Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass Therapeutics, Inc.CMPX · Entity 5614 | Director | February 08, 2023 | February 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass Therapeutics, Inc.
Report date February 08, 2023 · Filed February 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.93 · Expires 2033-02-07 | Direct | 50,000 |
Reported balance
After 2023-02-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-08 · Grant · Acquired 50,000 · Balance 50,000 F1: The options vest over 48 substantially equal monthly installments starting March 8, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest over 48 substantially equal monthly installments starting March 8, 2023.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STANDARD DIVERSIFIED INC.
Report date July 16, 2020 · Filed July 16, 2020
Section 16 reporting ended · disclosed 2020-07-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-16 transaction · row 1
1 source rowRow 1 · 2020-07-16 · Disposition to issuer · Disposed 10,223 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. |
| Class B Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-16 transaction · row 2
1 source rowRow 2 · 2020-07-16 · Disposition to issuer · Disposed 3,050 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement.
F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2023 Filed Feb 10, 2023 21:01 UTC | Compass Therapeutics, Inc. CMPX · Entity 5614 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001171843-23-000901 · ownership.xml · derivative · entry 1 WURZER DAVID M · CIK 0001207118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2033-02-07 F1 · derivative.exercise_date: The options vest over 48 substantially equal monthly installments starting March 8, 2023. Read SEC document |
| July 16, 2020 Filed Jul 16, 2020 10:16 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | Disposition to issuerClass B Common Stock, par value $0.01 | 3,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-016156 · form4.xml · nonDerivative · entry 2 WURZER DAVID M · CIK 0001207118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2 · price: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. Read SEC document |
| July 16, 2020 Filed Jul 16, 2020 10:16 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | Disposition to issuerClass A Common Stock, par value $0.01 | 10,223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-016156 · form4.xml · nonDerivative · entry 1 WURZER DAVID M · CIK 0001207118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2 · price: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. Read SEC document |
| August 17, 2019 Filed Aug 19, 2019 20:30 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | GrantClass A Common Stock, par value $0.01 | 2,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-015331 · form4.xml · nonDerivative · entry 1 WURZER DAVID M · CIK 0001207118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 F1 · price: Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 16:18 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | GrantClass A Common Stock, par value $0.01 | 2,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-036757 · form4.xml · nonDerivative · entry 1 WURZER DAVID M · CIK 0001207118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,974 F1 · price: Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 09:38 UTC | STANDARD DIVERSIFIED INC. SDOIA · Entity 147791 | GrantClass A Common Stock, par value $0.01 | 2,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-044276 · v473723_4.xml · nonDerivative · entry 1 WURZER DAVID M · CIK 0001207118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,877 F1 · price: Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 18:06 UTC | STANDARD DIVERSIFIED INC. SDOPA · Entity 147791 | OtherClass B Common Stock, par value $0.01 | 3,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-005702 · t1701768_f4-x6.xml · nonDerivative · entry 4 WURZER DAVID M · CIK 0001207118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,050 F3 · price: On June 1, 2017, the Issuer declared a stock dividend, payable to all holders of record of Class A Common Stock on June 2, 2017, of one share of Class B Common Stock for each share of Class A Common Stock outstanding. The Class B Common Stock is convertible into shares of Class A Common Stock on a one-for-one basis. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 18:06 UTC | STANDARD DIVERSIFIED INC. SDOPA · Entity 147791 | OtherClass A Common Stock, par value $0.01 | 2,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-005702 · t1701768_f4-x6.xml · nonDerivative · entry 3 WURZER DAVID M · CIK 0001207118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,050 F2 · price: Represents compensation paid for service on Board of Directors. These shares were granted in May 2016, subject to vesting upon certain events, which vesting requirements were satisfied on June 1, 2017 upon the consummation of certain transactions by the Issuer. Read SEC document |
| May 30, 2017 Filed Jun 5, 2017 18:06 UTC | STANDARD DIVERSIFIED INC. SDOPA · Entity 147791 | OtherClass A Common Stock, par value $0.01 | 600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-005702 · t1701768_f4-x6.xml · nonDerivative · entry 2 WURZER DAVID M · CIK 0001207118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, the Issuer's previously existing Common Stock ($0.01 par value per share) was reclassified into Class A Common Stock ($0.01 par value per share), immediately and automatically, at a ratio of one (1) share of Class A Common Stock for every twenty-five (25) shares of previously existing Common Stock. Read SEC document |
| May 30, 2017 Filed Jun 5, 2017 18:06 UTC | STANDARD DIVERSIFIED INC. SDOPA · Entity 147791 | OtherCommon Stock, par value $0.01 | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-005702 · t1701768_f4-x6.xml · nonDerivative · entry 1 WURZER DAVID M · CIK 0001207118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, the Issuer's previously existing Common Stock ($0.01 par value per share) was reclassified into Class A Common Stock ($0.01 par value per share), immediately and automatically, at a ratio of one (1) share of Class A Common Stock for every twenty-five (25) shares of previously existing Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.