonDerivative · entry 2 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 10,719 F1 · shares: Gift by the reporting person to a family trust in which the reporting person retains a pecuniary interest. Read SEC document |
| October 10, 2017 Filed Oct 26, 2017 23:57 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | GiftCommon Stock | 10,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013477 · edgar.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,572 F1 · shares: Gift by the reporting person to a family trust in which the reporting person retains a pecuniary interest. Read SEC document |
| June 27, 2017 Filed Jun 28, 2017 22:00 UTC | HEALTHPEAK PROPERTIES, INC. HCP · Entity 3364 | Tax withholdingCommon Stock | 11,698 | $33.38 | $390,479.24 |
DisclosureSEC source: 0001179110-17-009732 · edgar.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,291 F1 · shares: Represents the amount of shares forfeited for applicable tax withholding requirements in connection with the vesting of restricted stock units granted on June 27, 2016, as adjusted. F2 · balance_after: The number of RSUs in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Quality Care Properties, Inc. on October 31, 2016. The adjustments were made to preserve the intrinsic value of the reporting person's unvested RSUs existing prior to the spin-off, consistent with the Corporation's treatment of all outstanding and unvested RSUs. Read SEC document |
| May 03, 2017 Filed May 4, 2017 11:11 UTC | TIER REIT INC TIER · Entity 156708 | GrantCommon Stock | 3,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001176373-17-000064 · wf-form4_149391067680213.xml · nonDerivative · entry 1 HERZOG THOMAS M · CIK 0001276863 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,812 F1 · shares: Consists of restricted stock units that vest on June 4, 2018. Following the vesting of the restricted stock units, the Reporting Person will be issued common stock upon the earliest to occur of the following: (i) the Reporting Person's "separation from service" from the Issuer (within the meaning of Section 409A of the Internal Revenue Code of 1986, as amended, and the regulations issued thereunder) for any reason other than Cause (as defined in the Restricted Stock Unit Award Agreement with respect to the grant of restricted stock units); (ii) a Sale Event (as defined in the Issuer's 2015 Equity Incentive Plan) of the Issuer which also constitutes a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5); (iii) the Reporting Person's death; and (iv) June 4, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.