Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Flyte Aviation, Inc.RMED · Entity 8648 | General Counsel | November 20, 2020 | November 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Flyte Aviation, Inc.
Report date November 20, 2020 · Filed November 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,896 |
Reported balance
After 2020-11-20 transaction · row 1
1 source rowRow 1 · 2020-11-20 · Grant · Acquired 200 · Balance 21,896 F1: These shares were acquired through the issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired through the issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Velodyne Lidar, Inc.
Report date February 10, 2023 · Filed February 13, 2023
Section 16 reporting ended · disclosed 2023-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 402,299 |
Reported balance
After 2023-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-10 · Disposition to issuer · Disposed 261,806 · Balance 402,299 F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger"). F2: At the effective time of the Merger (the "Effective Time), each Performance-based restricted stock award was deemed to be met at the target level of achievement of the performance goals, resulting in a forfeiture of shares above the target level. F3: Includes 3,168 shares of common stock acquired pursuant to the Company's 2020 Employee Stock Purchase Plan acquired by the Reporting Person on January 23, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-02-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-02-10 · Disposition to issuer · Disposed 402,299 · Balance 0 F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger"). F4: At the effective time of the Merger, each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-10 · Disposition to issuer · Disposed 9,515 · Balance 0 F5: The Reporting Person received restricted stock units ("RSUs") on September 9, 2021 that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date thereafter, subject to continued employment with the issuer through each anniversary date. Six-and-one-quarter percent (6.25%) of the RSUs vested on December 9, 2021 were delivered to the Reporting Person on the vest date. F6: Each unvested RSU outstanding immediately prior to the Effective Time was cancelled and assumed by Ouster and converted into the right to receive an award of RSUs covering that number of shares of Ouster common stock, rounded up to the nearest whole share, equal to 0.8204 per share of Velodyne common stock. Each converted RSU award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding Velodyne RSU award as of immediately prior to the effective time of the Merger. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-02-10 · Disposition to issuer · Disposed 15,495 · Balance 0 F7: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. F6: Each unvested RSU outstanding immediately prior to the Effective Time was cancelled and assumed by Ouster and converted into the right to receive an award of RSUs covering that number of shares of Ouster common stock, rounded up to the nearest whole share, equal to 0.8204 per share of Velodyne common stock. Each converted RSU award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding Velodyne RSU award as of immediately prior to the effective time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").
F2: At the effective time of the Merger (the "Effective Time), each Performance-based restricted stock award was deemed to be met at the target level of achievement of the performance goals, resulting in a forfeiture of shares above the target level.
F3: Includes 3,168 shares of common stock acquired pursuant to the Company's 2020 Employee Stock Purchase Plan acquired by the Reporting Person on January 23, 2023.
F4: At the effective time of the Merger, each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock.
F5: The Reporting Person received restricted stock units ("RSUs") on September 9, 2021 that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date thereafter, subject to continued employment with the issuer through each anniversary date. Six-and-one-quarter percent (6.25%) of the RSUs vested on December 9, 2021 were delivered to the Reporting Person on the vest date.
F6: Each unvested RSU outstanding immediately prior to the Effective Time was cancelled and assumed by Ouster and converted into the right to receive an award of RSUs covering that number of shares of Ouster common stock, rounded up to the nearest whole share, equal to 0.8204 per share of Velodyne common stock. Each converted RSU award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding Velodyne RSU award as of immediately prior to the effective time of the Merger.
F7: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2023 Filed Feb 13, 2023 16:58 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Disposition to issuerRestricted Stock Unit · Derivative | 15,495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-003322 · wf-form4_167632547007355.xml · derivative · entry 4 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,495 shares Expires not disclosed F7 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. F6 · price: Each unvested RSU outstanding immediately prior to the Effective Time was cancelled and assumed by Ouster and converted into the right to receive an award of RSUs covering that number of shares of Ouster common stock, rounded up to the nearest whole share, equal to 0.8204 per share of Velodyne common stock. Each converted RSU award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding Velodyne RSU award as of immediately prior to the effective time of the Merger. F7 · derivative.exercise_date: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. F7 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 16:58 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Disposition to issuerRestricted Stock Unit · Derivative | 9,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-003322 · wf-form4_167632547007355.xml · derivative · entry 3 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,515 shares Expires not disclosed F5 · derivative.exercise_price: The Reporting Person received restricted stock units ("RSUs") on September 9, 2021 that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date thereafter, subject to continued employment with the issuer through each anniversary date. Six-and-one-quarter percent (6.25%) of the RSUs vested on December 9, 2021 were delivered to the Reporting Person on the vest date. F6 · price: Each unvested RSU outstanding immediately prior to the Effective Time was cancelled and assumed by Ouster and converted into the right to receive an award of RSUs covering that number of shares of Ouster common stock, rounded up to the nearest whole share, equal to 0.8204 per share of Velodyne common stock. Each converted RSU award described herein shall be subject to the same terms and conditions (including vesting and expiration schedule, as applicable) as applied to the corresponding Velodyne RSU award as of immediately prior to the effective time of the Merger. F5 · derivative.exercise_date: The Reporting Person received restricted stock units ("RSUs") on September 9, 2021 that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date thereafter, subject to continued employment with the issuer through each anniversary date. Six-and-one-quarter percent (6.25%) of the RSUs vested on December 9, 2021 were delivered to the Reporting Person on the vest date. F5 · derivative.expiration_date: The Reporting Person received restricted stock units ("RSUs") on September 9, 2021 that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date thereafter, subject to continued employment with the issuer through each anniversary date. Six-and-one-quarter percent (6.25%) of the RSUs vested on December 9, 2021 were delivered to the Reporting Person on the vest date. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 16:58 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Disposition to issuerCommon Stock | 402,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-003322 · wf-form4_167632547007355.xml · nonDerivative · entry 2 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger"). F4 · price: At the effective time of the Merger, each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 16:58 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Disposition to issuerCommon Stock | 261,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-003322 · wf-form4_167632547007355.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,299 F1 · kind: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger"). F2 · price: At the effective time of the Merger (the "Effective Time), each Performance-based restricted stock award was deemed to be met at the target level of achievement of the performance goals, resulting in a forfeiture of shares above the target level. F3 · balance_after: Includes 3,168 shares of common stock acquired pursuant to the Company's 2020 Employee Stock Purchase Plan acquired by the Reporting Person on January 23, 2023. Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 18:08 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000115 · wf-form4_167278730472120.xml · derivative · entry 2 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,495 Underlying: Common Stock · 17,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. F2 · derivative.exercise_date: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. F2 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 18:08 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 1,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-000115 · wf-form4_167278730472120.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on December 29, 2022. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on December 29, 2022. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 16:43 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-032119 · wf-form4_167122696729829.xml · derivative · entry 2 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,515 Underlying: Common Stock · 865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Reporting Person received RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. F3 · derivative.exercise_date: The Reporting Person received RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. F3 · derivative.expiration_date: The Reporting Person received RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 16:43 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-032119 · wf-form4_167122696729829.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on December 14, 2022. F2 · balance_after: Includes 15,000 shares acquired under the VLDR 2020 Employee Stock Purchase Plan on November 30, 2022. This transaction is exempt pursuant to Rule 16b-3(c). Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 16:43 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 1,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-026431 · wf-form4_166578015009162.xml · derivative · entry 2 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,045 Underlying: Common Stock · 18,594 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. F2 · derivative.exercise_date: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. F2 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 16:43 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 1,549 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-026431 · wf-form4_166578015009162.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on October 12, 2022. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on October 12, 2022. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 17:07 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | SaleCommon Stock | 2,498 | $1.23 | $3,072.54 |
DisclosureSEC source: 0001628280-22-025084 · wf-form4_166336245332539.xml · nonDerivative · entry 3 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,973 F3 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of restricted stock awards. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 17:07 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | SaleCommon Stock | 323 | $1.23 | $397.29 |
DisclosureSEC source: 0001628280-22-025084 · wf-form4_166336245332539.xml · nonDerivative · entry 2 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,471 F2 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 17:07 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-025084 · wf-form4_166336245332539.xml · derivative · entry 4 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,380 Underlying: Common Stock · 11,245 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. F4 · derivative.exercise_date: The Reporting Person was granted RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. F4 · derivative.expiration_date: The Reporting Person was granted RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 17:07 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-025084 · wf-form4_166336245332539.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 14, 2022. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on September 14, 2022. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 17:00 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 6,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-018992 · wf-form4_165791880118992.xml · derivative · entry 2 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,594 Underlying: Common Stock · 24,792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. F2 · derivative.exercise_date: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. F2 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that will vest in installments over four (4) years, with twenty-five percent (25%) of the RSUs vesting on July 7, 2022, and six-and-one-quarter percent (6.25%) of the remaining RSUs vesting quarterly thereafter, subject to continued employment with the Issuer through each anniversary date. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 17:00 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 6,198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-018992 · wf-form4_165791880118992.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on July 13, 2022. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on July 13, 2022. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 18:42 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016898 · wf-form4_165490094817918.xml · derivative · entry 2 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,245 Underlying: Common Stock · 12,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person was granted RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. F2 · derivative.exercise_date: The Reporting Person was granted RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. F2 · derivative.expiration_date: The Reporting Person was granted RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 18:42 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-016898 · wf-form4_165490094817918.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on June 8, 2022. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on June 8, 2022. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 17:45 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | GrantCommon Stock | 523,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-009401 · wf-form4_165005913416971.xml · nonDerivative · entry 2 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,866 F2 · kind: Represents the maximum number of shares of restricted stock that will vest and become non-forfeitable if certain performance goals are satisfied and the Reporting Person remains in continuous service through the applicable vesting dates, whereby, if the maximum goals are achieved, 1/3 of the shares will vest if the Reporting Person remains in service through February 28, 2023 (or, if later, the date the performance goals are certified) the remaining shares will vest in two equal installments if the Reporting Person remains in continuous service through February 28, 2024 and February 28, 2025. F2 · price: Represents the maximum number of shares of restricted stock that will vest and become non-forfeitable if certain performance goals are satisfied and the Reporting Person remains in continuous service through the applicable vesting dates, whereby, if the maximum goals are achieved, 1/3 of the shares will vest if the Reporting Person remains in service through February 28, 2023 (or, if later, the date the performance goals are certified) the remaining shares will vest in two equal installments if the Reporting Person remains in continuous service through February 28, 2024 and February 28, 2025. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 17:45 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | GrantCommon Stock | 112,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-009401 · wf-form4_165005913416971.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,254 F1 · kind: Represents shares of restricted stock that will vest and become non-forfeitable subject to the Reporting Person's continuous service, whereby 6.25% of the shares will vest if the Reporting Person remains in continuous service through May 28, 2022 and an additional 6.25% of the shares will vest if the Reporting Person remains in continuous service for each successive three-month period thereafter. F1 · price: Represents shares of restricted stock that will vest and become non-forfeitable subject to the Reporting Person's continuous service, whereby 6.25% of the shares will vest if the Reporting Person remains in continuous service through May 28, 2022 and an additional 6.25% of the shares will vest if the Reporting Person remains in continuous service for each successive three-month period thereafter. Read SEC document |
| March 10, 2022 Filed Mar 11, 2022 17:49 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | SaleCommon Stock | 373 | $2.06 | $768.38 |
DisclosureSEC source: 0001628280-22-005963 · wf-form4_164703895889739.xml · nonDerivative · entry 2 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,051 F2 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 17:49 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | GrantRestricted Stock Unit · Derivative | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-005963 · wf-form4_164703895889739.xml · derivative · entry 3 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,110 Underlying: Common Stock · 12,975 shares Expires not disclosed F3 · derivative.exercise_price: The Reporting Person received RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. F3 · derivative.exercise_date: The Reporting Person received RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. F3 · derivative.expiration_date: The Reporting Person received RSUs that will vest in installments over four (4) years, with six-and-one-quarter percent (6.25%) of the RSUs vesting on the quarterly anniversary date of the Vesting Commencement Date ("VCD") of August 31, 2021, and the remaining RSUs vesting on the quarterly VCD thereafter, subject to continued employment with the Issuer through each anniversary date. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 17:49 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-005963 · wf-form4_164703895889739.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel & Corp Secty 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on March 9, 2022. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on March 9, 2022. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:27 UTC | Flyte Aviation, Inc. RMED · Entity 8648 | GrantCommon Stock | 200 | $5.43 | $1,086.30 |
DisclosureSEC source: 0001209191-20-060208 · doc4.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,896 F1 · shares: These shares were acquired through the issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:22 UTC | Flyte Aviation, Inc. RMED · Entity 8648 | GrantCommon Stock | 19,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059382 · doc4.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,696 F1 · shares: The reported shares were issued as a restricted stock award ("RSA"). 50% of the shares underlying the RSA shall vest and become non-forfeitable as follows: 1/3 of the number of shares will vest on November 20, 2021, and 1/6th of the number of shares will vest on each May 20 and November 20 thereafter, such that 50% of the RSA will be fully vested on November 20, 2023; provided, however, that if a vesting date would otherwise fall on a day when the national stock exchange upon which the shares are listed is not open for trading, vesting will occur on the first trading day thereafter. The remaining 50% of the shares underlying the RSA shall vest and become non-forfeitable upon certain performance milestones being met by November 20, 2021. Vesting in all instances is subject to the reporting person's continuous status as a Service Provider (as defined in the 2018 Equity Incentive Plan) through each vesting date. F2 · balance_after: On November 16, 2020, the common stock of the company reverse-split 25-for-1, resulting in the reporting persons ownership being reduced by 50,536. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:08 UTC | Flyte Aviation, Inc. RMED · Entity 8648 | PurchaseWarrants (right to buy) · Derivative | 10,000 | $0.00 Strike: $0.35 | $0.00 |
DisclosureSEC source: 0001209191-20-045181 · doc4.xml · derivative · entry 2 Horwood Daniel · CIK 0001756566 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2025-08-04 Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 21:08 UTC | Flyte Aviation, Inc. RMED · Entity 8648 | PurchaseCommon Stock | 10,000 | $0.35 | $3,500.00 |
DisclosureSEC source: 0001209191-20-045181 · doc4.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,641 Read SEC document |
| May 22, 2020 Filed May 27, 2020 21:12 UTC | Flyte Aviation, Inc. RMED · Entity 8648 | PurchaseCommon Stock | 10,000 | $0.47 | $4,650.00 |
DisclosureSEC source: 0001209191-20-032341 · doc4.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,641 Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:14 UTC | Flyte Aviation, Inc. RMED · Entity 8648 | GrantCommon Stock | 5,000 | $0.42 | $2,112.50 |
DisclosureSEC source: 0001209191-20-031827 · doc4.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,641 F1 · shares: These shares were acquired on May 20, 2020 through the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:17 UTC | Flyte Aviation, Inc. RMED · Entity 8648 | GrantStock Option (Right to Buy) · Derivative | 139,052 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001209191-19-059366 · doc4.xml · derivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,052 Underlying: Common Stock · 139,052 shares Expires 2029-12-03 F1 · derivative.exercise_date: 1/12 of the total shares subject to the option shall vest every month after December 3, 2019, such that all shares subject to the option shall be fully vested on December 3, 2020, subject to the Reporting Person continuing to be a "Service Provider" (as defined in the Company's 2018 Equity Incentive Plan) through each vesting date. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 22:57 UTC | Flyte Aviation, Inc. RMED · Entity 8648 | GrantCommon Stock | 27,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059277 · doc4.xml · nonDerivative · entry 1 Horwood Daniel · CIK 0001756566 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,641 F1 · shares: Reported shares are represented by restricted stock units ("RSUs"), and each RSU is the economic equivalent of one share of Ra Medical Systems, Inc. common stock. 1/3 of the total number of shares underlying the RSUs granted will vest on November 20, 2019, and 1/6th of the total number of shares underlying the RSUs will vest on each May 20 and November 20 thereafter, such that the Award will be fully vested on November 20, 2021; provided, however, that if a vesting date would otherwise fall on a day when the national stock exchange upon which the shares are listed is not open for trading, vesting will occur on the first trading day thereafter. Vesting in all instances is subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2018 Equity Incentive Plan) through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.